# Tactive Advisors, LLC

> Tactive Advisors, LLC is an SEC-registered investment advisory firm in Sarasota, FL, registered since 2020, reporting $500 million to $1 billion in regulatory assets under management in its Form ADV filing dated June 4, 2026.

- CRD: 309311
- Filed as: TACTIVE ADVISORS, LLC
- Also doing business as: LCM CAPITAL ADVISORS, ROTH STREET FINANCIAL, TACTIVE
- Registration: SEC-registered investment adviser (status as filed: Approved)
- Location: Sarasota, FL
- Filing period: October 2026
- Form ADV filing dated: June 4, 2026
- SEC record (IAPD): https://adviserinfo.sec.gov/firm/summary/309311
- AdvisorCensus page: https://advisorcensus.com/firm/tactive-advisors-llc-sarasota-fl-309311

## Quick answers

**How is Tactive Advisors, LLC compensated?**
On its Form ADV (Item 5.E, October 2026), Tactive Advisors, LLC reports these compensation arrangements: a percentage of assets under its management.

**Where is Tactive Advisors, LLC located?**
Tactive Advisors, LLC's principal office is in Sarasota, FL, according to its Form ADV; the July 2026 filing also lists 3 other offices (Schedule D, Section 1.F).

**Is Tactive Advisors, LLC registered with the SEC or a state?**
Tactive Advisors, LLC is an SEC-registered investment advisory firm, registered since 2020. Status as filed: Approved. CRD 309311.

**How much does Tactive Advisors, LLC manage?**
Tactive Advisors, LLC reports $619,043,913 in regulatory assets under management in its Form ADV filing dated June 4, 2026 (57% discretionary).

**How have Tactive Advisors, LLC's assets and staff changed since 2021?**
In the Form ADV data for Tactive Advisors, LLC: Regulatory assets under management: $116,575,686 in the October 2022 data and $619,043,913 in the October 2026 data, up 431%. Total employees: 5 in October 2021 and 15 in October 2026. Assets under management move with markets as well as with clients coming and going.

**What types of clients does Tactive Advisors, LLC serve?**
By number of clients on Form ADV Item 5.D: individuals (other than high net worth individuals) (1,519); high net worth individuals (45); other investment advisers (3).

**Which custodians does Tactive Advisors, LLC use?**
Tactive Advisors, LLC's most recent Form ADV filing (Schedule D, Section 5.K(3)) lists Charles Schwab & Co., Inc. and Goldman Sachs Custody Solutions as custodians holding 10% or more of its separately managed account assets.

**Does Tactive Advisors, LLC report any disciplinary disclosures?**
Reports 5 disclosure items on Form ADV Item 11: yes answers to 11.D(2) (another regulator's finding of a violation), 11.D(4) (another regulator's order in the past ten years), 11.D(5) (another regulator's denial, suspension, or revocation of a registration or license, bar, or restriction), 11.E(2) (self-regulatory organization's finding of a rule violation), and 11.E(4) (self-regulatory organization's expulsion, suspension, bar, or restriction). Each question covers the firm and its advisory affiliates, and one event can produce several yes answers. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/309311

**Does Tactive Advisors, LLC state an account minimum?**
Its Form ADV Part 2A brochure dated March 31, 2026 says: "Tactive imposes a minimum account value of $500 on accounts, although the firm reserves the right to waive minimum requirements."

**What changed in Tactive Advisors, LLC's recent Form ADV filings?**
In the April 2026 filing data: Employees performing advisory functions went from 13 to 14. Regulatory assets under management went from $456,874,649 to $619,043,913 (+35%).

## From the Form ADV filing

### Compensation (Item 5.E)
- A percentage of assets under your management

### Fees and minimums (Form ADV Part 2A brochure dated March 31, 2026)

- Account minimum: $500 (the brochure says it may be waived or negotiated)

> Tactive imposes a minimum account value of $500 on accounts, although the firm reserves the right to waive minimum requirements.

As stated in the firm's brochure. Fees can differ by service and may be negotiable.

### Custodians (Schedule D, Section 5.K(3))
- Charles Schwab & Co., Inc.
- Goldman Sachs Custody Solutions

Custodians holding 10% or more of the firm's separately managed account assets, as filed on Form ADV (Schedule D, Section 5.K(3)). A custodian holds client assets; it does not endorse or supervise the firm. AdvisorCensus has no relationship with any custodian.

