# TD Capital Management LLC

> TD Capital Management LLC is an SEC-registered investment advisory firm in Memphis, TN, registered since 1996, reporting $1 billion to $5 billion in regulatory assets under management in its Form ADV filing dated August 26, 2026.

- CRD: 106125
- Filed as: TD CAPITAL MANAGEMENT LLC
- Also doing business as: TD CAPITAL
- Registration: SEC-registered investment adviser (status as filed: Approved)
- Location: Memphis, TN
- Filing period: October 2026
- Form ADV filing dated: August 26, 2026
- SEC record (IAPD): https://adviserinfo.sec.gov/firm/summary/106125
- AdvisorCensus page: https://advisorcensus.com/firm/td-capital-management-llc-memphis-tn-106125

## Quick answers

**How is TD Capital Management LLC compensated?**
On its Form ADV (Item 5.E, October 2026), TD Capital Management LLC reports these compensation arrangements: a percentage of assets under its management; hourly charges; fixed fees (other than subscription fees).

**How much does TD Capital Management LLC charge?**
Its Form ADV Part 2A brochure dated August 26, 2026 states: Hourly rate: $300 to $375 an hour (financial planning fees); Flat fee: $1,000 to $3,000 (financial planning fees). Fees can differ by service and may be negotiable; the brochure is the complete statement.

**Where is TD Capital Management LLC located?**
TD Capital Management LLC's principal office is in Memphis, TN, according to its Form ADV.

**Is TD Capital Management LLC registered with the SEC or a state?**
TD Capital Management LLC is an SEC-registered investment advisory firm, registered since 1996. Status as filed: Approved. CRD 106125.

**How much does TD Capital Management LLC manage?**
TD Capital Management LLC reports $1,244,462,434 in regulatory assets under management in its Form ADV filing dated August 26, 2026 (100% discretionary).

**How have TD Capital Management LLC's assets and staff changed since 2021?**
In the Form ADV data for TD Capital Management LLC: Regulatory assets under management: $801,669,868 in the October 2021 data and $1,244,462,434 in the October 2026 data, up 55%. Total employees: 13 in October 2021 and 13 in October 2026. Assets under management move with markets as well as with clients coming and going.

**What types of clients does TD Capital Management LLC serve?**
By number of clients on Form ADV Item 5.D: high net worth individuals (250); individuals (other than high net worth individuals) (195); charitable organizations (5).

**Which custodians does TD Capital Management LLC use?**
TD Capital Management LLC's most recent Form ADV filing (Schedule D, Section 5.K(3)) lists National Financial Services LLC as a custodian holding 10% or more of its separately managed account assets.

**Does TD Capital Management LLC report any disciplinary disclosures?**
Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/106125

**What changed in TD Capital Management LLC's recent Form ADV filings?**
In the September 2026 filing data: Employees performing advisory functions went from 9 to 8.

## From the Form ADV filing

### Compensation (Item 5.E)
- A percentage of assets under your management
- Hourly charges
- Fixed fees (other than subscription fees)

### Fees and minimums (Form ADV Part 2A brochure dated August 26, 2026)

- Hourly rate: $300 to $375 an hour (financial planning fees)

> On an hourly basis ranging from $300 to $375 per hour.

- Flat fee: $1,000 to $3,000 (financial planning fees)

> As a fixed fee, typically ranging from $1,000 to $3,000, depending on the nature and complexity of the engagement

As stated in the firm's brochure. Fees can differ by service and may be negotiable.

### Custodians (Schedule D, Section 5.K(3))
- National Financial Services LLC

Custodians holding 10% or more of the firm's separately managed account assets, as filed on Form ADV (Schedule D, Section 5.K(3)). A custodian holds client assets; it does not endorse or supervise the firm. AdvisorCensus has no relationship with any custodian.

### Regulatory assets under management (Item 5.F)
- Total: $1,244,462,434
- Discretionary: $1,244,462,434
- Non-discretionary: $0

### Clients (Item 5.D)

| Client type | Clients | Assets |
| --- | --- | --- |
| Individuals (other than high net worth individuals) | 195 | $90,362,924 |
| High net worth individuals | 250 | $1,138,596,707 |
| Banking or thrift institutions | Not reported | $0 |
| Investment companies | Not reported | $0 |
| Business development companies | Not reported | $0 |
| Pooled investment vehicles (other than investment companies and business development companies) | Not reported | $0 |
| Pension and profit sharing plans (but not the plan participants or government pension plans) | 1 | $186,290 |
| Charitable organizations | 5 | $15,316,513 |
| State or municipal government entities (including government pension plans) | Not reported | $0 |
| Other investment advisers | Not reported | $0 |
| Insurance companies | Not reported | $0 |
| Sovereign wealth funds and foreign official institutions | Not reported | $0 |
| Corporations or other businesses not listed above | Not reported | $0 |
| Other | Not reported | $0 |

### Advisory services (Item 5.G)
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses (other than small businesses) or institutional clients

### Firm details
- Registered since: 1996 (30 years)
- Employees: 13 total, 8 performing advisory functions
- Wrap fee program participation: No
- States registered or notice-filed: AL, AR, CA, FL, GA, LA, MD, MS, NE, NY, SC, TN, TX, VA
- Disclosures (Item 11): Reports no disclosure items on Form ADV Item 11.

### Websites listed on Form ADV (Item 1.I)
- tdcapitalmanagement.com
- LinkedIn @td-capital-management-llc

## Assets and staff over time

| Data period | Regulatory assets under management | Employees | Filing dated |
| --- | --- | --- | --- |
| October 2021 | $801,669,868 | 13 | March 23, 2021 |
| October 2022 | $961,228,330 | 12 | February 3, 2022 |
| October 2023 | $845,744,960 | 13 | March 9, 2023 |
| October 2024 | $970,984,030 | 13 | February 13, 2024 |
| October 2025 | $1,087,661,161 | 14 | February 5, 2025 |
| October 2026 | $1,244,462,434 | 13 | August 26, 2026 |

Regulatory assets under management: $801,669,868 in the October 2021 data and $1,244,462,434 in the October 2026 data, up 55%.
Total employees: 13 in October 2021 and 13 in October 2026.

## Changes in the filing (last 12 months)

### September 2026
- Employees performing advisory functions went from 9 to 8.

### March 2026
- Regulatory assets under management went from $1,087,661,161 to $1,244,462,434 (+14%).

### January 2026
- No longer registered or notice-filed in CO.

## Source

Form ADV as filed, October 2026. Values appear as filed. Cite as: AdvisorCensus. TD Capital Management LLC (CRD 106125): Form ADV filing data as of October 2026.