# Tailwind Financial Planning LLC

> Tailwind Financial Planning LLC is a state-registered investment advisory firm, registered since 2020, reporting under $25 million in regulatory assets under management in its Form ADV filing dated September 28, 2026.

- CRD: 309117
- Filed as: TAILWIND FINANCIAL PLANNING LLC
- Registration: State-registered investment adviser (status as filed: APPROVED)
- Filing period: October 2026
- Form ADV filing dated: September 28, 2026
- Public record (IAPD): https://adviserinfo.sec.gov/firm/summary/309117
- AdvisorCensus page: https://advisorcensus.com/firm/tailwind-financial-planning-llc-309117

## Quick answers

**How is Tailwind Financial Planning LLC compensated?**
On its Form ADV (Item 5.E, October 2026), Tailwind Financial Planning LLC reports these compensation arrangements: hourly charges; fixed fees (other than subscription fees). The amounts are in Item 5 of its Form ADV Part 2A brochure.

**Is Tailwind Financial Planning LLC registered with the SEC or a state?**
Tailwind Financial Planning LLC is a state-registered investment advisory firm, registered since 2020. Status as filed: APPROVED. CRD 309117.

**How much does Tailwind Financial Planning LLC manage?**
Tailwind Financial Planning LLC reports $3,955,142 in regulatory assets under management in its Form ADV filing dated September 28, 2026 (100% discretionary).

**What types of clients does Tailwind Financial Planning LLC serve?**
By number of clients on Form ADV Item 5.D: high net worth individuals (4); individuals (other than high net worth individuals) (1).

**Does Tailwind Financial Planning LLC report any disciplinary disclosures?**
Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's public record on IAPD: https://adviserinfo.sec.gov/firm/summary/309117

## From the Form ADV filing

### Compensation (Item 5.E)
- Hourly charges
- Fixed fees (other than subscription fees)

### Regulatory assets under management (Item 5.F)
- Total: $3,955,142
- Discretionary: $3,955,142
- Non-discretionary: $0

### Clients (Item 5.D)

| Client type | Clients | Assets |
| --- | --- | --- |
| Individuals (other than high net worth individuals) | 1 | $624,423 |
| High net worth individuals | 4 | $3,330,719 |

### Advisory services (Item 5.G)
- Financial planning services
- Portfolio management for individuals and/or small businesses

### Firm details
- Registered since: 2020 (6 years)
- Employees: 1 total, 1 performing advisory functions
- Wrap fee program participation: No
- States registered or notice-filed: CA, FL
- Disclosures (Item 11): Reports no disclosure items on Form ADV Item 11.

### Websites listed on Form ADV (Item 1.I)
- tailwindfp.com
- Instagram @tailwindfinancialplanning
- LinkedIn @pam-bergeson-85370a1b4

## Source

Form ADV as filed, October 2026. Values appear as filed. Cite as: AdvisorCensus. Tailwind Financial Planning LLC (CRD 309117): Form ADV filing data as of October 2026.