{ "crd_number": 107639, "slug": "tanglewood-total-wealth-management-inc-houston-tx-107639", "primary_business_name": "TANGLEWOOD TOTAL WEALTH MANAGEMENT, INC.", "legal_name": "TANGLEWOOD WEALTH MANAGEMENT, INC.", "dbas": [], "city": "Houston", "state": "TX", "country": "United States", "cbsa_code": "26420", "metro": { "cbsa_code": "26420", "common_name": "Houston", "msa_name": "Houston-Pasadena-The Woodlands, TX", "path": "/advisors/tx/houston" }, "registration_type": "sec", "registration_status": "Approved", "registration_date": "1991-01-25", "years_registered": 35, "period": "2026-10-01", "filing_date": "2026-03-30", "carried_forward": false, "raum_total": 1590907786.0, "raum_discretionary": 1590907786.0, "raum_non_discretionary": 0.0, "raum_band": "1b_5b", "raum_band_label": "$1 billion to $5 billion", "total_employees": 14, "advisory_employees": 10, "client_count_bucket": "fewer_than_5_in_some_types", "clients_by_type": { "charitable": { "raum": 2872619.0, "count": null, "fewer_than_5": true }, "individuals": { "raum": 34801521.0, "count": 54 }, "pension_profit_sharing": { "raum": 1711249.0, "count": null, "fewer_than_5": true }, "high_net_worth_individuals": { "raum": 1546731418.0, "count": 363 }, "corporations_other_businesses": { "raum": 4790979.0, "count": null, "fewer_than_5": true } }, "compensation_types": [ "percentage_of_aum" ], "advisory_activities": [ "financial_planning", "portfolio_management_businesses_institutional", "portfolio_management_individuals" ], "wrap_fee_participant": false, "disclosure_yes_count": 0, "states_registered": [ "AR", "CA", "CO", "FL", "LA", "NJ", "OK", "TX", "VA" ], "websites": [ "https://linkedin.com/company/tanglewoodtotalwealthmanagement", "https://tanglewoodwealth.com", "https://youtube.com/@TanglewoodTotalWealth" ], "iapd_url": "https://adviserinfo.sec.gov/firm/summary/107639", "city_as_filed": "HOUSTON", "url": "https://advisorcensus.com/firm/tanglewood-total-wealth-management-inc-houston-tx-107639", "display_name": "Tanglewood Total Wealth Management, Inc.", "summary": "Tanglewood Total Wealth Management, Inc. is an SEC-registered investment advisory firm in Houston, TX, registered since 1991, reporting $1 billion to $5 billion in regulatory assets under management in its Form ADV filing dated March 30, 2026.", "citation": "AdvisorCensus. Tanglewood Total Wealth Management, Inc. (CRD 107639): Form ADV filing data as of October 2026.", "registration_type_label": "SEC-registered investment adviser", "compensation_labels": [ "A percentage of assets under your management" ], "advisory_activity_labels": [ "Financial planning services", "Portfolio management for individuals and/or small businesses", "Portfolio management for businesses (other than small businesses) or institutional clients" ], "quick_answers": [ { "q": "How is Tanglewood Total Wealth Management, Inc. compensated?", "a": "On its Form ADV (Item 5.E, October 2026), Tanglewood Total Wealth Management, Inc. reports these compensation arrangements: a percentage of assets under its management. The amounts are in Item 5 of its Form ADV Part 2A brochure." }, { "q": "Where is Tanglewood Total Wealth Management, Inc. located?", "a": "Tanglewood Total Wealth Management, Inc.'s principal office is in Houston, TX, according to its Form ADV." }, { "q": "Is Tanglewood Total Wealth Management, Inc. registered with the SEC or a state?", "a": "Tanglewood Total Wealth Management, Inc. is an SEC-registered investment advisory firm, registered since 1991. Status as filed: Approved. CRD 107639." }, { "q": "How much does Tanglewood Total Wealth Management, Inc. manage?", "a": "Tanglewood Total Wealth Management, Inc. reports $1,590,907,786 in regulatory assets under management in its Form ADV filing dated March 30, 2026 (100% discretionary)." }, { "q": "How have Tanglewood Total Wealth Management, Inc.'s assets and staff changed since 2021?", "a": "In the Form ADV data for Tanglewood Total Wealth Management, Inc.: Regulatory assets under management: $1,224,748,000 in the October 2021 data and $1,590,907,786 in the October 2026 data, up 30%. Total employees: 12 in October 2021 and 14 in October 2026. Assets under management move with markets as well as with clients coming and going." }, { "q": "What types of clients does Tanglewood Total Wealth Management, Inc. serve?", "a": "By number of clients on Form ADV Item 5.D: high net worth individuals (363); individuals (other than high net worth individuals) (54)." }, { "q": "Which custodians does Tanglewood Total Wealth Management, Inc. use?", "a": "Tanglewood Total Wealth Management, Inc.'s most recent Form ADV filing (Schedule D, Section 5.K(3)) lists Charles Schwab & Co., Inc. as a custodian holding 10% or more of its separately managed account assets." }, { "q": "Does Tanglewood Total Wealth Management, Inc. report any disciplinary disclosures?", "a": "Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/107639" }, { "q": "What changed in Tanglewood Total Wealth Management, Inc.'s recent Form ADV filings?", "a": "In the April 2026 filing data: Employees performing advisory functions went from 9 to 10. Regulatory assets under management went from $1,430,951,690 to $1,590,907,786 (+11%)." } ], "filing_history": [ { "period": "2021-10-01", "regulatory_assets_under_management": 1224748000.0, "total_employees": 12, "filing_date": "2021-06-04" }, { "period": "2022-10-01", "regulatory_assets_under_management": 1406404904.0, "total_employees": 13, "filing_date": "2022-04-01" }, { "period": "2023-10-01", "regulatory_assets_under_management": 1206767599.0, "total_employees": 14, "filing_date": "2023-03-31" }, { "period": "2024-10-01", "regulatory_assets_under_management": 1305375189.0, "total_employees": 13, "filing_date": "2024-09-17" }, { "period": "2025-10-01", "regulatory_assets_under_management": 1430951690.0, "total_employees": 17, "filing_date": "2025-04-02" }, { "period": "2026-10-01", "regulatory_assets_under_management": 1590907786.0, "total_employees": 14, "filing_date": "2026-03-30" } ], "recent_changes": [ { "period": "2026-04-01", "period_label": "April 2026", "notes": [ "Employees performing advisory functions went from 9 to 10.", "Regulatory assets under management went from $1,430,951,690 to $1,590,907,786 (+11%)." ] } ], "fees_from_brochure": null, "custodians": [ { "name": "Charles Schwab & Co., Inc.", "name_as_filed": "CHARLES SCHWAB & CO., INC.", "affiliated": false } ], "custodians_note": "Custodians holding 10% or more of the firm's separately managed account assets, as filed on Form ADV (Schedule D, Section 5.K(3)). A custodian holds client assets; it does not endorse or supervise the firm. AdvisorCensus has no relationship with any custodian.", "markdown_url": "https://advisorcensus.com/firm/tanglewood-total-wealth-management-inc-houston-tx-107639.md", "clients": [ { "type": "individuals", "label": "Individuals (other than high net worth individuals)", "count": 54, "fewer_than_5": false, "raum": 34801521.0 }, { "type": "high_net_worth_individuals", "label": "High net worth individuals", "count": 363, "fewer_than_5": false, "raum": 1546731418.0 }, { "type": "pension_profit_sharing", "label": "Pension and profit sharing plans (but not the plan participants or government pension plans)", "count": null, "fewer_than_5": true, "raum": 1711249.0 }, { "type": "charitable", "label": "Charitable organizations", "count": null, "fewer_than_5": true, "raum": 2872619.0 }, { "type": "corporations_other_businesses", "label": "Corporations or other businesses not listed above", "count": null, "fewer_than_5": true, "raum": 4790979.0 } ], "disclosure_line": "Reports no disclosure items on Form ADV Item 11.", "disclosure_items": [], "indexable": true, "suppressed": false, "claimed": false, "enhanced": false, "provided_by_the_firm": null, "source": { "name": "Form ADV", "as_of": "2026-10-01", "iapd_url": "https://adviserinfo.sec.gov/firm/summary/107639", "operator": "BH Monitor Services, LLC", "license": "https://creativecommons.org/licenses/by/4.0/", "credit": "AdvisorCensus (advisorcensus.com), from SEC Form ADV data" } }