{
  "crd_number": 112016,
  "slug": "tda-investment-group-san-mateo-ca-112016",
  "primary_business_name": "TDA INVESTMENT GROUP",
  "legal_name": "TDA, INC.",
  "dbas": [],
  "city": "San Mateo",
  "state": "CA",
  "country": "United States",
  "cbsa_code": "41860",
  "metro": {
    "cbsa_code": "41860",
    "common_name": "San Francisco",
    "msa_name": "San Francisco-Oakland-Fremont, CA",
    "path": "/advisors/ca/san-francisco"
  },
  "registration_type": "sec",
  "registration_status": "Approved",
  "registration_date": "1991-07-03",
  "years_registered": 35,
  "period": "2026-10-01",
  "filing_date": "2025-12-15",
  "carried_forward": false,
  "raum_total": 969343920.0,
  "raum_discretionary": 969343920.0,
  "raum_non_discretionary": 0.0,
  "raum_band": "500m_1b",
  "raum_band_label": "$500 million to $1 billion",
  "total_employees": 22,
  "advisory_employees": 5,
  "client_count_bucket": "fewer_than_5_in_some_types",
  "clients_by_type": {
    "pension_profit_sharing": {
      "raum": 842100546.0,
      "count": 3,
      "fewer_than_5": true
    },
    "pooled_investment_vehicles": {
      "raum": 127243374.0,
      "count": 1
    }
  },
  "compensation_types": [
    "percentage_of_aum"
  ],
  "advisory_activities": [
    "other",
    "portfolio_management_businesses_institutional",
    "portfolio_management_pooled_vehicles"
  ],
  "wrap_fee_participant": false,
  "disclosure_yes_count": 0,
  "states_registered": [
    "CA"
  ],
  "websites": [
    "https://linkedin.com/company/tda-investment-group",
    "https://tdainc.com"
  ],
  "iapd_url": "https://adviserinfo.sec.gov/firm/summary/112016",
  "city_as_filed": "SAN MATEO",
  "url": "https://advisorcensus.com/firm/tda-investment-group-san-mateo-ca-112016",
  "display_name": "TDA Investment Group",
  "summary": "TDA Investment Group is an SEC-registered investment advisory firm in San Mateo, CA, registered since 1991, reporting $500 million to $1 billion in regulatory assets under management in its Form ADV filing dated December 15, 2025.",
  "citation": "AdvisorCensus. TDA Investment Group (CRD 112016): Form ADV filing data as of October 2026.",
  "registration_type_label": "SEC-registered investment adviser",
  "compensation_labels": [
    "A percentage of assets under your management"
  ],
  "advisory_activity_labels": [
    "Portfolio management for pooled investment vehicles (other than investment companies)",
    "Portfolio management for businesses (other than small businesses) or institutional clients",
    "Other"
  ],
  "quick_answers": [
    {
      "q": "How is TDA Investment Group compensated?",
      "a": "On its Form ADV (Item 5.E, October 2026), TDA Investment Group reports these compensation arrangements: a percentage of assets under its management."
    },
    {
      "q": "How much does TDA Investment Group charge?",
      "a": "Its Form ADV Part 2A brochure dated December 15, 2025 states: Asset-based fee: 0.875% to 1.5% a year (a range, as the brochure states it). Fees can differ by service and may be negotiable; the brochure is the complete statement."
    },
    {
      "q": "Where is TDA Investment Group located?",
      "a": "TDA Investment Group's principal office is in San Mateo, CA, according to its Form ADV."
    },
    {
      "q": "Is TDA Investment Group registered with the SEC or a state?",
      "a": "TDA Investment Group is an SEC-registered investment advisory firm, registered since 1991. Status as filed: Approved. CRD 112016."
    },
    {
      "q": "How much does TDA Investment Group manage?",
      "a": "TDA Investment Group reports $969,343,920 in regulatory assets under management in its Form ADV filing dated December 15, 2025 (100% discretionary)."
    },
    {
      "q": "How have TDA Investment Group's assets and staff changed since 2021?",
      "a": "In the Form ADV data for TDA Investment Group: Regulatory assets under management: $570,974,195 in the October 2021 data and $969,343,920 in the October 2026 data, up 70%. Total employees: 20 in October 2021 and 22 in October 2026. Assets under management move with markets as well as with clients coming and going."
