{ "crd_number": 142617, "slug": "taylor-frigon-capital-management-llc-scottsdale-az-142617", "primary_business_name": "TAYLOR FRIGON CAPITAL MANAGEMENT LLC", "legal_name": "TAYLOR FRIGON CAPITAL MANAGEMENT LLC", "dbas": [], "city": "Scottsdale", "state": "AZ", "country": "United States", "cbsa_code": "38060", "metro": { "cbsa_code": "38060", "common_name": "Phoenix", "msa_name": "Phoenix-Mesa-Chandler, AZ", "path": "/advisors/az/phoenix" }, "registration_type": "sec", "registration_status": "Approved", "registration_date": "2007-02-05", "years_registered": 19, "period": "2026-10-01", "filing_date": "2026-03-24", "carried_forward": false, "raum_total": 232628086.0, "raum_discretionary": 228333796.0, "raum_non_discretionary": 4294290.0, "raum_band": "100m_500m", "raum_band_label": "$100 million to $500 million", "total_employees": 11, "advisory_employees": 6, "client_count_bucket": "fewer_than_5_in_some_types", "clients_by_type": { "charitable": { "raum": 56335.0, "count": 10 }, "investment_companies": { "raum": 32597732.0, "count": 1 }, "pension_profit_sharing": { "raum": 24352697.0, "count": 7 }, "high_net_worth_individuals": { "raum": 60096424.0, "count": 98 }, "pooled_investment_vehicles": { "raum": 114945596.0, "count": 2 }, "corporations_other_businesses": { "raum": 579302.0, "count": 3, "fewer_than_5": true } }, "compensation_types": [ "percentage_of_aum", "performance_based" ], "advisory_activities": [ "financial_planning", "periodicals_newsletters", "portfolio_management_businesses_institutional", "portfolio_management_individuals", "portfolio_management_investment_companies", "portfolio_management_pooled_vehicles" ], "wrap_fee_participant": false, "disclosure_yes_count": 0, "states_registered": [ "AZ", "CA", "ID", "TX" ], "websites": [ "https://instagram.com/TAYLORFRIGON.INVEST", "https://linkedin.com/COMPANY/TAYLOR-FRIGON-CAPITAL-MANAGEMENT-LLC", "https://linkedin.com/in/doug-connolly-44b96922a", "https://linkedin.com/in/gerryfrigon", "https://linkedin.com/in/johnferebee", "https://linkedin.com/in/josh-mathisen-06970b22a", "https://linkedin.com/in/kameron-gilbert-aa6497166", "https://linkedin.com/in/karenfrigon", "https://linkedin.com/in/matthew-sepulveda", "https://linkedin.com/in/michael-frigon-661726335", "https://linkedin.com/in/tyler-frigon", "https://open.spotify.com/show/1hmJS8bNTK64DS5qozdtuo", "https://open.spotify.com/show/7ofUga6nb6iC8BfeZIxGd4", "https://podcasts.apple.com/nl/podcast/just-steward/id1853678401", "https://podcasts.apple.com/us/podcast/the-long-only-podcast/id1625134482", "https://ridingthebull.substack.com", "https://taylorfrigon.blogspot.com", "https://taylorfrigon.com", "https://taylorfrigonblog.substack.com", "https://taylorfrigonfunds.com", "https://tffamilyoffice.com", "https://therevert.substack.com", "https://youtube.com/@taylorfrigon", "https://youtube.com/channel/UCN1xAI5Apwlmpg82e-urS7A" ], "iapd_url": "https://adviserinfo.sec.gov/firm/summary/142617", "city_as_filed": "SCOTTSDALE", "url": "https://advisorcensus.com/firm/taylor-frigon-capital-management-llc-scottsdale-az-142617", "display_name": "Taylor Frigon Capital Management LLC", "summary": "Taylor Frigon Capital Management LLC is an SEC-registered investment advisory firm in Scottsdale, AZ, registered since 2007, reporting $100 million to $500 million in regulatory assets under management in its Form ADV filing dated March 24, 2026.", "citation": "AdvisorCensus. Taylor Frigon Capital Management LLC (CRD 142617): Form ADV filing data as of October 2026.", "registration_type_label": "SEC-registered investment adviser", "compensation_labels": [ "A percentage of assets under your management", "Performance-based fees" ], "advisory_activity_labels": [ "Financial planning services", "Portfolio management for individuals and/or small businesses", "Portfolio management for investment companies (and business development companies)", "Portfolio management for pooled investment vehicles (other than investment companies)", "Portfolio management for businesses (other than small businesses) or institutional clients", "Publication of periodicals or newsletters" ], "quick_answers": [ { "q": "How is Taylor Frigon Capital Management LLC compensated?", "a": "On its Form ADV (Item 5.E, October 2026), Taylor Frigon Capital Management LLC reports these compensation arrangements: a percentage of assets under its management; performance-based fees." }, { "q": "How much does Taylor Frigon Capital Management LLC charge?", "a": "Its Form ADV Part 2A brochure dated March 23, 2026 states: Asset-based fee: 1% of assets a year. Fees can differ by service and may be negotiable; the brochure is the complete statement." }, { "q": "Where is Taylor Frigon Capital Management LLC located?", "a": "Taylor Frigon Capital Management LLC's principal office is in Scottsdale, AZ, according to its Form ADV." }, { "q": "Is Taylor Frigon Capital Management LLC registered with the SEC or a state?", "a": "Taylor Frigon Capital Management LLC is an SEC-registered investment advisory firm, registered since 2007. Status as filed: Approved. CRD 142617." }, { "q": "How much does Taylor Frigon Capital Management LLC manage?", "a": "Taylor Frigon Capital Management LLC reports $232,628,086 in regulatory assets under management in its Form ADV filing dated March 24, 2026 (98% discretionary)." }, { "q": "How have Taylor Frigon Capital Management LLC's assets and staff changed since 2021?", "a": "In the Form ADV data for Taylor Frigon Capital