# Tandem Capital Management, Inc.

> Tandem Capital Management, Inc. is an SEC-registered investment advisory firm in Woodcliff Lake, NJ, registered since 1991, reporting $100 million to $500 million in regulatory assets under management in its Form ADV filing dated March 30, 2026.

- CRD: 107856
- Filed as: TANDEM CAPITAL MANAGEMENT, INC.
- Legal name: Tandem Capital Management Corp
- Registration: SEC-registered investment adviser (status as filed: Approved)
- Location: Woodcliff Lake, NJ
- Filing period: October 2026
- Form ADV filing dated: March 30, 2026
- SEC record (IAPD): https://adviserinfo.sec.gov/firm/summary/107856
- AdvisorCensus page: https://advisorcensus.com/firm/tandem-capital-management-inc-woodcliff-lake-nj-107856

## Quick answers

**How is Tandem Capital Management, Inc. compensated?**
On its Form ADV (Item 5.E, October 2026), Tandem Capital Management, Inc. reports these compensation arrangements: a percentage of assets under its management; hourly charges; fixed fees (other than subscription fees). The amounts are in Item 5 of its Form ADV Part 2A brochure.

**Where is Tandem Capital Management, Inc. located?**
Tandem Capital Management, Inc.'s principal office is in Woodcliff Lake, NJ, according to its Form ADV; the April 2026 filing also lists 1 other office (Schedule D, Section 1.F).

**Is Tandem Capital Management, Inc. registered with the SEC or a state?**
Tandem Capital Management, Inc. is an SEC-registered investment advisory firm, registered since 1991. Status as filed: Approved. CRD 107856.

**How much does Tandem Capital Management, Inc. manage?**
Tandem Capital Management, Inc. reports $279,681,162 in regulatory assets under management in its Form ADV filing dated March 30, 2026 (100% discretionary).

**How have Tandem Capital Management, Inc.'s assets and staff changed since 2021?**
In the Form ADV data for Tandem Capital Management, Inc.: Regulatory assets under management: $186,753,402 in the October 2021 data and $279,681,162 in the October 2026 data, up 50%. Total employees: 5 in October 2021 and 5 in October 2026. Assets under management move with markets as well as with clients coming and going.

**What types of clients does Tandem Capital Management, Inc. serve?**
By number of clients on Form ADV Item 5.D: high net worth individuals (72); individuals (other than high net worth individuals) (12); corporations or other businesses not listed above (5).

**Which custodians does Tandem Capital Management, Inc. use?**
Tandem Capital Management, Inc.'s most recent Form ADV filing (Schedule D, Section 5.K(3)) lists National Financial Services LLC as a custodian holding 10% or more of its separately managed account assets.

**Does Tandem Capital Management, Inc. report any disciplinary disclosures?**
Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/107856

**What changed in Tandem Capital Management, Inc.'s recent Form ADV filings?**
In the April 2026 filing data: Regulatory assets under management went from $246,597,658 to $279,681,162 (+13%).

## From the Form ADV filing

### Compensation (Item 5.E)
- A percentage of assets under your management
- Hourly charges
- Fixed fees (other than subscription fees)

### Custodians (Schedule D, Section 5.K(3))
- National Financial Services LLC

Custodians holding 10% or more of the firm's separately managed account assets, as filed on Form ADV (Schedule D, Section 5.K(3)). A custodian holds client assets; it does not endorse or supervise the firm. AdvisorCensus has no relationship with any custodian.

### Regulatory assets under management (Item 5.F)
- Total: $279,681,162
- Discretionary: $279,681,162
- Non-discretionary: $0

### Clients (Item 5.D)

| Client type | Clients | Assets |
| --- | --- | --- |
| Individuals (other than high net worth individuals) | 12 | $7,226,139 |
| High net worth individuals | 72 | $236,442,106 |
| Banking or thrift institutions | 0 | Not reported |
| Investment companies | 0 | Not reported |
| Business development companies | 0 | Not reported |
| Pooled investment vehicles (other than investment companies and business development companies) | 0 | Not reported |
| Pension and profit sharing plans (but not the plan participants or government pension plans) | 4 | $15,119,736 |
| Charitable organizations | 0 | Not reported |
| State or municipal government entities (including government pension plans) | 0 | Not reported |
| Other investment advisers | 0 | Not reported |
| Insurance companies | 0 | Not reported |
| Sovereign wealth funds and foreign official institutions | 0 | Not reported |
| Corporations or other businesses not listed above | 5 | $20,893,181 |
| Other | 0 | Not reported |

### Advisory services (Item 5.G)
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses (other than small businesses) or institutional clients
- Selection of other advisers (including private fund managers)

### Firm details
- Registered since: 1991 (35 years)
- Employees: 5 total, 3 performing advisory functions
- Wrap fee program participation: No
- States registered or notice-filed: FL, NJ, NY, WA
- Disclosures (Item 11): Reports no disclosure items on Form ADV Item 11.

### Other offices (Schedule D, Section 1.F), as of the April 2026 filing
- New York, NY

### Websites listed on Form ADV (Item 1.I)
- tandemcapitalmgmt.com

## Assets and staff over time

| Data period | Regulatory assets under management | Employees | Filing dated |
| --- | --- | --- | --- |
| October 2021 | $186,753,402 | 5 | March 31, 2021 |
| October 2022 | $238,874,765 | 5 | June 29, 2022 |
| October 2023 | $189,734,027 | 5 | April 1, 2023 |
| October 2024 | $213,808,712 | 5 | April 1, 2024 |
| October 2025 | $246,597,658 | 5 | March 31, 2025 |
| October 2026 | $279,681,162 | 5 | March 30, 2026 |

Regulatory assets under management: $186,753,402 in the October 2021 data and $279,681,162 in the October 2026 data, up 50%.
Total employees: 5 in October 2021 and 5 in October 2026.

## Changes in the filing (last 12 months)

### April 2026
- Regulatory assets under management went from $246,597,658 to $279,681,162 (+13%).

## Source

Form ADV as filed, October 2026. Values appear as filed. Cite as: AdvisorCensus. Tandem Capital Management, Inc. (CRD 107856): Form ADV filing data as of October 2026.