# Target Rock Wealth Management, LLC

> Target Rock Wealth Management, LLC is an SEC-registered investment advisory firm in New York, NY, registered since 2024, reporting $25 million to $100 million in regulatory assets under management in its Form ADV filing dated April 24, 2026.

- CRD: 312279
- Filed as: TARGET ROCK WEALTH MANAGEMENT, LLC
- Registration: SEC-registered investment adviser (status as filed: Approved)
- Location: New York, NY
- Filing period: October 2026
- Form ADV filing dated: April 24, 2026
- SEC record (IAPD): https://adviserinfo.sec.gov/firm/summary/312279
- AdvisorCensus page: https://advisorcensus.com/firm/target-rock-wealth-management-llc-new-york-ny-312279

## Quick answers

**How is Target Rock Wealth Management, LLC compensated?**
On its Form ADV (Item 5.E, October 2026), Target Rock Wealth Management, LLC reports these compensation arrangements: a percentage of assets under its management; hourly charges; fixed fees (other than subscription fees).

**Where is Target Rock Wealth Management, LLC located?**
Target Rock Wealth Management, LLC's principal office is in New York, NY, according to its Form ADV.

**Is Target Rock Wealth Management, LLC registered with the SEC or a state?**
Target Rock Wealth Management, LLC is an SEC-registered investment advisory firm, registered since 2024. Status as filed: Approved. CRD 312279.

**How much does Target Rock Wealth Management, LLC manage?**
Target Rock Wealth Management, LLC reports $94,028,548 in regulatory assets under management in its Form ADV filing dated April 24, 2026 (100% discretionary).

**How have Target Rock Wealth Management, LLC's assets and staff changed since 2024?**
In the Form ADV data for Target Rock Wealth Management, LLC: Regulatory assets under management: $44,495,395 in the October 2024 data and $94,028,548 in the October 2026 data, up 111%. Total employees: 2 in October 2024 and 4 in October 2026. Assets under management move with markets as well as with clients coming and going.

**What types of clients does Target Rock Wealth Management, LLC serve?**
By number of clients on Form ADV Item 5.D: individuals (other than high net worth individuals) (48); high net worth individuals (40).

**Which custodians does Target Rock Wealth Management, LLC use?**
Target Rock Wealth Management, LLC's most recent Form ADV filing (Schedule D, Section 5.K(3)) lists Charles Schwab & Co., Inc. (affiliated with the firm) as a custodian holding 10% or more of its separately managed account assets.

**Does Target Rock Wealth Management, LLC report any disciplinary disclosures?**
Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/312279

**Does Target Rock Wealth Management, LLC state an account minimum?**
Its Form ADV Part 2A brochure dated April 24, 2026 says: "Our minimum account size requirement is $500,000. TRWM reserves the right to waive the minimum account size requirement at their discretion."

**What changed in Target Rock Wealth Management, LLC's recent Form ADV filings?**
In the April 2026 filing data: Employees performing advisory functions went from 3 to 4. Regulatory assets under management went from $60,834,941 to $94,028,548 (+55%). No longer lists an office in Princeton, NJ.

## From the Form ADV filing

### Compensation (Item 5.E)
- A percentage of assets under your management
- Hourly charges
- Fixed fees (other than subscription fees)

### Fees and minimums (Form ADV Part 2A brochure dated April 24, 2026)

- Account minimum: $500,000 (the brochure says it may be waived or negotiated)

> Our minimum account size requirement is $500,000. TRWM reserves the right to waive the minimum account size requirement at their discretion.

As stated in the firm's brochure. Fees can differ by service and may be negotiable.

### Custodians (Schedule D, Section 5.K(3))
- Charles Schwab & Co., Inc. (affiliated with the firm)

Custodians holding 10% or more of the firm's separately managed account assets, as filed on Form ADV (Schedule D, Section 5.K(3)). A custodian holds client assets; it does not endorse or supervise the firm. AdvisorCensus has no relationship with any custodian.

### Regulatory assets under management (Item 5.F)
- Total: $94,028,548
- Discretionary: $94,028,548
- Non-discretionary: $0

### Clients (Item 5.D)

| Client type | Clients | Assets |
| --- | --- | --- |
| Individuals (other than high net worth individuals) | 48 | $17,860,203 |
| High net worth individuals | 40 | $75,574,843 |
| Corporations or other businesses not listed above | Fewer than 5 | $593,502 |

### Advisory services (Item 5.G)
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Selection of other advisers (including private fund managers)

### Firm details
- Registered since: 2024 (2 years)
- Employees: 4 total, 4 performing advisory functions
- Wrap fee program participation: No
- States registered or notice-filed: CA, CT, NJ, NY, TX
- Disclosures (Item 11): Reports no disclosure items on Form ADV Item 11.

### Websites listed on Form ADV (Item 1.I)
- [targetrockwealth.com](https://targetrockwealth.com)
- Facebook @targetrockwealth
- Instagram @targetrockwealth
- LinkedIn @target-rock-wealth-management-llc

## Assets and staff over time

| Data period | Regulatory assets under management | Employees | Filing dated |
| --- | --- | --- | --- |
| October 2024 | $44,495,395 | 2 | May 28, 2024 |
| October 2025 | $60,834,941 | 3 | July 28, 2025 |
| October 2026 | $94,028,548 | 4 | April 24, 2026 |

Regulatory assets under management: $44,495,395 in the October 2024 data and $94,028,548 in the October 2026 data, up 111%.
Total employees: 2 in October 2024 and 4 in October 2026.

## Changes in the filing (last 12 months)

### April 2026
- Employees performing advisory functions went from 3 to 4.
- Regulatory assets under management went from $60,834,941 to $94,028,548 (+55%).
- No longer lists an office in Princeton, NJ.

## Source

Form ADV as filed, October 2026. Values appear as filed. Cite as: AdvisorCensus. Target Rock Wealth Management, LLC (CRD 312279): Form ADV filing data as of October 2026.