{ "crd_number": 340174, "slug": "tanara-wealth-management-llc-lehi-ut-340174", "primary_business_name": "TANARA WEALTH MANAGEMENT LLC", "legal_name": "TANARA WEALTH MANAGEMENT LLC", "dbas": [ "TANARA FAMILY OFFICES" ], "city": "Lehi", "state": "UT", "country": "United States", "cbsa_code": "39340", "metro": { "cbsa_code": "39340", "common_name": "Provo", "msa_name": "Provo-Orem-Lehi, UT", "path": "/advisors/ut/provo" }, "registration_type": "sec", "registration_status": "Approved", "registration_date": "2026-03-12", "years_registered": 0, "period": "2026-10-01", "filing_date": "2026-08-10", "carried_forward": false, "raum_total": 1093210505.0, "raum_discretionary": 494192946.0, "raum_non_discretionary": 599017559.0, "raum_band": "1b_5b", "raum_band_label": "$1 billion to $5 billion", "total_employees": 15, "advisory_employees": 5, "client_count_bucket": null, "clients_by_type": { "individuals": { "raum": 90784165.0, "count": 252 }, "insurance_companies": { "raum": 13033269.0, "count": 1 }, "high_net_worth_individuals": { "raum": 805602670.0, "count": 114 }, "corporations_other_businesses": { "raum": 183790401.0, "count": 23 } }, "compensation_types": [ "fixed", "hourly", "percentage_of_aum" ], "advisory_activities": [ "financial_planning", "portfolio_management_businesses_institutional", "portfolio_management_individuals", "portfolio_management_pooled_vehicles", "selection_of_other_advisers" ], "wrap_fee_participant": false, "disclosure_yes_count": 1, "states_registered": [ "CA", "FL", "ID", "NV", "OR", "TX", "UT", "WA" ], "websites": [ "https://tanarawm.com" ], "iapd_url": "https://adviserinfo.sec.gov/firm/summary/340174", "disclosure_items": [ { "item": "11.H(2)", "question": "Is the firm or an advisory affiliate now the subject of a civil proceeding that could result in a yes answer to any part of 11.H(1)?" } ], "city_as_filed": "LEHI", "url": "https://advisorcensus.com/firm/tanara-wealth-management-llc-lehi-ut-340174", "display_name": "Tanara Wealth Management LLC", "summary": "Tanara Wealth Management LLC is an SEC-registered investment advisory firm in Lehi, UT, registered since 2026, reporting $1 billion to $5 billion in regulatory assets under management in its Form ADV filing dated August 10, 2026.", "citation": "AdvisorCensus. Tanara Wealth Management LLC (CRD 340174): Form ADV filing data as of October 2026.", "registration_type_label": "SEC-registered investment adviser", "compensation_labels": [ "A percentage of assets under your management", "Hourly charges", "Fixed fees (other than subscription fees)" ], "advisory_activity_labels": [ "Financial planning services", "Portfolio management for individuals and/or small businesses", "Portfolio management for pooled investment vehicles (other than investment companies)", "Portfolio management for businesses (other than small businesses) or institutional clients", "Selection of other advisers (including private fund managers)" ], "quick_answers": [ { "q": "How is Tanara Wealth Management LLC compensated?", "a": "On its Form ADV (Item 5.E, October 2026), Tanara Wealth Management LLC reports these compensation arrangements: a percentage of assets under its management; hourly charges; fixed fees (other than subscription fees). The amounts are in Item 5 of its Form ADV Part 2A brochure." }, { "q": "Where is Tanara Wealth Management LLC located?", "a": "Tanara Wealth Management LLC's principal office is in Lehi, UT, according to its Form ADV; the September 2026 filing also lists 1 other office (Schedule D, Section 1.F)." }, { "q": "Is Tanara Wealth Management LLC registered with the SEC or a state?", "a": "Tanara Wealth Management LLC is an SEC-registered investment advisory firm, registered