# TAR River Wealth Planning, LLC

> TAR River Wealth Planning, LLC is an SEC-registered investment advisory firm in Louisburg, NC, registered since 2023, reporting $100 million to $500 million in regulatory assets under management in its Form ADV filing dated August 26, 2026.

- CRD: 328530
- Filed as: TAR RIVER WEALTH PLANNING, LLC
- Registration: SEC-registered investment adviser (status as filed: Approved)
- Location: Louisburg, NC
- Filing period: October 2026
- Form ADV filing dated: August 26, 2026
- SEC record (IAPD): https://adviserinfo.sec.gov/firm/summary/328530
- AdvisorCensus page: https://advisorcensus.com/firm/tar-river-wealth-planning-llc-louisburg-nc-328530

## Quick answers

**How is TAR River Wealth Planning, LLC compensated?**
On its Form ADV (Item 5.E, October 2026), TAR River Wealth Planning, LLC reports these compensation arrangements: a percentage of assets under its management; fixed fees (other than subscription fees).

**How much does TAR River Wealth Planning, LLC charge?**
Its Form ADV Part 2A brochure dated August 26, 2026 states: Asset-based fee: up to 1.35% of assets a year (the maximum the brochure states). Fees can differ by service and may be negotiable; the brochure is the complete statement.

**Where is TAR River Wealth Planning, LLC located?**
TAR River Wealth Planning, LLC's principal office is in Louisburg, NC, according to its Form ADV.

**Is TAR River Wealth Planning, LLC registered with the SEC or a state?**
TAR River Wealth Planning, LLC is an SEC-registered investment advisory firm, registered since 2023. Status as filed: Approved. CRD 328530.

**How much does TAR River Wealth Planning, LLC manage?**
TAR River Wealth Planning, LLC reports $401,179,615 in regulatory assets under management in its Form ADV filing dated August 26, 2026 (65% discretionary).

**How have TAR River Wealth Planning, LLC's assets and staff changed since 2024?**
In the Form ADV data for TAR River Wealth Planning, LLC: Regulatory assets under management: $328,597,476 in the October 2024 data and $401,179,615 in the October 2026 data, up 22%. Total employees: 9 in October 2024 and 9 in October 2026. Assets under management move with markets as well as with clients coming and going.

**What types of clients does TAR River Wealth Planning, LLC serve?**
By number of clients on Form ADV Item 5.D: individuals (other than high net worth individuals) (373); high net worth individuals (96); charitable organizations (6).

**Which custodians does TAR River Wealth Planning, LLC use?**
TAR River Wealth Planning, LLC's most recent Form ADV filing (Schedule D, Section 5.K(3)) lists Raymond James & Associates, Inc. as a custodian holding 10% or more of its separately managed account assets.

**Does TAR River Wealth Planning, LLC report any disciplinary disclosures?**
Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/328530

**Does TAR River Wealth Planning, LLC state an account minimum?**
Its Form ADV Part 2A brochure dated August 26, 2026 says: "There is no required account minimum."

**What changed in TAR River Wealth Planning, LLC's recent Form ADV filings?**
In the January 2026 filing data: No longer registered or notice-filed in AL, OR, TN.

## From the Form ADV filing

### Compensation (Item 5.E)
- A percentage of assets under your management
- Fixed fees (other than subscription fees)

### Fees and minimums (Form ADV Part 2A brochure dated August 26, 2026)

- Asset-based fee: up to 1.35% of assets a year (the maximum the brochure states)

> Tar River’s management fee ranges up to 1.35%.

- Account minimum: None

> There is no required account minimum.

As stated in the firm's brochure. Fees can differ by service and may be negotiable.

### Custodians (Schedule D, Section 5.K(3))
- Raymond James & Associates, Inc.

Custodians holding 10% or more of the firm's separately managed account assets, as filed on Form ADV (Schedule D, Section 5.K(3)). A custodian holds client assets; it does not endorse or supervise the firm. AdvisorCensus has no relationship with any custodian.

### Regulatory assets under management (Item 5.F)
- Total: $401,179,615
- Discretionary: $259,542,797
- Non-discretionary: $141,636,818

### Clients (Item 5.D)

| Client type | Clients | Assets |
| --- | --- | --- |
| Individuals (other than high net worth individuals) | 373 | $99,959,228 |
| High net worth individuals | 96 | $269,855,898 |
| Pension and profit sharing plans (but not the plan participants or government pension plans) | 4 | $27,725,337 |
| Charitable organizations | 6 | $1,252,374 |
| Corporations or other businesses not listed above | 4 | $2,386,778 |

### Advisory services (Item 5.G)
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses (other than small businesses) or institutional clients
- Pension consulting services
- Publication of periodicals or newsletters

### Firm details
- Registered since: 2023 (2 years)
- Employees: 9 total, 5 performing advisory functions
- Wrap fee program participation: Yes
- States registered or notice-filed: CA, FL, GA, MD, NC, SC, TX, VA
- Disclosures (Item 11): Reports no disclosure items on Form ADV Item 11.

### Websites listed on Form ADV (Item 1.I)
- [tarriverwealthplanning.com](https://tarriverwealthplanning.com)

## Assets and staff over time

| Data period | Regulatory assets under management | Employees | Filing dated |
| --- | --- | --- | --- |
| October 2024 | $328,597,476 | 9 | April 25, 2024 |
| October 2025 | $370,287,186 | 9 | March 18, 2025 |
| October 2026 | $401,179,615 | 9 | August 26, 2026 |

Regulatory assets under management: $328,597,476 in the October 2024 data and $401,179,615 in the October 2026 data, up 22%.
Total employees: 9 in October 2024 and 9 in October 2026.

## Changes in the filing (last 12 months)

### January 2026
- No longer registered or notice-filed in AL, OR, TN.

## Source

Form ADV as filed, October 2026. Values appear as filed. Cite as: AdvisorCensus. TAR River Wealth Planning, LLC (CRD 328530): Form ADV filing data as of October 2026.