# Tate Private Wealth Advisers

> Tate Private Wealth Advisers is an SEC-registered investment advisory firm in Sacramento, CA, registered since 2005, reporting $100 million to $500 million in regulatory assets under management in its Form ADV filing dated April 24, 2026.

- CRD: 120938
- Filed as: TATE PRIVATE WEALTH ADVISERS
- Legal name: Tate Wealth Management
- Registration: SEC-registered investment adviser (status as filed: Approved)
- Location: Sacramento, CA
- Filing period: October 2026
- Form ADV filing dated: April 24, 2026
- SEC record (IAPD): https://adviserinfo.sec.gov/firm/summary/120938
- AdvisorCensus page: https://advisorcensus.com/firm/tate-private-wealth-advisers-sacramento-ca-120938

## Quick answers

**How is Tate Private Wealth Advisers compensated?**
On its Form ADV (Item 5.E, October 2026), Tate Private Wealth Advisers reports these compensation arrangements: a percentage of assets under its management; fixed fees (other than subscription fees).

**Where is Tate Private Wealth Advisers located?**
Tate Private Wealth Advisers' principal office is in Sacramento, CA, according to its Form ADV.

**Is Tate Private Wealth Advisers registered with the SEC or a state?**
Tate Private Wealth Advisers is an SEC-registered investment advisory firm, registered since 2005. Status as filed: Approved. CRD 120938.

**How much does Tate Private Wealth Advisers manage?**
Tate Private Wealth Advisers reports $293,356,007 in regulatory assets under management in its Form ADV filing dated April 24, 2026 (100% discretionary).

**How have Tate Private Wealth Advisers' assets and staff changed since 2021?**
In the Form ADV data for Tate Private Wealth Advisers: Regulatory assets under management: $272,385,385 in the October 2021 data and $293,356,007 in the October 2026 data, up 8%. Total employees: 5 in October 2021 and 4 in October 2026. Assets under management move with markets as well as with clients coming and going.

**What types of clients does Tate Private Wealth Advisers serve?**
By number of clients on Form ADV Item 5.D: high net worth individuals (72); individuals (other than high net worth individuals) (56); corporations or other businesses not listed above (10).

**Which custodians does Tate Private Wealth Advisers use?**
Tate Private Wealth Advisers' most recent Form ADV filing (Schedule D, Section 5.K(3)) lists Charles Schwab & Co., Inc. and Fidelity Distributors Company LLC as custodians holding 10% or more of its separately managed account assets.

**Does Tate Private Wealth Advisers report any disciplinary disclosures?**
Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/120938

**Does Tate Private Wealth Advisers state an account minimum?**
Its Form ADV Part 2A brochure dated March 27, 2026 says: "Generally, we require a minimum of $100,000 to establish an advisory relationship. At our sole discretion, we may waive this requirement."

## From the Form ADV filing

### Compensation (Item 5.E)
- A percentage of assets under your management
- Fixed fees (other than subscription fees)

### Fees and minimums (Form ADV Part 2A brochure dated March 27, 2026)

- Account minimum: $100,000 (the brochure says it may be waived or negotiated)

> Generally, we require a minimum of $100,000 to establish an advisory relationship. At our sole discretion, we may waive this requirement.

As stated in the firm's brochure. Fees can differ by service and may be negotiable.

### Custodians (Schedule D, Section 5.K(3))
- Charles Schwab & Co., Inc.
- Fidelity Distributors Company LLC

Custodians holding 10% or more of the firm's separately managed account assets, as filed on Form ADV (Schedule D, Section 5.K(3)). A custodian holds client assets; it does not endorse or supervise the firm. AdvisorCensus has no relationship with any custodian.

### Regulatory assets under management (Item 5.F)
- Total: $293,356,007
- Discretionary: $293,356,007
- Non-discretionary: $0

### Clients (Item 5.D)

| Client type | Clients | Assets |
| --- | --- | --- |
| Individuals (other than high net worth individuals) | 56 | $20,399,677 |
| High net worth individuals | 72 | $195,291,316 |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles (other than investment companies and business development companies) | 0 | $0 |
| Pension and profit sharing plans (but not the plan participants or government pension plans) | 5 | $21,547,889 |
| Charitable organizations | 2 | $7,573,404 |
| State or municipal government entities (including government pension plans) | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses not listed above | 10 | $48,543,721 |
| Other | 0 | $0 |

### Advisory services (Item 5.G)
- Portfolio management for individuals and/or small businesses
- Selection of other advisers (including private fund managers)

### Firm details
- Registered since: 2005 (21 years)
- Employees: 4 total, 3 performing advisory functions
- Wrap fee program participation: No
- States registered or notice-filed: CA, NH
- Disclosures (Item 11): Reports no disclosure items on Form ADV Item 11.

### Websites listed on Form ADV (Item 1.I)
- tategrp.com

## Assets and staff over time

| Data period | Regulatory assets under management | Employees | Filing dated |
| --- | --- | --- | --- |
| October 2021 | $272,385,385 | 5 | March 29, 2021 |
| October 2022 | $399,286,089 | 5 | September 12, 2022 |
| October 2023 | $233,271,332 | 5 | March 31, 2023 |
| October 2024 | $259,403,512 | 4 | March 27, 2024 |
| October 2025 | $288,497,342 | 4 | March 29, 2025 |
| October 2026 | $293,356,007 | 4 | April 24, 2026 |

Regulatory assets under management: $272,385,385 in the October 2021 data and $293,356,007 in the October 2026 data, up 8%.
Total employees: 5 in October 2021 and 4 in October 2026.

## Source

Form ADV as filed, October 2026. Values appear as filed. Cite as: AdvisorCensus. Tate Private Wealth Advisers (CRD 120938): Form ADV filing data as of October 2026.