# Talley Financial

> Talley Financial is a state-registered investment advisory firm, registered since 1997, reporting under $25 million in regulatory assets under management in its Form ADV filing dated September 30, 2026.

- CRD: 117053
- Filed as: TALLEY FINANCIAL
- Legal name: Talley Financial, Inc
- Registration: State-registered investment adviser (status as filed: APPROVED)
- Location: Registered in Washington
- Filing period: October 2026
- Form ADV filing dated: September 30, 2026
- Public record (IAPD): https://adviserinfo.sec.gov/firm/summary/117053
- AdvisorCensus page: https://advisorcensus.com/firm/talley-financial-117053

## Quick answers

**How is Talley Financial compensated?**
On its Form ADV (Item 5.E, October 2026), Talley Financial reports these compensation arrangements: a percentage of assets under its management; hourly charges. The amounts are in Item 5 of its Form ADV Part 2A brochure.

**Is Talley Financial registered with the SEC or a state?**
Talley Financial is a state-registered investment advisory firm, registered since 1997. Status as filed: APPROVED. CRD 117053.

**How much does Talley Financial manage?**
Talley Financial reports $14,761,598 in regulatory assets under management in its Form ADV filing dated September 30, 2026 (97% discretionary).

**What types of clients does Talley Financial serve?**
By number of clients on Form ADV Item 5.D: individuals (other than high net worth individuals) (96); corporations or other businesses not listed above (5); high net worth individuals (4).

**Does Talley Financial report any disciplinary disclosures?**
Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's public record on IAPD: https://adviserinfo.sec.gov/firm/summary/117053

## From the Form ADV filing

### Compensation (Item 5.E)
- A percentage of assets under your management
- Hourly charges

### Regulatory assets under management (Item 5.F)
- Total: $14,761,598
- Discretionary: $14,345,293
- Non-discretionary: $416,305

### Clients (Item 5.D)

| Client type | Clients | Assets |
| --- | --- | --- |
| Individuals (other than high net worth individuals) | 96 | $6,087,668 |
| High net worth individuals | 4 | $7,737,776 |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles (other than investment companies and business development companies) | 0 | $0 |
| Pension and profit sharing plans (but not the plan participants or government pension plans) | 0 | $0 |
| Charitable organizations | 0 | $0 |
| State or municipal government entities (including government pension plans) | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses not listed above | 5 | $936,154 |
| Other | 0 | $0 |

### Advisory services (Item 5.G)
- Financial planning services
- Portfolio management for individuals and/or small businesses

### Firm details
- Registered since: 1997 (29 years)
- Employees: 2 total, 1 performing advisory functions
- Wrap fee program participation: No
- States registered or notice-filed: WA
- Disclosures (Item 11): Reports no disclosure items on Form ADV Item 11.

### Websites listed on Form ADV (Item 1.I)
- talleyfinancial.com
- LinkedIn @DARREN-TALLEY-40A3B11

## Source

Form ADV as filed, October 2026. Values appear as filed. Cite as: AdvisorCensus. Talley Financial (CRD 117053): Form ADV filing data as of October 2026.