{ "crd_number": 156562, "slug": "tailwind-capital-new-york-ny-156562", "primary_business_name": "TAILWIND CAPITAL", "legal_name": "TAILWIND MANAGEMENT LP", "dbas": [], "city": "New York", "state": "NY", "country": "United States", "cbsa_code": "35620", "metro": { "cbsa_code": "35620", "common_name": "New York", "msa_name": "New York-Newark-Jersey City, NY-NJ", "path": "/advisors/ny/new-york" }, "registration_type": "sec", "registration_status": "Approved", "registration_date": "2012-03-30", "years_registered": 14, "period": "2026-10-01", "filing_date": "2026-03-31", "carried_forward": false, "raum_total": 5410743372.0, "raum_discretionary": 5410743372.0, "raum_non_discretionary": 0.0, "raum_band": "over_5b", "raum_band_label": "Over $5 billion", "total_employees": 29, "advisory_employees": 18, "client_count_bucket": null, "clients_by_type": { "pooled_investment_vehicles": { "raum": 5410743372.0, "count": 22 } }, "compensation_types": [ "other", "percentage_of_aum", "performance_based" ], "advisory_activities": [ "portfolio_management_pooled_vehicles" ], "wrap_fee_participant": false, "disclosure_yes_count": 0, "states_registered": [ "NY" ], "websites": [ "https://linkedin.com/COMPANY/TAILWIND-CAPITAL", "https://tailwind.com", "https://tailwindcapital.com" ], "iapd_url": "https://adviserinfo.sec.gov/firm/summary/156562", "city_as_filed": "NEW YORK", "url": "https://advisorcensus.com/firm/tailwind-capital-new-york-ny-156562", "display_name": "Tailwind Capital", "summary": "Tailwind Capital is an SEC-registered investment advisory firm in New York, NY, registered since 2012, reporting over $5 billion in regulatory assets under management in its Form ADV filing dated March 31, 2026.", "citation": "AdvisorCensus. Tailwind Capital (CRD 156562): Form ADV filing data as of October 2026.", "registration_type_label": "SEC-registered investment adviser", "compensation_labels": [ "A percentage of assets under your management", "Performance-based fees", "Other" ], "advisory_activity_labels": [ "Portfolio management for pooled investment vehicles (other than investment companies)" ], "quick_answers": [ { "q": "How is Tailwind Capital compensated?", "a": "On its Form ADV (Item 5.E, October 2026), Tailwind Capital reports these compensation arrangements: a percentage of assets under its management; performance-based fees; other. The amounts are in Item 5 of its Form ADV Part 2A brochure." }, { "q": "Where is Tailwind Capital located?", "a": "Tailwind Capital's principal office is in New York, NY, according to its Form ADV." }, { "q": "Is Tailwind Capital registered with the SEC or a state?", "a": "Tailwind Capital is an SEC-registered investment advisory firm, registered since 2012. Status as filed: Approved. CRD 156562." }, { "q": "How much does Tailwind Capital manage?", "a": "Tailwind Capital reports $5,410,743,372 in regulatory assets under management in its Form ADV filing dated March 31, 2026 (100% discretionary)." }, { "q": "How have Tailwind Capital's assets and staff changed since 2021?", "a": "In the Form ADV data for Tailwind Capital: Regulatory assets under management: $3,407,945,111 in the October 2021 data and $5,410,743,372 in the October 2026 data, up 59%. Total employees: 35 in October 2021 and 29 in October 2026. Assets under management move with markets as well as with clients coming and going." }, { "q": "What types of clients does Tailwind Capital serve?", "a": "By number of clients on Form ADV Item 5.D: pooled investment vehicles (other than investment companies and business development companies) (22)." }, { "q": "Does Tailwind Capital report any disciplinary disclosures?", "a": "Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/156562" }, { "q": "What changed in Tailwind Capital's recent Form ADV filings?", "a": "In the April 2026 filing data: Employees performing advisory functions went from 20 to 18. Regulatory assets under management went from $4,692,662,323 to $5,410,743,372 (+15%). Updated its list of owners and control persons (Schedule A)." } ], "filing_history": [ { "period": "2021-10-01", "regulatory_assets_under_management": 3407945111.0, "total_employees": 35, "filing_date": "2021-03-29" }, { "period": "2022-10-01", "regulatory_assets_under_management": 3966287084.0, "total_employees": 38, "filing_date": "2022-03-31" }, { "period": "2023-10-01", "regulatory_assets_under_management": 3668527317.0, "total_employees": 35, "filing_date": "2023-03-31" }, { "period": "2024-10-01", "regulatory_assets_under_management": 3905583288.0, "total_employees": 34, "filing_date": "2024-03-30" }, { "period": "2025-10-01", "regulatory_assets_under_management": 4692662323.0, "total_employees": 37, "filing_date": "2025-03-31" }, { "period": "2026-10-01", "regulatory_assets_under_management": 5410743372.0, "total_employees": 29, "filing_date": "2026-03-31" } ], "recent_changes": [ { "period": "2026-04-01", "period_label": "April 2026", "notes": [ "Employees performing advisory functions went from 20 to 18.", "Regulatory assets under management went from $4,692,662,323 to $5,410,743,372 (+15%).", "Updated its list of owners and control persons (Schedule A)." ] } ], "fees_from_brochure": null, "custodians": [], "custodians_note": null, "markdown_url": "https://advisorcensus.com/firm/tailwind-capital-new-york-ny-156562.md", "clients": [ { "type": "pooled_investment_vehicles", "label": "Pooled investment vehicles (other than investment companies and business development companies)", "count": 22, "fewer_than_5": false, "raum": 5410743372.0 } ], "disclosure_line": "Reports no disclosure items on Form ADV Item 11.", "disclosure_items": [], "indexable": true, "suppressed": false, "claimed": false, "enhanced": false, "provided_by_the_firm": null, "source": { "name": "Form ADV", "as_of": "2026-10-01", "iapd_url": "https://adviserinfo.sec.gov/firm/summary/156562", "operator": "BH Monitor Services, LLC", "license": "https://creativecommons.org/licenses/by/4.0/", "credit": "AdvisorCensus (advisorcensus.com), from SEC Form ADV data" } }