# Tax & Investment Advisors

> Tax & Investment Advisors is an SEC-registered investment advisory firm in Newburyport, MA, registered since 2026, reporting $100 million to $500 million in regulatory assets under management in its Form ADV filing dated May 7, 2026.

- CRD: 327402
- Filed as: TAX & INVESTMENT ADVISORS
- Legal name: TIA Wealth Management LLC
- Registration: SEC-registered investment adviser (status as filed: Approved)
- Location: Newburyport, MA
- Filing period: October 2026
- Form ADV filing dated: May 7, 2026
- SEC record (IAPD): https://adviserinfo.sec.gov/firm/summary/327402
- AdvisorCensus page: https://advisorcensus.com/firm/tax-and-investment-advisors-newburyport-ma-327402

## Quick answers

**How is Tax & Investment Advisors compensated?**
On its Form ADV (Item 5.E, October 2026), Tax & Investment Advisors reports these compensation arrangements: a percentage of assets under its management.

**Where is Tax & Investment Advisors located?**
Tax & Investment Advisors' principal office is in Newburyport, MA, according to its Form ADV.

**Is Tax & Investment Advisors registered with the SEC or a state?**
Tax & Investment Advisors is an SEC-registered investment advisory firm, registered since 2026. Status as filed: Approved. CRD 327402.

**How much does Tax & Investment Advisors manage?**
Tax & Investment Advisors reports $101,504,000 in regulatory assets under management in its Form ADV filing dated May 7, 2026 (100% discretionary).

**What types of clients does Tax & Investment Advisors serve?**
By number of clients on Form ADV Item 5.D: individuals (other than high net worth individuals) (312); high net worth individuals (34).

**Which custodians does Tax & Investment Advisors use?**
Tax & Investment Advisors' most recent Form ADV filing (Schedule D, Section 5.K(3)) lists Fidelity Investments as a custodian holding 10% or more of its separately managed account assets.

**Does Tax & Investment Advisors report any disciplinary disclosures?**
Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/327402

**Does Tax & Investment Advisors state an account minimum?**
Its Form ADV Part 2A brochure dated May 7, 2026 says: "There is no minimum account size to open and maintain an advisory account."

**What changed in Tax & Investment Advisors' recent Form ADV filings?**
In the June 2026 filing data: Newly registered with the SEC.

## From the Form ADV filing

### Compensation (Item 5.E)
- A percentage of assets under your management

### Fees and minimums (Form ADV Part 2A brochure dated May 7, 2026)

- Account minimum: None

> There is no minimum account size to open and maintain an advisory account.

As stated in the firm's brochure. Fees can differ by service and may be negotiable.

### Custodians (Schedule D, Section 5.K(3))
- Fidelity Investments

Custodians holding 10% or more of the firm's separately managed account assets, as filed on Form ADV (Schedule D, Section 5.K(3)). A custodian holds client assets; it does not endorse or supervise the firm. AdvisorCensus has no relationship with any custodian.

### Regulatory assets under management (Item 5.F)
- Total: $101,504,000
- Discretionary: $101,504,000
- Non-discretionary: $0

### Clients (Item 5.D)

| Client type | Clients | Assets |
| --- | --- | --- |
| Individuals (other than high net worth individuals) | 312 | $60,960,656 |
| High net worth individuals | 34 | $40,543,344 |

### Advisory services (Item 5.G)
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Selection of other advisers (including private fund managers)
- Publication of periodicals or newsletters

### Firm details
- Registered since: 2026 (0 years)
- Employees: 3 total, 1 performing advisory functions
- Wrap fee program participation: No
- States registered or notice-filed: MA, NH
- Disclosures (Item 11): Reports no disclosure items on Form ADV Item 11.

### Websites listed on Form ADV (Item 1.I)
- [taxandinvestments.com](https://taxandinvestments.com)
- Facebook @taxandinvestmentadvisors
- LinkedIn @robert-guy-66023b1b0
- YouTube @taxinvestmentadvisors

## Changes in the filing (last 12 months)

### June 2026
- Newly registered with the SEC.

## Source

Form ADV as filed, October 2026. Values appear as filed. Cite as: AdvisorCensus. Tax & Investment Advisors (CRD 327402): Form ADV filing data as of October 2026.