# T.T.G. Financial, Inc.

> T.T.G. Financial, Inc. is an SEC-registered investment advisory firm in Canton, OH, registered since 2020, reporting $100 million to $500 million in regulatory assets under management in its Form ADV filing dated September 4, 2026.

- CRD: 129004
- Filed as: T.T.G. FINANCIAL, INC.
- Registration: SEC-registered investment adviser (status as filed: Approved)
- Location: Canton, OH
- Filing period: October 2026
- Form ADV filing dated: September 4, 2026
- SEC record (IAPD): https://adviserinfo.sec.gov/firm/summary/129004
- AdvisorCensus page: https://advisorcensus.com/firm/t-t-g-financial-inc-canton-oh-129004

## Quick answers

**How is T.T.G. Financial, Inc. compensated?**
On its Form ADV (Item 5.E, October 2026), T.T.G. Financial, Inc. reports these compensation arrangements: a percentage of assets under its management; hourly charges. The amounts are in Item 5 of its Form ADV Part 2A brochure.

**Where is T.T.G. Financial, Inc. located?**
T.T.G. Financial, Inc.'s principal office is in Canton, OH, according to its Form ADV.

**Is T.T.G. Financial, Inc. registered with the SEC or a state?**
T.T.G. Financial, Inc. is an SEC-registered investment advisory firm, registered since 2020. Status as filed: Approved. CRD 129004.

**How much does T.T.G. Financial, Inc. manage?**
T.T.G. Financial, Inc. reports $194,000,000 in regulatory assets under management in its Form ADV filing dated September 4, 2026 (100% discretionary).

**How have T.T.G. Financial, Inc.'s assets and staff changed since 2021?**
In the Form ADV data for T.T.G. Financial, Inc.: Regulatory assets under management: $120,577,220 in the October 2021 data and $194,000,000 in the October 2026 data, up 61%. Total employees: 5 in October 2021 and 6 in October 2026. Assets under management move with markets as well as with clients coming and going.

**What types of clients does T.T.G. Financial, Inc. serve?**
By number of clients on Form ADV Item 5.D: high net worth individuals (110); individuals (other than high net worth individuals) (56); pension and profit sharing plans (but not the plan participants or government pension plans) (24).

**Which custodians does T.T.G. Financial, Inc. use?**
T.T.G. Financial, Inc.'s most recent Form ADV filing (Schedule D, Section 5.K(3)) lists Charles Schwab & Co., Inc. as a custodian holding 10% or more of its separately managed account assets.

**Does T.T.G. Financial, Inc. report any disciplinary disclosures?**
Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/129004

**What changed in T.T.G. Financial, Inc.'s recent Form ADV filings?**
In the March 2026 filing data: Employees performing advisory functions went from 3 to 4. Regulatory assets under management went from $166,384,000 to $194,000,000 (+17%).

## From the Form ADV filing

### Compensation (Item 5.E)
- A percentage of assets under your management
- Hourly charges

### Custodians (Schedule D, Section 5.K(3))
- Charles Schwab & Co., Inc.

Custodians holding 10% or more of the firm's separately managed account assets, as filed on Form ADV (Schedule D, Section 5.K(3)). A custodian holds client assets; it does not endorse or supervise the firm. AdvisorCensus has no relationship with any custodian.

### Regulatory assets under management (Item 5.F)
- Total: $194,000,000
- Discretionary: $194,000,000
- Non-discretionary: $0

### Clients (Item 5.D)

| Client type | Clients | Assets |
| --- | --- | --- |
| Individuals (other than high net worth individuals) | 56 | $42,133,336 |
| High net worth individuals | 110 | $123,101,964 |
| Pension and profit sharing plans (but not the plan participants or government pension plans) | 24 | $24,464,700 |
| Corporations or other businesses not listed above | 17 | $4,300,000 |

### Advisory services (Item 5.G)
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses (other than small businesses) or institutional clients
- Pension consulting services

### Firm details
- Registered since: 2020 (6 years)
- Employees: 6 total, 4 performing advisory functions
- Wrap fee program participation: No
- States registered or notice-filed: FL, OH, TX
- Disclosures (Item 11): Reports no disclosure items on Form ADV Item 11.

### Websites listed on Form ADV (Item 1.I)
- hanguptheaxe.com
- myspecialfamily.com
- opfretirement.com
- retiretheshield.com
- teamttg.com
- ttg401k.com
- ttgalliance.com

## Assets and staff over time

| Data period | Regulatory assets under management | Employees | Filing dated |
| --- | --- | --- | --- |
| October 2021 | $120,577,220 | 5 | September 23, 2021 |
| October 2022 | $144,000,000 | 5 | February 28, 2022 |
| October 2023 | $151,130,000 | 5 | July 31, 2023 |
| October 2024 | $157,816,780 | 5 | January 11, 2024 |
| October 2025 | $166,384,000 | 5 | June 2, 2025 |
| October 2026 | $194,000,000 | 6 | September 4, 2026 |

Regulatory assets under management: $120,577,220 in the October 2021 data and $194,000,000 in the October 2026 data, up 61%.
Total employees: 5 in October 2021 and 6 in October 2026.

## Changes in the filing (last 12 months)

### March 2026
- Employees performing advisory functions went from 3 to 4.
- Regulatory assets under management went from $166,384,000 to $194,000,000 (+17%).

## Source

Form ADV as filed, October 2026. Values appear as filed. Cite as: AdvisorCensus. T.T.G. Financial, Inc. (CRD 129004): Form ADV filing data as of October 2026.