# Tate Capital Group

> Tate Capital Group is a state-registered investment advisory firm in Newport Beach, CA, registered since 2024, reporting $25 million to $100 million in regulatory assets under management in its Form ADV filing dated September 8, 2026.

- CRD: 332336
- Filed as: TATE CAPITAL GROUP
- Legal name: Tate Capital Group, LLC
- Registration: State-registered investment adviser (status as filed: APPROVED)
- Location: Newport Beach, CA
- Filing period: October 2026
- Form ADV filing dated: September 8, 2026
- Public record (IAPD): https://adviserinfo.sec.gov/firm/summary/332336
- AdvisorCensus page: https://advisorcensus.com/firm/tate-capital-group-newport-beach-ca-332336

## Quick answers

**How is Tate Capital Group compensated?**
On its Form ADV (Item 5.E, October 2026), Tate Capital Group reports these compensation arrangements: a percentage of assets under its management; fixed fees (other than subscription fees). The amounts are in Item 5 of its Form ADV Part 2A brochure.

**Where is Tate Capital Group located?**
Tate Capital Group's principal office is in Newport Beach, CA, according to its Form ADV.

**Is Tate Capital Group registered with the SEC or a state?**
Tate Capital Group is a state-registered investment advisory firm, registered since 2024. Status as filed: APPROVED. CRD 332336.

**How much does Tate Capital Group manage?**
Tate Capital Group reports $33,330,168 in regulatory assets under management in its Form ADV filing dated September 8, 2026 (100% discretionary).

**What types of clients does Tate Capital Group serve?**
By number of clients on Form ADV Item 5.D: individuals (other than high net worth individuals) (17); high net worth individuals (13); pension and profit sharing plans (but not the plan participants or government pension plans) (1).

**Does Tate Capital Group report any disciplinary disclosures?**
Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's public record on IAPD: https://adviserinfo.sec.gov/firm/summary/332336

## From the Form ADV filing

### Compensation (Item 5.E)
- A percentage of assets under your management
- Fixed fees (other than subscription fees)

### Regulatory assets under management (Item 5.F)
- Total: $33,330,168
- Discretionary: $33,330,168
- Non-discretionary: $0

### Clients (Item 5.D)

| Client type | Clients | Assets |
| --- | --- | --- |
| Individuals (other than high net worth individuals) | 17 | $28,909,000 |
| High net worth individuals | 13 | $4,121,168 |
| Pension and profit sharing plans (but not the plan participants or government pension plans) | 1 | $300,000 |

### Advisory services (Item 5.G)
- Financial planning services
- Portfolio management for individuals and/or small businesses

### Firm details
- Registered since: 2024 (2 years)
- Employees: 1 total, 1 performing advisory functions
- Wrap fee program participation: No
- States registered or notice-filed: CA
- Disclosures (Item 11): Reports no disclosure items on Form ADV Item 11.

## Source

Form ADV as filed, October 2026. Values appear as filed. Cite as: AdvisorCensus. Tate Capital Group (CRD 332336): Form ADV filing data as of October 2026.