# TA Capital Management, LLC

> TA Capital Management, LLC is an SEC-registered investment advisory firm in Sewell, NJ, registered since 2013, reporting $100 million to $500 million in regulatory assets under management in its Form ADV filing dated March 26, 2026.

- CRD: 169326
- Filed as: TA CAPITAL MANAGEMENT, LLC
- Registration: SEC-registered investment adviser (status as filed: Approved)
- Location: Sewell, NJ
- Filing period: October 2026
- Form ADV filing dated: March 26, 2026
- SEC record (IAPD): https://adviserinfo.sec.gov/firm/summary/169326
- AdvisorCensus page: https://advisorcensus.com/firm/ta-capital-management-llc-sewell-nj-169326

## Quick answers

**How is TA Capital Management, LLC compensated?**
On its Form ADV (Item 5.E, October 2026), TA Capital Management, LLC reports these compensation arrangements: a percentage of assets under its management.

**How much does TA Capital Management, LLC charge?**
Its Form ADV Part 2A brochure dated March 26, 2026 states: Asset-based fee: 1% of assets a year. Fees can differ by service and may be negotiable; the brochure is the complete statement.

**Where is TA Capital Management, LLC located?**
TA Capital Management, LLC's principal office is in Sewell, NJ, according to its Form ADV.

**Is TA Capital Management, LLC registered with the SEC or a state?**
TA Capital Management, LLC is an SEC-registered investment advisory firm, registered since 2013. Status as filed: Approved. CRD 169326.

**How much does TA Capital Management, LLC manage?**
TA Capital Management, LLC reports $438,908,484 in regulatory assets under management in its Form ADV filing dated March 26, 2026 (24% discretionary).

**How have TA Capital Management, LLC's assets and staff changed since 2021?**
In the Form ADV data for TA Capital Management, LLC: Regulatory assets under management: $190,424,266 in the October 2021 data and $438,908,484 in the October 2026 data, up 130%. Total employees: 3 in October 2021 and 4 in October 2026. Assets under management move with markets as well as with clients coming and going.

**What types of clients does TA Capital Management, LLC serve?**
By number of clients on Form ADV Item 5.D: high net worth individuals (54); individuals (other than high net worth individuals) (36); charitable organizations (11).

**Which custodians does TA Capital Management, LLC use?**
TA Capital Management, LLC's most recent Form ADV filing (Schedule D, Section 5.K(3)) lists Charles Schwab & Co., Inc. and Fidelity Distributors Company LLC as custodians holding 10% or more of its separately managed account assets.

**Does TA Capital Management, LLC report any disciplinary disclosures?**
Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/169326

**Does TA Capital Management, LLC state an account minimum?**
Its Form ADV Part 2A brochure dated March 26, 2026 says: "TA Capital Management requires a minimum of $100,000 in order to open an account. To reach this account minimum, clients can aggregate all household accounts. Exceptions may be granted to this minimum for at the discretion of a client’s investment adviser representative and the Chief Compliance Officer."

**What changed in TA Capital Management, LLC's recent Form ADV filings?**
In the April 2026 filing data: Employees performing advisory functions went from 3 to 4. Regulatory assets under management went from $343,859,144 to $438,908,484 (+28%).

## From the Form ADV filing

### Compensation (Item 5.E)
- A percentage of assets under your management

### Fees and minimums (Form ADV Part 2A brochure dated March 26, 2026)

- Asset-based fee: 1% of assets a year

> The annual fee for asset management services is typically 1.00%. However, fees charged for our services are negotiable based on the investment adviser representative providing the services, the complexity of the client's situation, the composition of the client's account

- Account minimum: $100,000 (the brochure says it may be waived or negotiated)

> TA Capital Management requires a minimum of $100,000 in order to open an account. To reach this account minimum, clients can aggregate all household accounts. Exceptions may be granted to this minimum for at the discretion of a client’s investment adviser representative and the Chief Compliance Officer.

As stated in the firm's brochure. Fees can differ by service and may be negotiable.

### Custodians (Schedule D, Section 5.K(3))
- Charles Schwab & Co., Inc.
- Fidelity Distributors Company LLC

Custodians holding 10% or more of the firm's separately managed account assets, as filed on Form ADV (Schedule D, Section 5.K(3)). A custodian holds client assets; it does not endorse or supervise the firm. AdvisorCensus has no relationship with any custodian.

### Regulatory assets under management (Item 5.F)
- Total: $438,908,484
- Discretionary: $104,381,059
- Non-discretionary: $334,527,425

### Clients (Item 5.D)

| Client type | Clients | Assets |
| --- | --- | --- |
| Individuals (other than high net worth individuals) | 36 | $9,304,213 |
| High net worth individuals | 54 | $395,491,517 |
| Banking or thrift institutions | 0 | Not reported |
| Investment companies | 0 | Not reported |
| Business development companies | 0 | Not reported |
| Pooled investment vehicles (other than investment companies and business development companies) | 0 | Not reported |
| Pension and profit sharing plans (but not the plan participants or government pension plans) | 0 | Not reported |
| Charitable organizations | 11 | $33,387,680 |
| State or municipal government entities (including government pension plans) | 0 | Not reported |
| Other investment advisers | 0 | Not reported |
| Insurance companies | 0 | Not reported |
| Sovereign wealth funds and foreign official institutions | 0 | Not reported |
| Corporations or other businesses not listed above | Fewer than 5 | $725,074 |

### Advisory services (Item 5.G)
- Portfolio management for individuals and/or small businesses

### Firm details
- Registered since: 2013 (12 years)
- Employees: 4 total, 4 performing advisory functions
- Wrap fee program participation: No
- States registered or notice-filed: CA, NJ, NY, TX
- Disclosures (Item 11): Reports no disclosure items on Form ADV Item 11.

### Websites listed on Form ADV (Item 1.I)
- tacapitalmanagement.com

## Assets and staff over time

| Data period | Regulatory assets under management | Employees | Filing dated |
| --- | --- | --- | --- |
| October 2021 | $190,424,266 | 3 | March 30, 2021 |
| October 2022 | $283,005,406 | 3 | March 30, 2022 |
| October 2023 | $250,174,772 | 3 | March 29, 2023 |
| October 2024 | $302,593,737 | 3 | April 26, 2024 |
| October 2025 | $343,859,144 | 3 | March 28, 2025 |
| October 2026 | $438,908,484 | 4 | March 26, 2026 |

Regulatory assets under management: $190,424,266 in the October 2021 data and $438,908,484 in the October 2026 data, up 130%.
Total employees: 3 in October 2021 and 4 in October 2026.

## Changes in the filing (last 12 months)

### April 2026
- Employees performing advisory functions went from 3 to 4.
- Regulatory assets under management went from $343,859,144 to $438,908,484 (+28%).

## Source

Form ADV as filed, October 2026. Values appear as filed. Cite as: AdvisorCensus. TA Capital Management, LLC (CRD 169326): Form ADV filing data as of October 2026.