Management LLC: Regulatory assets under management: $377,930,074 in the October 2021 data and $232,628,086 in the October 2026 data, down 38%. Total employees: 12 in October 2021 and 11 in October 2026. Assets under management move with markets as well as with clients coming and going." }, { "q": "What types of clients does Taylor Frigon Capital Management LLC serve?", "a": "By number of clients on Form ADV Item 5.D: high net worth individuals (98); charitable organizations (10); pension and profit sharing plans (but not the plan participants or government pension plans) (7)." }, { "q": "Which custodians does Taylor Frigon Capital Management LLC use?", "a": "Taylor Frigon Capital Management LLC's most recent Form ADV filing (Schedule D, Section 5.K(3)) lists Charles Schwab & Co., Inc. as a custodian holding 10% or more of its separately managed account assets." }, { "q": "Does Taylor Frigon Capital Management LLC report any disciplinary disclosures?", "a": "Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/142617" }, { "q": "What changed in Taylor Frigon Capital Management LLC's recent Form ADV filings?", "a": "In the April 2026 filing data: Employees performing advisory functions went from 5 to 6. Regulatory assets under management went from $299,107,801 to $232,628,086 (-22%)." } ], "filing_history": [ { "period": "2021-10-01", "regulatory_assets_under_management": 377930074.0, "total_employees": 12, "filing_date": "2021-07-02" }, { "period": "2022-10-01", "regulatory_assets_under_management": 419055483.0, "total_employees": 13, "filing_date": "2022-04-11" }, { "period": "2023-10-01", "regulatory_assets_under_management": 264461225.0, "total_employees": 13, "filing_date": "2023-03-10" }, { "period": "2024-10-01", "regulatory_assets_under_management": 301346962.0, "total_employees": 11, "filing_date": "2024-07-25" }, { "period": "2025-10-01", "regulatory_assets_under_management": 299107801.0, "total_employees": 11, "filing_date": "2025-03-25" }, { "period": "2026-10-01", "regulatory_assets_under_management": 232628086.0, "total_employees": 11, "filing_date": "2026-03-24" } ], "recent_changes": [ { "period": "2026-04-01", "period_label": "April 2026", "notes": [ "Employees performing advisory functions went from 5 to 6.", "Regulatory assets under management went from $299,107,801 to $232,628,086 (-22%)." ] } ], "fees_from_brochure": { "source": "Form ADV Part 2A brochure dated March 23, 2026", "provided_by_the_firm": false, "tiers": [], "flat_rate": "1% of assets a year", "stated_range": null, "stated_maximum": null, "account_minimum": null, "account_minimum_may_be_waived": false, "minimum_annual_fee": null, "planning_fees": [], "figures": [ { "label": "Asset-based fee", "statements": [ "Asset-based fee: 1% of assets a year" ], "quotes": [ "Clients that engage the Registrant to provide discretionary investment advisory services, generally are charged an advisory fee of 1.00% of the market value of assets placed under the Registrant’s management." ] } ], "values": { "tiers": [ { "min": null, "max": null, "rate_pct": 1.0 } ], "range_pct": null, "max_pct": null, "account_minimum": null, "minimum_annual_fee": null, "planning": [] }, "quotes": [ "Clients that engage the Registrant to provide discretionary investment advisory services, generally are charged an advisory fee of 1.00% of the market value of assets placed under the Registrant’s management." ], "note": "As stated in the firm's brochure; fees can differ by service and may be negotiable." }, "custodians": [ { "name": "Charles Schwab & Co., Inc.", "name_as_filed": "CHARLES SCHWAB & CO., INC.", "affiliated": false } ], "custodians_note": "Custodians holding 10% or more of the firm's separately managed account assets, as filed on Form ADV (Schedule D, Section 5.K(3)). A custodian holds client assets; it does not endorse or supervise the firm. AdvisorCensus has no relationship with any custodian.", "markdown_url": "https://advisorcensus.com/firm/taylor-frigon-capital-management-llc-scottsdale-az-142617.md", "clients": [ { "type": "high_net_worth_individuals", "label": "High net worth individuals", "count": 98, "fewer_than_5": false, "raum": 60096424.0 }, { "type": "investment_companies", "label": "Investment companies", "count": 1, "fewer_than_5": false, "raum": 32597732.0 }, { "type": "pooled_investment_vehicles", "label": "Pooled investment vehicles (other than investment companies and business development companies)", "count": 2, "fewer_than_5": false, "raum": 114945596.0 }, { "type": "pension_profit_sharing", "label": "Pension and profit sharing plans (but not the plan participants or government pension plans)", "count": 7, "fewer_than_5": false, "raum": 24352697.0 }, { "type": "charitable", "label": "Charitable organizations", "count": 10, "fewer_than_5": false, "raum": 56335.0 }, { "type": "corporations_other_businesses", "label": "Corporations or other businesses not listed above", "count": 3, "fewer_than_5": true, "raum": 579302.0 } ], "disclosure_line": "Reports no disclosure items on Form ADV Item 11.", "disclosure_items": [], "indexable": true, "suppressed": false, "claimed": false, "enhanced": false, "provided_by_the_firm": null, "source": { "name": "Form ADV", "as_of": "2026-10-01", "iapd_url": "https://adviserinfo.sec.gov/firm/summary/142617", "operator": "BH Monitor Services, LLC", "license": "https://creativecommons.org/licenses/by/4.0/", "credit": "AdvisorCensus (advisorcensus.com), from SEC Form ADV data" } }