# TCP Asset Management, LLC

> TCP Asset Management, LLC is an SEC-registered investment advisory firm in Upper Arlington, OH, registered since 2017, reporting $1 billion to $5 billion in regulatory assets under management in its Form ADV filing dated September 28, 2026.

- CRD: 286037
- Filed as: TCP ASSET MANAGEMENT, LLC
- Registration: SEC-registered investment adviser (status as filed: Approved)
- Location: Upper Arlington, OH
- Filing period: October 2026
- Form ADV filing dated: September 28, 2026
- SEC record (IAPD): https://adviserinfo.sec.gov/firm/summary/286037
- AdvisorCensus page: https://advisorcensus.com/firm/tcp-asset-management-llc-upper-arlington-oh-286037

## Quick answers

**How is TCP Asset Management, LLC compensated?**
On its Form ADV (Item 5.E, October 2026), TCP Asset Management, LLC reports these compensation arrangements: a percentage of assets under its management; hourly charges; fixed fees (other than subscription fees); other.

**Where is TCP Asset Management, LLC located?**
TCP Asset Management, LLC's principal office is in Upper Arlington, OH, according to its Form ADV; the October 2026 filing also lists 9 other offices (Schedule D, Section 1.F).

**Is TCP Asset Management, LLC registered with the SEC or a state?**
TCP Asset Management, LLC is an SEC-registered investment advisory firm, registered since 2017. Status as filed: Approved. CRD 286037.

**How much does TCP Asset Management, LLC manage?**
TCP Asset Management, LLC reports $1,182,711,742 in regulatory assets under management in its Form ADV filing dated September 28, 2026 (97% discretionary).

**How have TCP Asset Management, LLC's assets and staff changed since 2021?**
In the Form ADV data for TCP Asset Management, LLC: Regulatory assets under management: $316,610,682 in the October 2021 data and $1,182,711,742 in the October 2026 data, up 274%. Total employees: 27 in October 2021 and 43 in October 2026. Assets under management move with markets as well as with clients coming and going.

**What types of clients does TCP Asset Management, LLC serve?**
By number of clients on Form ADV Item 5.D: individuals (other than high net worth individuals) (1,934); high net worth individuals (287).

**Which custodians does TCP Asset Management, LLC use?**
TCP Asset Management, LLC's most recent Form ADV filing (Schedule D, Section 5.K(3)) lists Charles Schwab & Co., Inc. and SEI Investments Distribution Co. as custodians holding 10% or more of its separately managed account assets.

**Does TCP Asset Management, LLC report any disciplinary disclosures?**
Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/286037

**Does TCP Asset Management, LLC state an account minimum?**
Its Form ADV Part 2A brochure dated February 13, 2026 says: "There is no account minimum for any of TCPAM’s services."

**What changed in TCP Asset Management, LLC's recent Form ADV filings?**
In the March 2026 filing data: Employees performing advisory functions went from 18 to 21. Regulatory assets under management went from $822,130,691 to $1,182,711,742 (+44%). Added an office in Amarillo, TX. No longer lists an office in Aiken, SC. Registered or notice-filed in NM, OK. Updated its list of owners and control persons (Schedule A).

## From the Form ADV filing

### Compensation (Item 5.E)
- A percentage of assets under your management
- Hourly charges
- Fixed fees (other than subscription fees)
- Other

### Fees and minimums (Form ADV Part 2A brochure dated February 13, 2026)

- Account minimum: None

> There is no account minimum for any of TCPAM’s services.

As stated in the firm's brochure. Fees can differ by service and may be negotiable.

### Custodians (Schedule D, Section 5.K(3))
- Charles Schwab & Co., Inc.
- SEI Investments Distribution Co.

Custodians holding 10% or more of the firm's separately managed account assets, as filed on Form ADV (Schedule D, Section 5.K(3)). A custodian holds client assets; it does not endorse or supervise the firm. AdvisorCensus has no relationship with any custodian.

### Regulatory assets under management (Item 5.F)
- Total: $1,182,711,742
- Discretionary: $1,149,896,143
- Non-discretionary: $32,815,599

### Clients (Item 5.D)

| Client type | Clients | Assets |
| --- | --- | --- |
| Individuals (other than high net worth individuals) | 1,934 | $617,669,391 |
| High net worth individuals | 287 | $565,042,351 |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles (other than investment companies and business development companies) | 0 | $0 |
| Pension and profit sharing plans (but not the plan participants or government pension plans) | 0 | $0 |
| Charitable organizations | 0 | $0 |
| State or municipal government entities (including government pension plans) | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Other | 0 | $0 |

### Advisory services (Item 5.G)
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Pension consulting services
- Selection of other advisers (including private fund managers)

### Firm details
- Registered since: 2017 (9 years)
- Employees: 43 total, 21 performing advisory functions
- Wrap fee program participation: No
- States registered or notice-filed: AL, AZ, CA, CO, CT, FL, GA, IL, IN, KY, LA, MA, MD, MI, MO, NC, NE, NH, NM, NV, NY, OH, OK, PA, SC, TN, TX, VA, WA, WV, WY
- Disclosures (Item 11): Reports no disclosure items on Form ADV Item 11.

### Other offices (Schedule D, Section 1.F), as of the October 2026 filing
- Amarillo, TX
- Bellefontaine, OH
- Cheyenne, WY
- Columbus, OH
- Greensburg, PA
- Palm Springs, CA
- Phoenix, AZ
- Thompson Station, TN
- Westerville, OH

### Websites listed on Form ADV (Item 1.I)
- tcpasset.com

## Assets and staff over time

| Data period | Regulatory assets under management | Employees | Filing dated |
| --- | --- | --- | --- |
| October 2021 | $316,610,682 | 27 | September 3, 2021 |
| October 2022 | $416,721,715 | 29 | September 20, 2022 |
| October 2023 | $470,477,836 | 32 | July 18, 2023 |
| October 2024 | $641,790,572 | 35 | September 4, 2024 |
| October 2025 | $822,130,691 | 34 | July 15, 2025 |
| October 2026 | $1,182,711,742 | 43 | September 28, 2026 |

Regulatory assets under management: $316,610,682 in the October 2021 data and $1,182,711,742 in the October 2026 data, up 274%.
Total employees: 27 in October 2021 and 43 in October 2026.

## Changes in the filing (last 12 months)

### March 2026
- Employees performing advisory functions went from 18 to 21.
- Regulatory assets under management went from $822,130,691 to $1,182,711,742 (+44%).
- Added an office in Amarillo, TX.
- No longer lists an office in Aiken, SC.
- Registered or notice-filed in NM, OK.
- Updated its list of owners and control persons (Schedule A).

## Source

Form ADV as filed, October 2026. Values appear as filed. Cite as: AdvisorCensus. TCP Asset Management, LLC (CRD 286037): Form ADV filing data as of October 2026.