# Taylor Frigon Capital Management LLC

> Taylor Frigon Capital Management LLC is an SEC-registered investment advisory firm in Scottsdale, AZ, registered since 2007, reporting $100 million to $500 million in regulatory assets under management in its Form ADV filing dated March 24, 2026.

- CRD: 142617
- Filed as: TAYLOR FRIGON CAPITAL MANAGEMENT LLC
- Registration: SEC-registered investment adviser (status as filed: Approved)
- Location: Scottsdale, AZ
- Filing period: October 2026
- Form ADV filing dated: March 24, 2026
- SEC record (IAPD): https://adviserinfo.sec.gov/firm/summary/142617
- AdvisorCensus page: https://advisorcensus.com/firm/taylor-frigon-capital-management-llc-scottsdale-az-142617

## Quick answers

**How is Taylor Frigon Capital Management LLC compensated?**
On its Form ADV (Item 5.E, October 2026), Taylor Frigon Capital Management LLC reports these compensation arrangements: a percentage of assets under its management; performance-based fees.

**How much does Taylor Frigon Capital Management LLC charge?**
Its Form ADV Part 2A brochure dated March 23, 2026 states: Asset-based fee: 1% of assets a year. Fees can differ by service and may be negotiable; the brochure is the complete statement.

**Where is Taylor Frigon Capital Management LLC located?**
Taylor Frigon Capital Management LLC's principal office is in Scottsdale, AZ, according to its Form ADV.

**Is Taylor Frigon Capital Management LLC registered with the SEC or a state?**
Taylor Frigon Capital Management LLC is an SEC-registered investment advisory firm, registered since 2007. Status as filed: Approved. CRD 142617.

**How much does Taylor Frigon Capital Management LLC manage?**
Taylor Frigon Capital Management LLC reports $232,628,086 in regulatory assets under management in its Form ADV filing dated March 24, 2026 (98% discretionary).

**How have Taylor Frigon Capital Management LLC's assets and staff changed since 2021?**
In the Form ADV data for Taylor Frigon Capital Management LLC: Regulatory assets under management: $377,930,074 in the October 2021 data and $232,628,086 in the October 2026 data, down 38%. Total employees: 12 in October 2021 and 11 in October 2026. Assets under management move with markets as well as with clients coming and going.

**What types of clients does Taylor Frigon Capital Management LLC serve?**
By number of clients on Form ADV Item 5.D: high net worth individuals (98); charitable organizations (10); pension and profit sharing plans (but not the plan participants or government pension plans) (7).

**Which custodians does Taylor Frigon Capital Management LLC use?**
Taylor Frigon Capital Management LLC's most recent Form ADV filing (Schedule D, Section 5.K(3)) lists Charles Schwab & Co., Inc. as a custodian holding 10% or more of its separately managed account assets.

**Does Taylor Frigon Capital Management LLC report any disciplinary disclosures?**
Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/142617

**What changed in Taylor Frigon Capital Management LLC's recent Form ADV filings?**
In the April 2026 filing data: Employees performing advisory functions went from 5 to 6. Regulatory assets under management went from $299,107,801 to $232,628,086 (-22%).

## From the Form ADV filing

### Compensation (Item 5.E)
- A percentage of assets under your management
- Performance-based fees

### Fees and minimums (Form ADV Part 2A brochure dated March 23, 2026)

- Asset-based fee: 1% of assets a year

> Clients that engage the Registrant to provide discretionary investment advisory services, generally are charged an advisory fee of 1.00% of the market value of assets placed under the Registrant’s management.

As stated in the firm's brochure. Fees can differ by service and may be negotiable.

### Custodians (Schedule D, Section 5.K(3))
- Charles Schwab & Co., Inc.

Custodians holding 10% or more of the firm's separately managed account assets, as filed on Form ADV (Schedule D, Section 5.K(3)). A custodian holds client assets; it does not endorse or supervise the firm. AdvisorCensus has no relationship with any custodian.

