# Tailwind Financial LLC

> Tailwind Financial LLC is a state-registered investment advisory firm in Southwick, MA, registered since 2025, with no regulatory assets under management reported in its Form ADV filing dated January 26, 2026.

- CRD: 333725
- Filed as: TAILWIND FINANCIAL LLC
- Registration: State-registered investment adviser (status as filed: APPROVED)
- Location: Southwick, MA
- Filing period: October 2026
- Form ADV filing dated: January 26, 2026
- Public record (IAPD): https://adviserinfo.sec.gov/firm/summary/333725
- AdvisorCensus page: https://advisorcensus.com/firm/tailwind-financial-llc-southwick-ma-333725

## Quick answers

**How is Tailwind Financial LLC compensated?**
On its Form ADV (Item 5.E, October 2026), Tailwind Financial LLC reports these compensation arrangements: hourly charges; fixed fees (other than subscription fees). The amounts are in Item 5 of its Form ADV Part 2A brochure.

**Where is Tailwind Financial LLC located?**
Tailwind Financial LLC's principal office is in Southwick, MA, according to its Form ADV.

**Is Tailwind Financial LLC registered with the SEC or a state?**
Tailwind Financial LLC is a state-registered investment advisory firm, registered since 2025. Status as filed: APPROVED. CRD 333725.

**Does Tailwind Financial LLC report any disciplinary disclosures?**
Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's public record on IAPD: https://adviserinfo.sec.gov/firm/summary/333725

## From the Form ADV filing

### Compensation (Item 5.E)
- Hourly charges
- Fixed fees (other than subscription fees)

### Clients (Item 5.D)

| Client type | Clients | Assets |
| --- | --- | --- |
| Individuals (other than high net worth individuals) | Fewer than 5 | $0 |

### Advisory services (Item 5.G)
- Financial planning services

### Firm details
- Registered since: 2025 (1 year)
- Employees: 2 total, 2 performing advisory functions
- Wrap fee program participation: No
- States registered or notice-filed: CT
- Disclosures (Item 11): Reports no disclosure items on Form ADV Item 11.

### Websites listed on Form ADV (Item 1.I)
- tailwindfnancial.com
- LinkedIn @tailwind-financial

## Source

Form ADV as filed, October 2026. Values appear as filed. Cite as: AdvisorCensus. Tailwind Financial LLC (CRD 333725): Form ADV filing data as of October 2026.