# Tapparo Capital Management

> Tapparo Capital Management is a state-registered investment advisory firm in Topsfield, MA, registered since 1998, reporting $25 million to $100 million in regulatory assets under management in its Form ADV filing dated April 27, 2026.

- CRD: 128813
- Filed as: TAPPARO CAPITAL MANAGEMENT
- Legal name: Andrew James Tapparo
- Registration: State-registered investment adviser (status as filed: APPROVED)
- Location: Topsfield, MA
- Filing period: October 2026
- Form ADV filing dated: April 27, 2026
- Public record (IAPD): https://adviserinfo.sec.gov/firm/summary/128813
- AdvisorCensus page: https://advisorcensus.com/firm/tapparo-capital-management-topsfield-ma-128813

## Quick answers

**How is Tapparo Capital Management compensated?**
On its Form ADV (Item 5.E, October 2026), Tapparo Capital Management reports these compensation arrangements: a percentage of assets under its management; fixed fees (other than subscription fees). The amounts are in Item 5 of its Form ADV Part 2A brochure.

**Where is Tapparo Capital Management located?**
Tapparo Capital Management's principal office is in Topsfield, MA, according to its Form ADV.

**Is Tapparo Capital Management registered with the SEC or a state?**
Tapparo Capital Management is a state-registered investment advisory firm, registered since 1998. Status as filed: APPROVED. CRD 128813.

**How much does Tapparo Capital Management manage?**
Tapparo Capital Management reports $93,335,765 in regulatory assets under management in its Form ADV filing dated April 27, 2026 (98% discretionary).

**What types of clients does Tapparo Capital Management serve?**
By number of clients on Form ADV Item 5.D: individuals (other than high net worth individuals) (81); high net worth individuals (32).

**Does Tapparo Capital Management report any disciplinary disclosures?**
Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's public record on IAPD: https://adviserinfo.sec.gov/firm/summary/128813

## From the Form ADV filing

### Compensation (Item 5.E)
- A percentage of assets under your management
- Fixed fees (other than subscription fees)

### Regulatory assets under management (Item 5.F)
- Total: $93,335,765
- Discretionary: $91,321,168
- Non-discretionary: $2,014,597

### Clients (Item 5.D)

| Client type | Clients | Assets |
| --- | --- | --- |
| Individuals (other than high net worth individuals) | 81 | $26,543,376 |
| High net worth individuals | 32 | $65,876,773 |
| Banking or thrift institutions | 0 | Not reported |
| Investment companies | 0 | Not reported |
| Business development companies | 0 | Not reported |
| Pooled investment vehicles (other than investment companies and business development companies) | 0 | Not reported |
| Pension and profit sharing plans (but not the plan participants or government pension plans) | 0 | Not reported |
| Charitable organizations | Fewer than 5 | $915,616 |
| State or municipal government entities (including government pension plans) | 0 | Not reported |
| Other investment advisers | 0 | Not reported |
| Insurance companies | 0 | Not reported |
| Sovereign wealth funds and foreign official institutions | 0 | Not reported |
| Corporations or other businesses not listed above | 0 | Not reported |
| Other | 0 | Not reported |

### Advisory services (Item 5.G)
- Portfolio management for individuals and/or small businesses

### Firm details
- Registered since: 1998 (28 years)
- Employees: 1 total, 1 performing advisory functions
- Wrap fee program participation: No
- States registered or notice-filed: MA, ME, NY
- Disclosures (Item 11): Reports no disclosure items on Form ADV Item 11.

### Websites listed on Form ADV (Item 1.I)
- google.com/+TAPPAROCAPITAL
- tapparocapital.com
- tcmcollegeplanning.com
- wealthtender.com/financial-advisors/andrew-j-tapparo-msf-ricp
- Facebook @TAPPAROCAPITAL
- Instagram @tapparocapital
- LinkedIn @ANDREWTAPPARO
- X @TAPPAROCAPITAL
- YouTube @TAPPAROCAPITAL

## Source

Form ADV as filed, October 2026. Values appear as filed. Cite as: AdvisorCensus. Tapparo Capital Management (CRD 128813): Form ADV filing data as of October 2026.