### Regulatory assets under management (Item 5.F)
- Total: $232,628,086
- Discretionary: $228,333,796
- Non-discretionary: $4,294,290

### Clients (Item 5.D)

| Client type | Clients | Assets |
| --- | --- | --- |
| High net worth individuals | 98 | $60,096,424 |
| Investment companies | 1 | $32,597,732 |
| Pooled investment vehicles (other than investment companies and business development companies) | 2 | $114,945,596 |
| Pension and profit sharing plans (but not the plan participants or government pension plans) | 7 | $24,352,697 |
| Charitable organizations | 10 | $56,335 |
| Corporations or other businesses not listed above | 3 | $579,302 |

### Advisory services (Item 5.G)
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for investment companies (and business development companies)
- Portfolio management for pooled investment vehicles (other than investment companies)
- Portfolio management for businesses (other than small businesses) or institutional clients
- Publication of periodicals or newsletters

### Firm details
- Registered since: 2007 (19 years)
- Employees: 11 total, 6 performing advisory functions
- Wrap fee program participation: No
- States registered or notice-filed: AZ, CA, ID, TX
- Disclosures (Item 11): Reports no disclosure items on Form ADV Item 11.

### Websites listed on Form ADV (Item 1.I)
- [open.spotify.com/show/1hmJS8bNTK64DS5qozdtuo](https://open.spotify.com/show/1hmJS8bNTK64DS5qozdtuo)
- [open.spotify.com/show/7ofUga6nb6iC8BfeZIxGd4](https://open.spotify.com/show/7ofUga6nb6iC8BfeZIxGd4)
- [podcasts.apple.com/nl/podcast/just-steward/id1853678401](https://podcasts.apple.com/nl/podcast/just-steward/id1853678401)
- [podcasts.apple.com/us/podcast/the-long-only-podcast/id1625134482](https://podcasts.apple.com/us/podcast/the-long-only-podcast/id1625134482)
- [ridingthebull.substack.com](https://ridingthebull.substack.com)
- [taylorfrigon.blogspot.com](https://taylorfrigon.blogspot.com)
- [taylorfrigon.com](https://taylorfrigon.com)
- [taylorfrigonblog.substack.com](https://taylorfrigonblog.substack.com)
- [taylorfrigonfunds.com](https://taylorfrigonfunds.com)
- [tffamilyoffice.com](https://tffamilyoffice.com)
- [therevert.substack.com](https://therevert.substack.com)
- Instagram @TAYLORFRIGON.INVEST
- LinkedIn @TAYLOR-FRIGON-CAPITAL-MANAGEMENT-LLC
- LinkedIn @doug-connolly-44b96922a
- LinkedIn @gerryfrigon
- LinkedIn @johnferebee
- LinkedIn @josh-mathisen-06970b22a
- LinkedIn @kameron-gilbert-aa6497166
- LinkedIn @karenfrigon
- LinkedIn @matthew-sepulveda
- LinkedIn @michael-frigon-661726335
- LinkedIn @tyler-frigon
- YouTube @taylorfrigon
- YouTube @UCN1xAI5Apwlmpg82e-urS7A

## Assets and staff over time

| Data period | Regulatory assets under management | Employees | Filing dated |
| --- | --- | --- | --- |
| October 2021 | $377,930,074 | 12 | July 2, 2021 |
| October 2022 | $419,055,483 | 13 | April 11, 2022 |
| October 2023 | $264,461,225 | 13 | March 10, 2023 |
| October 2024 | $301,346,962 | 11 | July 25, 2024 |
| October 2025 | $299,107,801 | 11 | March 25, 2025 |
| October 2026 | $232,628,086 | 11 | March 24, 2026 |

Regulatory assets under management: $377,930,074 in the October 2021 data and $232,628,086 in the October 2026 data, down 38%.
Total employees: 12 in October 2021 and 11 in October 2026.

## Changes in the filing (last 12 months)

### April 2026
- Employees performing advisory functions went from 5 to 6.
- Regulatory assets under management went from $299,107,801 to $232,628,086 (-22%).

## Source

Form ADV as filed, October 2026. Values appear as filed. Cite as: AdvisorCensus. Taylor Frigon Capital Management LLC (CRD 142617): Form ADV filing data as of October 2026.