# Tailwind Capital

> Tailwind Capital is an SEC-registered investment advisory firm in New York, NY, registered since 2012, reporting over $5 billion in regulatory assets under management in its Form ADV filing dated March 31, 2026.

- CRD: 156562
- Filed as: TAILWIND CAPITAL
- Legal name: Tailwind Management LP
- Registration: SEC-registered investment adviser (status as filed: Approved)
- Location: New York, NY
- Filing period: October 2026
- Form ADV filing dated: March 31, 2026
- SEC record (IAPD): https://adviserinfo.sec.gov/firm/summary/156562
- AdvisorCensus page: https://advisorcensus.com/firm/tailwind-capital-new-york-ny-156562

## Quick answers

**How is Tailwind Capital compensated?**
On its Form ADV (Item 5.E, October 2026), Tailwind Capital reports these compensation arrangements: a percentage of assets under its management; performance-based fees; other. The amounts are in Item 5 of its Form ADV Part 2A brochure.

**Where is Tailwind Capital located?**
Tailwind Capital's principal office is in New York, NY, according to its Form ADV.

**Is Tailwind Capital registered with the SEC or a state?**
Tailwind Capital is an SEC-registered investment advisory firm, registered since 2012. Status as filed: Approved. CRD 156562.

**How much does Tailwind Capital manage?**
Tailwind Capital reports $5,410,743,372 in regulatory assets under management in its Form ADV filing dated March 31, 2026 (100% discretionary).

**How have Tailwind Capital's assets and staff changed since 2021?**
In the Form ADV data for Tailwind Capital: Regulatory assets under management: $3,407,945,111 in the October 2021 data and $5,410,743,372 in the October 2026 data, up 59%. Total employees: 35 in October 2021 and 29 in October 2026. Assets under management move with markets as well as with clients coming and going.

**What types of clients does Tailwind Capital serve?**
By number of clients on Form ADV Item 5.D: pooled investment vehicles (other than investment companies and business development companies) (22).

**Does Tailwind Capital report any disciplinary disclosures?**
Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/156562

**What changed in Tailwind Capital's recent Form ADV filings?**
In the April 2026 filing data: Employees performing advisory functions went from 20 to 18. Regulatory assets under management went from $4,692,662,323 to $5,410,743,372 (+15%). Updated its list of owners and control persons (Schedule A).

## From the Form ADV filing

### Compensation (Item 5.E)
- A percentage of assets under your management
- Performance-based fees
- Other

### Regulatory assets under management (Item 5.F)
- Total: $5,410,743,372
- Discretionary: $5,410,743,372
- Non-discretionary: $0

### Clients (Item 5.D)

| Client type | Clients | Assets |
| --- | --- | --- |
| Pooled investment vehicles (other than investment companies and business development companies) | 22 | $5,410,743,372 |

### Advisory services (Item 5.G)
- Portfolio management for pooled investment vehicles (other than investment companies)

### Firm details
- Registered since: 2012 (14 years)
- Employees: 29 total, 18 performing advisory functions
- Wrap fee program participation: No
- States registered or notice-filed: NY
- Disclosures (Item 11): Reports no disclosure items on Form ADV Item 11.

### Websites listed on Form ADV (Item 1.I)
- tailwind.com
- tailwindcapital.com
- LinkedIn @TAILWIND-CAPITAL

## Assets and staff over time

| Data period | Regulatory assets under management | Employees | Filing dated |
| --- | --- | --- | --- |
| October 2021 | $3,407,945,111 | 35 | March 29, 2021 |
| October 2022 | $3,966,287,084 | 38 | March 31, 2022 |
| October 2023 | $3,668,527,317 | 35 | March 31, 2023 |
| October 2024 | $3,905,583,288 | 34 | March 30, 2024 |
| October 2025 | $4,692,662,323 | 37 | March 31, 2025 |
| October 2026 | $5,410,743,372 | 29 | March 31, 2026 |

Regulatory assets under management: $3,407,945,111 in the October 2021 data and $5,410,743,372 in the October 2026 data, up 59%.
Total employees: 35 in October 2021 and 29 in October 2026.

## Changes in the filing (last 12 months)

### April 2026
- Employees performing advisory functions went from 20 to 18.
- Regulatory assets under management went from $4,692,662,323 to $5,410,743,372 (+15%).
- Updated its list of owners and control persons (Schedule A).

## Source

Form ADV as filed, October 2026. Values appear as filed. Cite as: AdvisorCensus. Tailwind Capital (CRD 156562): Form ADV filing data as of October 2026.