# T.H. Rapko & Company, LLC

> T.H. Rapko & Company, LLC is a state-registered investment advisory firm in Monterey, CA, registered since 2013, reporting $25 million to $100 million in regulatory assets under management in its Form ADV filing dated February 13, 2026.

- CRD: 165874
- Filed as: T.H. RAPKO & COMPANY, LLC
- Registration: State-registered investment adviser (status as filed: APPROVED)
- Location: Monterey, CA
- Filing period: October 2026
- Form ADV filing dated: February 13, 2026
- Public record (IAPD): https://adviserinfo.sec.gov/firm/summary/165874
- AdvisorCensus page: https://advisorcensus.com/firm/t-h-rapko-and-company-llc-monterey-ca-165874

## Quick answers

**How is T.H. Rapko & Company, LLC compensated?**
On its Form ADV (Item 5.E, October 2026), T.H. Rapko & Company, LLC reports these compensation arrangements: a percentage of assets under its management. The amounts are in Item 5 of its Form ADV Part 2A brochure.

**Where is T.H. Rapko & Company, LLC located?**
T.H. Rapko & Company, LLC's principal office is in Monterey, CA, according to its Form ADV.

**Is T.H. Rapko & Company, LLC registered with the SEC or a state?**
T.H. Rapko & Company, LLC is a state-registered investment advisory firm, registered since 2013. Status as filed: APPROVED. CRD 165874.

**How much does T.H. Rapko & Company, LLC manage?**
T.H. Rapko & Company, LLC reports $33,700,000 in regulatory assets under management in its Form ADV filing dated February 13, 2026 (89% discretionary).

**What types of clients does T.H. Rapko & Company, LLC serve?**
By number of clients on Form ADV Item 5.D: individuals (other than high net worth individuals) (20); high net worth individuals (16).

**Does T.H. Rapko & Company, LLC report any disciplinary disclosures?**
Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's public record on IAPD: https://adviserinfo.sec.gov/firm/summary/165874

## From the Form ADV filing

### Compensation (Item 5.E)
- A percentage of assets under your management

### Regulatory assets under management (Item 5.F)
- Total: $33,700,000
- Discretionary: $30,000,000
- Non-discretionary: $3,700,000

### Clients (Item 5.D)

| Client type | Clients | Assets |
| --- | --- | --- |
| Individuals (other than high net worth individuals) | 20 | $10,000,000 |
| High net worth individuals | 16 | $23,700,000 |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles (other than investment companies and business development companies) | 0 | $0 |
| Pension and profit sharing plans (but not the plan participants or government pension plans) | 0 | $0 |
| Charitable organizations | 0 | $0 |
| State or municipal government entities (including government pension plans) | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses not listed above | 0 | $0 |
| Other | 0 | $0 |

### Advisory services (Item 5.G)
- Portfolio management for individuals and/or small businesses

### Firm details
- Registered since: 2013 (13 years)
- Employees: 1 total, 1 performing advisory functions
- Wrap fee program participation: No
- States registered or notice-filed: CA, MA
- Disclosures (Item 11): Reports no disclosure items on Form ADV Item 11.

### Websites listed on Form ADV (Item 1.I)
- thrapko.com
- LinkedIn @TOMRAPKO
- X @TOMRAPKO

## Source

Form ADV as filed, October 2026. Values appear as filed. Cite as: AdvisorCensus. T.H. Rapko & Company, LLC (CRD 165874): Form ADV filing data as of October 2026.