# Tactical Fund Advisors, LLC

> Tactical Fund Advisors, LLC is an SEC-registered investment advisory firm in Cincinnati, OH, registered since 2018, reporting $100 million to $500 million in regulatory assets under management in its Form ADV filing dated April 8, 2026.

- CRD: 298049
- Filed as: TACTICAL FUND ADVISORS, LLC
- Registration: SEC-registered investment adviser (status as filed: Approved)
- Location: Cincinnati, OH
- Filing period: October 2026
- Form ADV filing dated: April 8, 2026
- SEC record (IAPD): https://adviserinfo.sec.gov/firm/summary/298049
- AdvisorCensus page: https://advisorcensus.com/firm/tactical-fund-advisors-llc-cincinnati-oh-298049

## Quick answers

**How is Tactical Fund Advisors, LLC compensated?**
On its Form ADV (Item 5.E, October 2026), Tactical Fund Advisors, LLC reports these compensation arrangements: a percentage of assets under its management.

**Where is Tactical Fund Advisors, LLC located?**
Tactical Fund Advisors, LLC's principal office is in Cincinnati, OH, according to its Form ADV.

**Is Tactical Fund Advisors, LLC registered with the SEC or a state?**
Tactical Fund Advisors, LLC is an SEC-registered investment advisory firm, registered since 2018. Status as filed: Approved. CRD 298049.

**How much does Tactical Fund Advisors, LLC manage?**
Tactical Fund Advisors, LLC reports $169,804,763 in regulatory assets under management in its Form ADV filing dated April 8, 2026 (100% discretionary).

**How have Tactical Fund Advisors, LLC's assets and staff changed since 2021?**
In the Form ADV data for Tactical Fund Advisors, LLC: Regulatory assets under management: $188,688,549 in the October 2022 data and $169,804,763 in the October 2026 data, down 10%. Total employees: 6 in October 2021 and 7 in October 2026. Assets under management move with markets as well as with clients coming and going.

**What types of clients does Tactical Fund Advisors, LLC serve?**
By number of clients on Form ADV Item 5.D: investment companies (4).

**Does Tactical Fund Advisors, LLC report any disciplinary disclosures?**
Reports 5 disclosure items on Form ADV Item 11: yes answers to 11.C(1) (SEC or CFTC finding of a false statement or omission), 11.C(2) (SEC or CFTC finding of a violation), 11.C(4) (SEC or CFTC order), 11.C(5) (SEC or CFTC civil money penalty or cease-and-desist order), and 11.G (pending regulatory proceeding). Each question covers the firm and its advisory affiliates, and one event can produce several yes answers. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/298049

**What changed in Tactical Fund Advisors, LLC's recent Form ADV filings?**
In the March 2026 filing data: Employees performing advisory functions went from 5 to 3. Updated its list of owners and control persons (Schedule A).

## From the Form ADV filing

### Compensation (Item 5.E)
- A percentage of assets under your management

### Regulatory assets under management (Item 5.F)
- Total: $169,804,763
- Discretionary: $169,804,763
- Non-discretionary: $0

### Clients (Item 5.D)

| Client type | Clients | Assets |
| --- | --- | --- |
| Individuals (other than high net worth individuals) | 0 | $0 |
| High net worth individuals | 0 | $0 |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 4 | $169,804,763 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles (other than investment companies and business development companies) | 0 | $0 |
| Pension and profit sharing plans (but not the plan participants or government pension plans) | 0 | $0 |
| Charitable organizations | 0 | $0 |
| State or municipal government entities (including government pension plans) | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses not listed above | 0 | $0 |
| Other | 0 | $0 |

### Advisory services (Item 5.G)
- Portfolio management for investment companies (and business development companies)
- Selection of other advisers (including private fund managers)

### Firm details
- Registered since: 2018 (7 years)
- Employees: 7 total, 3 performing advisory functions
- Wrap fee program participation: No
- States registered or notice-filed: OH
- Disclosures (Item 11): Reports 5 disclosure items on Form ADV Item 11.

### Item 11 questions answered yes
- 11.C(1): Has the SEC or the CFTC ever found that the firm or an advisory affiliate made a false statement or omission?
- 11.C(2): Has the SEC or the CFTC ever found that the firm or an advisory affiliate was involved in a violation of SEC or CFTC regulations or statutes?
- 11.C(4): Has the SEC or the CFTC ever entered an order against the firm or an advisory affiliate in connection with investment-related activity?
- 11.C(5): Has the SEC or the CFTC ever imposed a civil money penalty on the firm or an advisory affiliate, or ordered the firm or an advisory affiliate to cease and desist from an activity?
- 11.G: Is the firm or an advisory affiliate now the subject of a regulatory proceeding that could result in a yes answer to any part of 11.C, 11.D, or 11.E?

Each question covers the firm and its advisory affiliates: its current employees other than clerical staff, its officers, partners, and directors, and anyone who controls the firm or is controlled by it. One event can produce yes answers to several questions. SEC-registered advisers and exempt reporting advisers may leave out events more than ten years old, and may answer 11.A(2) and 11.B(2) for pending charges only. The detail of each yes answer is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/298049

### Websites listed on Form ADV (Item 1.I)
- tfafunds.com
- Facebook @tfafunds
- LinkedIn @tactical-fund-advisors-llc

## Assets and staff over time

| Data period | Regulatory assets under management | Employees | Filing dated |
| --- | --- | --- | --- |
| October 2021 | Not reported | 6 | March 31, 2021 |
| October 2022 | $188,688,549 | 4 | September 1, 2022 |
| October 2023 | $158,209,000 | 5 | April 4, 2023 |
| October 2024 | $140,418,312 | 10 | March 25, 2024 |
| October 2025 | $163,377,887 | 10 | March 6, 2025 |
| October 2026 | $169,804,763 | 7 | April 8, 2026 |

Regulatory assets under management: $188,688,549 in the October 2022 data and $169,804,763 in the October 2026 data, down 10%.
Total employees: 6 in October 2021 and 7 in October 2026.

## Changes in the filing (last 12 months)

### March 2026
- Employees performing advisory functions went from 5 to 3.
- Updated its list of owners and control persons (Schedule A).

## Source

Form ADV as filed, October 2026. Values appear as filed. Cite as: AdvisorCensus. Tactical Fund Advisors, LLC (CRD 298049): Form ADV filing data as of October 2026.