# TCI Wealth Advisors, Inc.

> TCI Wealth Advisors, Inc. is an SEC-registered investment advisory firm in Tucson, AZ, registered since 1990, reporting over $5 billion in regulatory assets under management in its Form ADV filing dated August 27, 2026.

- CRD: 107373
- Filed as: TCI WEALTH ADVISORS, INC.
- Registration: SEC-registered investment adviser (status as filed: Approved)
- Location: Tucson, AZ
- Filing period: October 2026
- Form ADV filing dated: August 27, 2026
- SEC record (IAPD): https://adviserinfo.sec.gov/firm/summary/107373
- AdvisorCensus page: https://advisorcensus.com/firm/tci-wealth-advisors-inc-tucson-az-107373

## Quick answers

**How is TCI Wealth Advisors, Inc. compensated?**
On its Form ADV (Item 5.E, October 2026), TCI Wealth Advisors, Inc. reports these compensation arrangements: a percentage of assets under its management; hourly charges; fixed fees (other than subscription fees).

**How much does TCI Wealth Advisors, Inc. charge?**
Its Form ADV Part 2A brochure dated March 4, 2026 states: Flat fee: $500 to $1,500 (financial planning and consulting services (stand-alone)); Hourly rate: $150 to $250 an hour (financial planning and consulting services (stand-alone)). Fees can differ by service and may be negotiable; the brochure is the complete statement.

**Where is TCI Wealth Advisors, Inc. located?**
TCI Wealth Advisors, Inc.'s principal office is in Tucson, AZ, according to its Form ADV; the September 2026 filing also lists 4 other offices (Schedule D, Section 1.F).

**Is TCI Wealth Advisors, Inc. registered with the SEC or a state?**
TCI Wealth Advisors, Inc. is an SEC-registered investment advisory firm, registered since 1990. Status as filed: Approved. CRD 107373.

**How much does TCI Wealth Advisors, Inc. manage?**
TCI Wealth Advisors, Inc. reports $5,368,062,519 in regulatory assets under management in its Form ADV filing dated August 27, 2026 (100% discretionary).

**How have TCI Wealth Advisors, Inc.'s assets and staff changed since 2021?**
In the Form ADV data for TCI Wealth Advisors, Inc.: Regulatory assets under management: $3,182,065,274 in the October 2021 data and $5,368,062,519 in the October 2026 data, up 69%. Total employees: 55 in October 2021 and 72 in October 2026. Assets under management move with markets as well as with clients coming and going.

**What types of clients does TCI Wealth Advisors, Inc. serve?**
By number of clients on Form ADV Item 5.D: individuals (other than high net worth individuals) (1,899); high net worth individuals (1,290); pension and profit sharing plans (but not the plan participants or government pension plans) (49).

**Which custodians does TCI Wealth Advisors, Inc. use?**
TCI Wealth Advisors, Inc.'s most recent Form ADV filing (Schedule D, Section 5.K(3)) lists Charles Schwab & Co., Inc. as a custodian holding 10% or more of its separately managed account assets.

**Does TCI Wealth Advisors, Inc. report any disciplinary disclosures?**
Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/107373

**What changed in TCI Wealth Advisors, Inc.'s recent Form ADV filings?**
In the May 2026 filing data: Employees performing advisory functions went from 43 to 45. Updated its list of owners and control persons (Schedule A).

## From the Form ADV filing

### Compensation (Item 5.E)
- A percentage of assets under your management
- Hourly charges
- Fixed fees (other than subscription fees)

### Fees and minimums (Form ADV Part 2A brochure dated March 4, 2026)

- Flat fee: $500 to $1,500 (financial planning and consulting services (stand-alone))

> Registrant’s planning and consulting fees are negotiable, but generally range from $500 to $1,500 on a fixed fee basis

- Hourly rate: $150 to $250 an hour (financial planning and consulting services (stand-alone))

> and from $150 to $250 on an hourly rate basis, depending upon the level and scope of the service(s) required and the professional(s) rendering the service(s).