    },
    {
      "q": "What types of clients does TDA Investment Group serve?",
      "a": "By number of clients on Form ADV Item 5.D: pension and profit sharing plans (but not the plan participants or government pension plans) (3); pooled investment vehicles (other than investment companies and business development companies) (1)."
    },
    {
      "q": "Does TDA Investment Group report any disciplinary disclosures?",
      "a": "Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/112016"
    },
    {
      "q": "What changed in TDA Investment Group's recent Form ADV filings?",
      "a": "In the January 2026 filing data: Regulatory assets under management went from $825,653,474 to $969,343,920 (+17%). Updated its list of owners and control persons (Schedule A)."
    }
  ],
  "filing_history": [
    {
      "period": "2021-10-01",
      "regulatory_assets_under_management": 570974195.0,
      "total_employees": 20,
      "filing_date": "2020-12-09"
    },
    {
      "period": "2022-10-01",
      "regulatory_assets_under_management": 650456491.0,
      "total_employees": 20,
      "filing_date": "2021-12-02"
    },
    {
      "period": "2023-10-01",
      "regulatory_assets_under_management": 766852028.0,
      "total_employees": 20,
      "filing_date": "2022-12-13"
    },
    {
      "period": "2024-10-01",
      "regulatory_assets_under_management": 805618124.0,
      "total_employees": 20,
      "filing_date": "2023-12-11"
    },
    {
      "period": "2025-10-01",
      "regulatory_assets_under_management": 825653474.0,
      "total_employees": 20,
      "filing_date": "2024-12-13"
    },
    {
      "period": "2026-10-01",
      "regulatory_assets_under_management": 969343920.0,
      "total_employees": 22,
      "filing_date": "2025-12-15"
    }
  ],
  "recent_changes": [
    {
      "period": "2026-01-01",
      "period_label": "January 2026",
      "notes": [
        "Regulatory assets under management went from $825,653,474 to $969,343,920 (+17%).",
        "Updated its list of owners and control persons (Schedule A)."
      ]
    }
  ],
  "fees_from_brochure": {
    "source": "Form ADV Part 2A brochure dated December 15, 2025",
    "provided_by_the_firm": false,
    "tiers": [],
    "flat_rate": null,
    "stated_range": "0.875% to 1.5% a year",
    "stated_maximum": null,
    "account_minimum": null,
    "account_minimum_may_be_waived": false,
    "minimum_annual_fee": null,
    "planning_fees": [],
    "figures": [
      {
        "label": "Asset-based fee",
        "statements": [
          "Asset-based fee: 0.875% to 1.5% a year (a range, as the brochure states it)"
        ],
        "quotes": [
          "Typically, fees paid to TDA Investment Group are calculated as a percentage of the real estate assets under management. The fee generally ranges from 0.875% to 1.5%."
        ]
      }
    ],
    "values": {
      "tiers": [],
      "range_pct": [
        0.875,
        1.5
      ],
      "max_pct": null,
      "account_minimum": null,
      "minimum_annual_fee": null,
      "planning": []
    },
    "quotes": [
      "Typically, fees paid to TDA Investment Group are calculated as a percentage of the real estate assets under management. The fee generally ranges from 0.875% to 1.5%."
    ],
    "note": "As stated in the firm's brochure; fees can differ by service and may be negotiable."
  },
  "custodians": [],
  "custodians_note": null,
  "markdown_url": "https://advisorcensus.com/firm/tda-investment-group-san-mateo-ca-112016.md",
  "clients": [
    {
      "type": "pooled_investment_vehicles",
      "label": "Pooled investment vehicles (other than investment companies and business development companies)",
      "count": 1,
      "fewer_than_5": false,
      "raum": 127243374.0
    },
    {
      "type": "pension_profit_sharing",
      "label": "Pension and profit sharing plans (but not the plan participants or government pension plans)",
      "count": 3,
      "fewer_than_5": true,
      "raum": 842100546.0
    }
  ],
  "disclosure_line": "Reports no disclosure items on Form ADV Item 11.",
  "disclosure_items": [],
  "indexable": true,
  "suppressed": false,
  "claimed": false,
  "enhanced": false,
  "provided_by_the_firm": null,
  "source": {
    "name": "Form ADV",
    "as_of": "2026-10-01",
    "iapd_url": "https://adviserinfo.sec.gov/firm/summary/112016",
    "operator": "BH Monitor Services, LLC",
    "license": "https://creativecommons.org/licenses/by/4.0/",
    "credit": "AdvisorCensus (advisorcensus.com), from SEC Form ADV data"
  }
}