# Tassel Capital Management, Inc

> Tassel Capital Management, Inc is an SEC-registered investment advisory firm in Matthews, NC, registered since 2021, reporting $100 million to $500 million in regulatory assets under management in its Form ADV filing dated January 26, 2026.

- CRD: 121112
- Filed as: TASSEL CAPITAL MANAGEMENT, INC
- Also doing business as: TASSEL, TASSEL CAPITAL, TASSEL CAPITAL MANAGEMENT
- Registration: SEC-registered investment adviser (status as filed: Approved)
- Location: Matthews, NC
- Filing period: October 2026
- Form ADV filing dated: January 26, 2026
- SEC record (IAPD): https://adviserinfo.sec.gov/firm/summary/121112
- AdvisorCensus page: https://advisorcensus.com/firm/tassel-capital-management-inc-matthews-nc-121112

## Quick answers

**How is Tassel Capital Management, Inc compensated?**
On its Form ADV (Item 5.E, October 2026), Tassel Capital Management, Inc reports these compensation arrangements: a percentage of assets under its management; hourly charges; fixed fees (other than subscription fees).

**How much does Tassel Capital Management, Inc charge?**
Its Form ADV Part 2A brochure dated January 26, 2026 states: Hourly rate: $250 an hour (financial planning services). Fees can differ by service and may be negotiable; the brochure is the complete statement.

**Where is Tassel Capital Management, Inc located?**
Tassel Capital Management, Inc's principal office is in Matthews, NC, according to its Form ADV.

**Is Tassel Capital Management, Inc registered with the SEC or a state?**
Tassel Capital Management, Inc is an SEC-registered investment advisory firm, registered since 2021. Status as filed: Approved. CRD 121112.

**How much does Tassel Capital Management, Inc manage?**
Tassel Capital Management, Inc reports $266,028,959 in regulatory assets under management in its Form ADV filing dated January 26, 2026 (100% discretionary).

**How have Tassel Capital Management, Inc's assets and staff changed since 2021?**
In the Form ADV data for Tassel Capital Management, Inc: Regulatory assets under management: $116,299,910 in the October 2021 data and $266,028,959 in the October 2026 data, up 129%. Total employees: 4 in October 2021 and 5 in October 2026. Assets under management move with markets as well as with clients coming and going.

**What types of clients does Tassel Capital Management, Inc serve?**
By number of clients on Form ADV Item 5.D: individuals (other than high net worth individuals) (155); high net worth individuals (85); corporations or other businesses not listed above (5).

**Which custodians does Tassel Capital Management, Inc use?**
Tassel Capital Management, Inc's most recent Form ADV filing (Schedule D, Section 5.K(3)) lists Fidelity Brokerage Services LLC as a custodian holding 10% or more of its separately managed account assets.

**Does Tassel Capital Management, Inc report any disciplinary disclosures?**
Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/121112

**Does Tassel Capital Management, Inc state an account minimum?**
Its Form ADV Part 2A brochure dated January 26, 2026 says: "Tassel Capital generally requires a minimum relationship size of $500,000 to effectively implement its investment process."

**What changed in Tassel Capital Management, Inc's recent Form ADV filings?**
In the February 2026 filing data: Regulatory assets under management went from $225,371,140 to $266,028,959 (+18%).

## From the Form ADV filing

### Compensation (Item 5.E)
- A percentage of assets under your management
- Hourly charges
- Fixed fees (other than subscription fees)

### Fees and minimums (Form ADV Part 2A brochure dated January 26, 2026)

- Account minimum: $500,000

> Tassel Capital generally requires a minimum relationship size of $500,000 to effectively implement its investment process.

- Hourly rate: $250 an hour (financial planning services)

> Tassel Capital offers financial planning services either on an hourly basis or for a fixed project-based fee. Hourly fees range up to $250 per hour.

As stated in the firm's brochure. Fees can differ by service and may be negotiable.

### Custodians (Schedule D, Section 5.K(3))
- Fidelity Brokerage Services LLC

Custodians holding 10% or more of the firm's separately managed account assets, as filed on Form ADV (Schedule D, Section 5.K(3)). A custodian holds client assets; it does not endorse or supervise the firm. AdvisorCensus has no relationship with any custodian.

### Regulatory assets under management (Item 5.F)
- Total: $266,028,959
- Discretionary: $266,028,959
- Non-discretionary: $0

### Clients (Item 5.D)

| Client type | Clients | Assets |
| --- | --- | --- |
| Individuals (other than high net worth individuals) | 155 | $64,330,444 |
| High net worth individuals | 85 | $174,429,327 |
| Pension and profit sharing plans (but not the plan participants or government pension plans) | Fewer than 5 | $3,519,757 |
| Charitable organizations | Fewer than 5 | $15,404,148 |
| Corporations or other businesses not listed above | 5 | $8,345,283 |

### Advisory services (Item 5.G)
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses (other than small businesses) or institutional clients
- Pension consulting services

### Firm details
- Registered since: 2021 (5 years)
- Employees: 5 total, 4 performing advisory functions
- Wrap fee program participation: No
- States registered or notice-filed: AL, FL, IL, NC, SC
- Disclosures (Item 11): Reports no disclosure items on Form ADV Item 11.

### Websites listed on Form ADV (Item 1.I)
- tasselcapital.com

## Assets and staff over time

| Data period | Regulatory assets under management | Employees | Filing dated |
| --- | --- | --- | --- |
| October 2021 | $116,299,910 | 4 | January 26, 2021 |
| October 2022 | $164,954,671 | 4 | September 27, 2022 |
| October 2023 | $144,081,690 | 4 | May 10, 2023 |
| October 2024 | $182,509,749 | 4 | August 14, 2024 |
| October 2025 | $225,371,140 | 4 | July 22, 2025 |
| October 2026 | $266,028,959 | 5 | January 26, 2026 |

Regulatory assets under management: $116,299,910 in the October 2021 data and $266,028,959 in the October 2026 data, up 129%.
Total employees: 4 in October 2021 and 5 in October 2026.

## Changes in the filing (last 12 months)

### February 2026
- Regulatory assets under management went from $225,371,140 to $266,028,959 (+18%).

### December 2025
- Employees performing advisory functions went from 3 to 4.
- Registered or notice-filed in IL.

## Source

Form ADV as filed, October 2026. Values appear as filed. Cite as: AdvisorCensus. Tassel Capital Management, Inc (CRD 121112): Form ADV filing data as of October 2026.