# TAP Root Capital Management LP

> TAP Root Capital Management LP is an SEC-registered investment advisory firm in Summit, NJ, registered since 2025, reporting $100 million to $500 million in regulatory assets under management in its Form ADV filing dated May 11, 2026.

- CRD: 334936
- Filed as: TAP ROOT CAPITAL MANAGEMENT LP
- Registration: SEC-registered investment adviser (status as filed: Approved)
- Location: Summit, NJ
- Filing period: October 2026
- Form ADV filing dated: May 11, 2026
- SEC record (IAPD): https://adviserinfo.sec.gov/firm/summary/334936
- AdvisorCensus page: https://advisorcensus.com/firm/tap-root-capital-management-lp-summit-nj-334936

## Quick answers

**How is TAP Root Capital Management LP compensated?**
On its Form ADV (Item 5.E, October 2026), TAP Root Capital Management LP reports these compensation arrangements: a percentage of assets under its management; performance-based fees.

**Where is TAP Root Capital Management LP located?**
TAP Root Capital Management LP's principal office is in Summit, NJ, according to its Form ADV; the June 2026 filing also lists 2 other offices (Schedule D, Section 1.F).

**Is TAP Root Capital Management LP registered with the SEC or a state?**
TAP Root Capital Management LP is an SEC-registered investment advisory firm, registered since 2025. Status as filed: Approved. CRD 334936.

**How much does TAP Root Capital Management LP manage?**
TAP Root Capital Management LP reports $297,287,232 in regulatory assets under management in its Form ADV filing dated May 11, 2026 (100% discretionary).

**What types of clients does TAP Root Capital Management LP serve?**
By number of clients on Form ADV Item 5.D: pooled investment vehicles (other than investment companies and business development companies) (3).

**Does TAP Root Capital Management LP report any disciplinary disclosures?**
Reports 1 disclosure item on Form ADV Item 11: yes answers to 11.E(2) (self-regulatory organization's finding of a rule violation). Each question covers the firm and its advisory affiliates, and one event can produce several yes answers. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/334936

**What changed in TAP Root Capital Management LP's recent Form ADV filings?**
In the April 2026 filing data: Regulatory assets under management went from $114,330,000 to $297,287,232 (+160%). Employees performing advisory functions went from 5 to 8. Added an office in Chicago, IL. Added an office in Park City, UT. Registered or notice-filed in IL, UT.

## From the Form ADV filing

### Compensation (Item 5.E)
- A percentage of assets under your management
- Performance-based fees

### Regulatory assets under management (Item 5.F)
- Total: $297,287,232
- Discretionary: $297,287,232
- Non-discretionary: $0

### Clients (Item 5.D)

| Client type | Clients | Assets |
| --- | --- | --- |
| Pooled investment vehicles (other than investment companies and business development companies) | 3 | $297,287,232 |

### Advisory services (Item 5.G)
- Portfolio management for pooled investment vehicles (other than investment companies)

### Firm details
- Registered since: 2025 (0 years)
- Employees: 8 total, 8 performing advisory functions
- Wrap fee program participation: No
- States registered or notice-filed: IL, NJ, UT
- Disclosures (Item 11): Reports 1 disclosure item on Form ADV Item 11.

### Item 11 questions answered yes
- 11.E(2): Has a self-regulatory organization or a commodities exchange ever found that the firm or an advisory affiliate was involved in a violation of its rules, other than a minor rule violation under a plan the SEC approved?

Each question covers the firm and its advisory affiliates: its current employees other than clerical staff, its officers, partners, and directors, and anyone who controls the firm or is controlled by it. One event can produce yes answers to several questions. SEC-registered advisers and exempt reporting advisers may leave out events more than ten years old, and may answer 11.A(2) and 11.B(2) for pending charges only. The detail of each yes answer is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/334936

### Other offices (Schedule D, Section 1.F), as of the June 2026 filing
- Chicago, IL
- Park City, UT

### Websites listed on Form ADV (Item 1.I)
- taprootcap.com
- LinkedIn @taprootcap

## Assets and staff over time

| Data period | Regulatory assets under management | Employees | Filing dated |
| --- | --- | --- | --- |
| October 2025 | Not reported | Not reported | May 2, 2025 |
| October 2026 | $297,287,232 | 8 | May 11, 2026 |


## Changes in the filing (last 12 months)

### April 2026
- Regulatory assets under management went from $114,330,000 to $297,287,232 (+160%).
- Employees performing advisory functions went from 5 to 8.
- Added an office in Chicago, IL.
- Added an office in Park City, UT.
- Registered or notice-filed in IL, UT.

### December 2025
- Moved from exempt reporting adviser status to SEC registration.

## Source

Form ADV as filed, October 2026. Values appear as filed. Cite as: AdvisorCensus. TAP Root Capital Management LP (CRD 334936): Form ADV filing data as of October 2026.