# Tappalpha

> Tappalpha is an SEC-registered investment advisory firm, registered since 2023, reporting $100 million to $500 million in regulatory assets under management in its Form ADV filing dated June 2, 2026.

- CRD: 327980
- Filed as: TAPPALPHA
- Legal name: Tapp Finance, Inc.
- Also doing business as: TAPPALPHA
- Registration: SEC-registered investment adviser (status as filed: Approved)
- Filing period: October 2026
- Form ADV filing dated: June 2, 2026
- SEC record (IAPD): https://adviserinfo.sec.gov/firm/summary/327980
- AdvisorCensus page: https://advisorcensus.com/firm/tappalpha-327980

## Quick answers

**How is Tappalpha compensated?**
On its Form ADV (Item 5.E, October 2026), Tappalpha reports these compensation arrangements: a percentage of assets under its management; other. The amounts are in Item 5 of its Form ADV Part 2A brochure.

**Is Tappalpha registered with the SEC or a state?**
Tappalpha is an SEC-registered investment advisory firm, registered since 2023. Status as filed: Approved. CRD 327980.

**How much does Tappalpha manage?**
Tappalpha reports $385,969,101 in regulatory assets under management in its Form ADV filing dated June 2, 2026 (100% discretionary).

**How have Tappalpha's assets and staff changed since 2023?**
In the Form ADV data for Tappalpha: Regulatory assets under management: $0 in the October 2023 data and $385,969,101 in the October 2026 data. Total employees: 1 in October 2023 and 2 in October 2026. Assets under management move with markets as well as with clients coming and going.

**What types of clients does Tappalpha serve?**
By number of clients on Form ADV Item 5.D: investment companies (4).

**Does Tappalpha report any disciplinary disclosures?**
Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/327980

**What changed in Tappalpha's recent Form ADV filings?**
In the July 2026 filing data: Regulatory assets under management went from $31,270,596 to $385,969,101 (+1134%).

## From the Form ADV filing

### Compensation (Item 5.E)
- A percentage of assets under your management
- Other

### Regulatory assets under management (Item 5.F)
- Total: $385,969,101
- Discretionary: $385,969,101
- Non-discretionary: $0

### Clients (Item 5.D)

| Client type | Clients | Assets |
| --- | --- | --- |
| Investment companies | 4 | $385,969,101 |

### Advisory services (Item 5.G)
- Portfolio management for individuals and/or small businesses
- Portfolio management for investment companies (and business development companies)

### Firm details
- Registered since: 2023 (3 years)
- Employees: 2 total, 1 performing advisory functions
- Wrap fee program participation: No
- States registered or notice-filed: WA
- Disclosures (Item 11): Reports no disclosure items on Form ADV Item 11.

### Websites listed on Form ADV (Item 1.I)
- tappalpha.com
- tappalphafunds.com
- Facebook @tappfinance
- LinkedIn @tappfinance
- X @TappAlphaFunds

## Assets and staff over time

| Data period | Regulatory assets under management | Employees | Filing dated |
| --- | --- | --- | --- |
| October 2023 | $0 | 1 | August 22, 2023 |
| October 2024 | $0 | 2 | September 19, 2024 |
| October 2025 | $31,270,596 | 2 | July 17, 2025 |
| October 2026 | $385,969,101 | 2 | June 2, 2026 |

Regulatory assets under management: $0 in the October 2023 data and $385,969,101 in the October 2026 data.
Total employees: 1 in October 2023 and 2 in October 2026.

## Changes in the filing (last 12 months)

### July 2026
- Regulatory assets under management went from $31,270,596 to $385,969,101 (+1134%).

## Source

Form ADV as filed, October 2026. Values appear as filed. Cite as: AdvisorCensus. Tappalpha (CRD 327980): Form ADV filing data as of October 2026.