### Regulatory assets under management (Item 5.F)
- Total: $619,043,913
- Discretionary: $355,448,787
- Non-discretionary: $263,595,126

### Clients (Item 5.D)

| Client type | Clients | Assets |
| --- | --- | --- |
| Individuals (other than high net worth individuals) | 1,519 | $212,911,227 |
| High net worth individuals | 45 | $122,890,955 |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles (other than investment companies and business development companies) | 0 | $0 |
| Pension and profit sharing plans (but not the plan participants or government pension plans) | 1 | $19,646,605 |
| Charitable organizations | 0 | $0 |
| State or municipal government entities (including government pension plans) | 0 | $0 |
| Other investment advisers | 3 | $263,595,126 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses not listed above | 0 | $0 |
| Other | 0 | $0 |

### Advisory services (Item 5.G)
- Portfolio management for individuals and/or small businesses

### Firm details
- Registered since: 2020 (5 years)
- Employees: 15 total, 14 performing advisory functions
- Wrap fee program participation: No
- States registered or notice-filed: AZ, CA, CO, CT, FL, HI, IL, MA, MI, MO, NC, NM, NV, NY, OH, OK, TN, TX, WA, WI
- Disclosures (Item 11): Reports 5 disclosure items on Form ADV Item 11.

### Item 11 questions answered yes
- 11.D(2): Has another federal regulator, a state regulator, or a foreign financial regulator ever found that the firm or an advisory affiliate was involved in a violation of investment-related regulations or statutes?
- 11.D(4): In the past ten years, has another federal regulator, a state regulator, or a foreign financial regulator entered an order against the firm or an advisory affiliate in connection with investment-related activity?
- 11.D(5): Has another federal regulator, a state regulator, or a foreign financial regulator ever denied, suspended, or revoked the registration or license of the firm or an advisory affiliate, prevented either by order from associating with an investment-related business, or restricted either one's activity?
- 11.E(2): Has a self-regulatory organization or a commodities exchange ever found that the firm or an advisory affiliate was involved in a violation of its rules, other than a minor rule violation under a plan the SEC approved?
- 11.E(4): Has a self-regulatory organization or a commodities exchange ever disciplined the firm or an advisory affiliate by expelling or suspending it from membership, barring or suspending it from association with other members, or otherwise restricting its activities?

Each question covers the firm and its advisory affiliates: its current employees other than clerical staff, its officers, partners, and directors, and anyone who controls the firm or is controlled by it. One event can produce yes answers to several questions. SEC-registered advisers and exempt reporting advisers may leave out events more than ten years old, and may answer 11.A(2) and 11.B(2) for pending charges only. The detail of each yes answer is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/309311

### Other offices (Schedule D, Section 1.F), as of the July 2026 filing
- Fair Oaks Ranch, TX
- Middleton, WI
- Sarasota, FL

### Websites listed on Form ADV (Item 1.I)
- giovannicuarez.com
- globalweathanalytics.com
- jaaxfinancial.com
- josephgissy.com
- lcmcapitaladvisors.com
- pcliftonfinancial.com
- rothstreet.com
- rothstreetfinancial.com
- tactiveadvisors.com
- tactivewealth.com

## Assets and staff over time

| Data period | Regulatory assets under management | Employees | Filing dated |
| --- | --- | --- | --- |
| October 2021 | Not reported | 5 | September 30, 2021 |
| October 2022 | $116,575,686 | 9 | September 9, 2022 |
| October 2023 | $275,133,342 | 9 | April 21, 2023 |
| October 2024 | $405,807,898 | 3 | September 16, 2024 |
| October 2025 | $456,874,649 | 14 | July 8, 2025 |
| October 2026 | $619,043,913 | 15 | June 4, 2026 |

Regulatory assets under management: $116,575,686 in the October 2022 data and $619,043,913 in the October 2026 data, up 431%.
Total employees: 5 in October 2021 and 15 in October 2026.

## Changes in the filing (last 12 months)

### April 2026
- Employees performing advisory functions went from 13 to 14.
- Regulatory assets under management went from $456,874,649 to $619,043,913 (+35%).

## Source

Form ADV as filed, October 2026. Values appear as filed. Cite as: AdvisorCensus. Tactive Advisors, LLC (CRD 309311): Form ADV filing data as of October 2026.