# Taconic Advisors

> Taconic Advisors is an SEC-registered investment advisory firm in Saugerties, NY, registered since 2022, reporting $100 million to $500 million in regulatory assets under management in its Form ADV filing dated July 9, 2026.

- CRD: 123961
- Filed as: TACONIC ADVISORS
- Legal name: Taconic Advisors Inc.
- Registration: SEC-registered investment adviser (status as filed: Approved)
- Location: Saugerties, NY
- Filing period: October 2026
- Form ADV filing dated: July 9, 2026
- SEC record (IAPD): https://adviserinfo.sec.gov/firm/summary/123961
- AdvisorCensus page: https://advisorcensus.com/firm/taconic-advisors-saugerties-ny-123961

## Quick answers

**How is Taconic Advisors compensated?**
On its Form ADV (Item 5.E, October 2026), Taconic Advisors reports these compensation arrangements: fixed fees (other than subscription fees).

**How much does Taconic Advisors charge?**
Its Form ADV Part 2A brochure dated March 2, 2026 states: Flat fee: $1,100 to $5,000 (Limited Scope Financial Planning Services). Fees can differ by service and may be negotiable; the brochure is the complete statement.

**Where is Taconic Advisors located?**
Taconic Advisors' principal office is in Saugerties, NY, according to its Form ADV; the August 2026 filing also lists 1 other office (Schedule D, Section 1.F).

**Is Taconic Advisors registered with the SEC or a state?**
Taconic Advisors is an SEC-registered investment advisory firm, registered since 2022. Status as filed: Approved. CRD 123961.

**How much does Taconic Advisors manage?**
Taconic Advisors reports $246,265,616 in regulatory assets under management in its Form ADV filing dated July 9, 2026 (100% discretionary).

**How have Taconic Advisors' assets and staff changed since 2022?**
In the Form ADV data for Taconic Advisors: Regulatory assets under management: $163,833,404 in the October 2022 data and $246,265,616 in the October 2026 data, up 50%. Total employees: 4 in October 2022 and 5 in October 2026. Assets under management move with markets as well as with clients coming and going.

**What types of clients does Taconic Advisors serve?**
By number of clients on Form ADV Item 5.D: high net worth individuals (107); individuals (other than high net worth individuals) (26).

**Which custodians does Taconic Advisors use?**
Taconic Advisors' most recent Form ADV filing (Schedule D, Section 5.K(3)) lists Fidelity Brokerage Services LLC as a custodian holding 10% or more of its separately managed account assets.

**Does Taconic Advisors report any disciplinary disclosures?**
Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/123961

**Does Taconic Advisors state an account minimum?**
Its Form ADV Part 2A brochure dated March 2, 2026 says: "As such, we maintain no minimum net worth or asset requirements."

**What changed in Taconic Advisors' recent Form ADV filings?**
In the August 2026 filing data: Employees performing advisory functions went from 4 to 3.

## From the Form ADV filing

### Compensation (Item 5.E)
- Fixed fees (other than subscription fees)

### Fees and minimums (Form ADV Part 2A brochure dated March 2, 2026)

- Account minimum: None

> As such, we maintain no minimum net worth or asset requirements.

- Flat fee: $1,100 to $5,000 (Limited Scope Financial Planning Services)

> Taconic charges a fixed fee determined by the scope of the services requested by the Client in the agreement and the complexity of the Client’s financial situation. ... The range of fees for Taconic’s Limited Scope Financial Planning Services is generally $1,100 - $5,000.

As stated in the firm's brochure. Fees can differ by service and may be negotiable.

### Custodians (Schedule D, Section 5.K(3))
- Fidelity Brokerage Services LLC

Custodians holding 10% or more of the firm's separately managed account assets, as filed on Form ADV (Schedule D, Section 5.K(3)). A custodian holds client assets; it does not endorse or supervise the firm. AdvisorCensus has no relationship with any custodian.

### Regulatory assets under management (Item 5.F)
- Total: $246,265,616
- Discretionary: $246,265,616
- Non-discretionary: $0

### Clients (Item 5.D)

| Client type | Clients | Assets |
| --- | --- | --- |
| Individuals (other than high net worth individuals) | 26 | $15,486,259 |
| High net worth individuals | 107 | $230,779,357 |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles (other than investment companies and business development companies) | 0 | $0 |
| Pension and profit sharing plans (but not the plan participants or government pension plans) | 0 | $0 |
| Charitable organizations | 0 | $0 |
| State or municipal government entities (including government pension plans) | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses not listed above | 0 | $0 |
| Other | 0 | $0 |

### Advisory services (Item 5.G)
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Selection of other advisers (including private fund managers)
- Other

### Firm details
- Registered since: 2022 (4 years)
- Employees: 5 total, 3 performing advisory functions
- Wrap fee program participation: No
- States registered or notice-filed: MA, NY, PA, TX
- Disclosures (Item 11): Reports no disclosure items on Form ADV Item 11.

### Other offices (Schedule D, Section 1.F), as of the August 2026 filing
- Beacon, NY

### Websites listed on Form ADV (Item 1.I)
- [taconicadvisors.com](https://taconicadvisors.com)
- LinkedIn @taconic-advisors-inc

## Assets and staff over time

| Data period | Regulatory assets under management | Employees | Filing dated |
| --- | --- | --- | --- |
| October 2022 | $163,833,404 | 4 | May 5, 2022 |
| October 2023 | $156,425,977 | 5 | August 11, 2023 |
| October 2024 | $179,338,585 | 7 | September 4, 2024 |
| October 2025 | $206,907,007 | 6 | February 21, 2025 |
| October 2026 | $246,265,616 | 5 | July 9, 2026 |

Regulatory assets under management: $163,833,404 in the October 2022 data and $246,265,616 in the October 2026 data, up 50%.
Total employees: 4 in October 2022 and 5 in October 2026.

## Changes in the filing (last 12 months)

### August 2026
- Employees performing advisory functions went from 4 to 3.

### April 2026
- Regulatory assets under management went from $206,907,007 to $246,265,616 (+19%).

## Source

Form ADV as filed, October 2026. Values appear as filed. Cite as: AdvisorCensus. Taconic Advisors (CRD 123961): Form ADV filing data as of October 2026.