since 2026. Status as filed: Approved. CRD 340174." }, { "q": "How much does Tanara Wealth Management LLC manage?", "a": "Tanara Wealth Management LLC reports $1,093,210,505 in regulatory assets under management in its Form ADV filing dated August 10, 2026 (45% discretionary)." }, { "q": "What types of clients does Tanara Wealth Management LLC serve?", "a": "By number of clients on Form ADV Item 5.D: individuals (other than high net worth individuals) (252); high net worth individuals (114); corporations or other businesses not listed above (23)." }, { "q": "Which custodians does Tanara Wealth Management LLC use?", "a": "Tanara Wealth Management LLC's most recent Form ADV filing (Schedule D, Section 5.K(3)) lists Charles Schwab & Co., Inc. as a custodian holding 10% or more of its separately managed account assets." }, { "q": "Does Tanara Wealth Management LLC report any disciplinary disclosures?", "a": "Reports 1 disclosure item on Form ADV Item 11: yes answers to 11.H(2) (pending civil proceeding). Each question covers the firm and its advisory affiliates, and one event can produce several yes answers. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/340174" }, { "q": "What changed in Tanara Wealth Management LLC's recent Form ADV filings?", "a": "In the September 2026 filing data: Item 11 disclosure answers changed: 1 yes answer, previously 0 (now yes: 11.H(2)). Added an office in Salt Lake City, UT. Registered or notice-filed in CA, ID, NV, OR, TX, WA." } ], "filing_history": [], "recent_changes": [ { "period": "2026-09-01", "period_label": "September 2026", "notes": [ "Item 11 disclosure answers changed: 1 yes answer, previously 0 (now yes: 11.H(2)).", "Added an office in Salt Lake City, UT.", "Registered or notice-filed in CA, ID, NV, OR, TX, WA." ] }, { "period": "2026-08-01", "period_label": "August 2026", "notes": [ "Regulatory assets under management went from $0 to $1,093,210,505." ] }, { "period": "2026-04-01", "period_label": "April 2026", "notes": [ "Newly registered with the SEC.", "Updated its list of owners and control persons (Schedule A)." ] } ], "fees_from_brochure": null, "custodians": [ { "name": "Charles Schwab & Co., Inc.", "name_as_filed": "CHARLES SCHWAB & CO., INC.", "affiliated": false } ], "custodians_note": "Custodians holding 10% or more of the firm's separately managed account assets, as filed on Form ADV (Schedule D, Section 5.K(3)). A custodian holds client assets; it does not endorse or supervise the firm. AdvisorCensus has no relationship with any custodian.", "markdown_url": "https://advisorcensus.com/firm/tanara-wealth-management-llc-lehi-ut-340174.md", "clients": [ { "type": "individuals", "label": "Individuals (other than high net worth individuals)", "count": 252, "fewer_than_5": false, "raum": 90784165.0 }, { "type": "high_net_worth_individuals", "label": "High net worth individuals", "count": 114, "fewer_than_5": false, "raum": 805602670.0 }, { "type": "insurance_companies", "label": "Insurance companies", "count": 1, "fewer_than_5": false, "raum": 13033269.0 }, { "type": "corporations_other_businesses", "label": "Corporations or other businesses not listed above", "count": 23, "fewer_than_5": false, "raum": 183790401.0 } ], "disclosure_line": "Reports 1 disclosure item on Form ADV Item 11.", "indexable": true, "suppressed": false, "claimed": false, "enhanced": false, "provided_by_the_firm": null, "source": { "name": "Form ADV", "as_of": "2026-10-01", "iapd_url": "https://adviserinfo.sec.gov/firm/summary/340174", "operator": "BH Monitor Services, LLC", "license": "https://creativecommons.org/licenses/by/4.0/", "credit": "AdvisorCensus (advisorcensus.com), from SEC Form ADV data" } }