# Taverik Capital, LLC

> Taverik Capital, LLC is an SEC-registered investment advisory firm in Greenville, SC, registered since 2019, reporting $25 million to $100 million in regulatory assets under management in its Form ADV filing dated March 31, 2026.

- CRD: 156594
- Filed as: TAVERIK CAPITAL, LLC
- Registration: SEC-registered investment adviser (status as filed: Approved)
- Location: Greenville, SC
- Filing period: October 2026
- Form ADV filing dated: March 31, 2026
- SEC record (IAPD): https://adviserinfo.sec.gov/firm/summary/156594
- AdvisorCensus page: https://advisorcensus.com/firm/taverik-capital-llc-greenville-sc-156594

## Quick answers

**How is Taverik Capital, LLC compensated?**
On its Form ADV (Item 5.E, October 2026), Taverik Capital, LLC reports these compensation arrangements: a percentage of assets under its management; fixed fees (other than subscription fees); performance-based fees.

**Where is Taverik Capital, LLC located?**
Taverik Capital, LLC's principal office is in Greenville, SC, according to its Form ADV.

**Is Taverik Capital, LLC registered with the SEC or a state?**
Taverik Capital, LLC is an SEC-registered investment advisory firm, registered since 2019. Status as filed: Approved. CRD 156594.

**How much does Taverik Capital, LLC manage?**
Taverik Capital, LLC reports $97,538,869 in regulatory assets under management in its Form ADV filing dated March 31, 2026 (100% discretionary).

**How have Taverik Capital, LLC's assets and staff changed since 2021?**
In the Form ADV data for Taverik Capital, LLC: Regulatory assets under management: $309,364,587 in the October 2021 data and $97,538,869 in the October 2026 data, down 68%. Total employees: 9 in October 2021 and 10 in October 2026. Assets under management move with markets as well as with clients coming and going.

**What types of clients does Taverik Capital, LLC serve?**
By number of clients on Form ADV Item 5.D: individuals (other than high net worth individuals) (114); pooled investment vehicles (other than investment companies and business development companies) (4); high net worth individuals (3).

**Which custodians does Taverik Capital, LLC use?**
Taverik Capital, LLC's most recent Form ADV filing (Schedule D, Section 5.K(3)) lists Charles Schwab & Co., Inc. as a custodian holding 10% or more of its separately managed account assets.

**Does Taverik Capital, LLC report any disciplinary disclosures?**
Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/156594

**What changed in Taverik Capital, LLC's recent Form ADV filings?**
In the April 2026 filing data: Employees performing advisory functions went from 3 to 2.

## From the Form ADV filing

### Compensation (Item 5.E)
- A percentage of assets under your management
- Fixed fees (other than subscription fees)
- Performance-based fees

### Custodians (Schedule D, Section 5.K(3))
- Charles Schwab & Co., Inc.

Custodians holding 10% or more of the firm's separately managed account assets, as filed on Form ADV (Schedule D, Section 5.K(3)). A custodian holds client assets; it does not endorse or supervise the firm. AdvisorCensus has no relationship with any custodian.

### Regulatory assets under management (Item 5.F)
- Total: $97,538,869
- Discretionary: $97,385,507
- Non-discretionary: $153,362

### Clients (Item 5.D)

| Client type | Clients | Assets |
| --- | --- | --- |
| Individuals (other than high net worth individuals) | 114 | $19,691,438 |
| High net worth individuals | 3 | $4,896,958 |
| Pooled investment vehicles (other than investment companies and business development companies) | 4 | $72,797,111 |
| Charitable organizations | Fewer than 5 | $153,362 |

### Advisory services (Item 5.G)
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for pooled investment vehicles (other than investment companies)
- Portfolio management for businesses (other than small businesses) or institutional clients
- Other

### Firm details
- Registered since: 2019 (7 years)
- Employees: 10 total, 2 performing advisory functions
- Wrap fee program participation: No
- States registered or notice-filed: AK, AL, CA, GA, NC, PA, SC, TN, WI
- Disclosures (Item 11): Reports no disclosure items on Form ADV Item 11.

### Websites listed on Form ADV (Item 1.I)
- taverik.com
- LinkedIn @taverikcapital

## Assets and staff over time

| Data period | Regulatory assets under management | Employees | Filing dated |
| --- | --- | --- | --- |
| October 2021 | $309,364,587 | 9 | June 4, 2021 |
| October 2022 | $340,972,397 | 9 | August 30, 2022 |
| October 2023 | $401,564,118 | 11 | September 1, 2023 |
| October 2024 | $245,407,588 | 8 | June 7, 2024 |
| October 2025 | $104,247,785 | 10 | June 6, 2025 |
| October 2026 | $97,538,869 | 10 | March 31, 2026 |

Regulatory assets under management: $309,364,587 in the October 2021 data and $97,538,869 in the October 2026 data, down 68%.
Total employees: 9 in October 2021 and 10 in October 2026.

## Changes in the filing (last 12 months)

### April 2026
- Employees performing advisory functions went from 3 to 2.

## Source

Form ADV as filed, October 2026. Values appear as filed. Cite as: AdvisorCensus. Taverik Capital, LLC (CRD 156594): Form ADV filing data as of October 2026.