As stated in the firm's brochure. Fees can differ by service and may be negotiable.

### Custodians (Schedule D, Section 5.K(3))
- Charles Schwab & Co., Inc.

Custodians holding 10% or more of the firm's separately managed account assets, as filed on Form ADV (Schedule D, Section 5.K(3)). A custodian holds client assets; it does not endorse or supervise the firm. AdvisorCensus has no relationship with any custodian.

### Regulatory assets under management (Item 5.F)
- Total: $5,368,062,519
- Discretionary: $5,345,599,019
- Non-discretionary: $22,463,500

### Clients (Item 5.D)

| Client type | Clients | Assets |
| --- | --- | --- |
| Individuals (other than high net worth individuals) | 1,899 | $816,716,759 |
| High net worth individuals | 1,290 | $4,349,652,686 |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles (other than investment companies and business development companies) | 0 | $0 |
| Pension and profit sharing plans (but not the plan participants or government pension plans) | 49 | $122,815,293 |
| Charitable organizations | 8 | $45,079,200 |
| State or municipal government entities (including government pension plans) | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses not listed above | 22 | $33,798,581 |
| Other | 0 | $0 |

### Advisory services (Item 5.G)
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Pension consulting services
- Selection of other advisers (including private fund managers)

### Firm details
- Registered since: 1990 (36 years)
- Employees: 72 total, 45 performing advisory functions
- Wrap fee program participation: No
- States registered or notice-filed: AZ, CA, CO, CT, FL, GA, HI, ID, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MT, NC, NE, NH, NJ, NM, NV, NY, OH, OR, PA, SC, TN, TX, UT, VA, VT, WA, WI, WY
- Disclosures (Item 11): Reports no disclosure items on Form ADV Item 11.

### Other offices (Schedule D, Section 1.F), as of the September 2026 filing
- Denver, CO
- Flagstaff, AZ
- Reno, NV
- Scottsdale, AZ

### Websites listed on Form ADV (Item 1.I)
- tciwealth.com
- Facebook @TCIWealthAdvisors
- Instagram @tciwealthadvisors
- LinkedIn @TCI-WEALTH-ADVISORS-INC-
- X @TCIWEALTH

## Assets and staff over time

| Data period | Regulatory assets under management | Employees | Filing dated |
| --- | --- | --- | --- |
| October 2021 | $3,182,065,274 | 55 | March 30, 2021 |
| October 2022 | $3,764,466,869 | 55 | July 29, 2022 |
| October 2023 | $3,431,526,695 | 54 | June 5, 2023 |
| October 2024 | $4,091,666,732 | 53 | August 29, 2024 |
| October 2025 | $4,527,183,704 | 61 | July 10, 2025 |
| October 2026 | $5,368,062,519 | 72 | August 27, 2026 |

Regulatory assets under management: $3,182,065,274 in the October 2021 data and $5,368,062,519 in the October 2026 data, up 69%.
Total employees: 55 in October 2021 and 72 in October 2026.

## Changes in the filing (last 12 months)

### May 2026
- Employees performing advisory functions went from 43 to 45.
- Updated its list of owners and control persons (Schedule A).

### April 2026
- Employees performing advisory functions went from 39 to 43.
- Regulatory assets under management went from $4,527,183,704 to $5,368,062,519 (+19%).
- Updated its list of owners and control persons (Schedule A).

### March 2026
- Registered or notice-filed in KY, VT.

### January 2026
- No longer registered or notice-filed in AL, AR.

### December 2025
- Employees performing advisory functions went from 40 to 39.
- Registered or notice-filed in ME.

## Source

Form ADV as filed, October 2026. Values appear as filed. Cite as: AdvisorCensus. TCI Wealth Advisors, Inc. (CRD 107373): Form ADV filing data as of October 2026.