# T. Anton Investment House, Inc.

> T. Anton Investment House, Inc. is an SEC-registered investment advisory firm in Madison, WI, registered since 2017, reporting $100 million to $500 million in regulatory assets under management in its Form ADV filing dated March 26, 2026.

- CRD: 174970
- Filed as: T. ANTON INVESTMENT HOUSE, INC.
- Registration: SEC-registered investment adviser (status as filed: Approved)
- Location: Madison, WI
- Filing period: October 2026
- Form ADV filing dated: March 26, 2026
- SEC record (IAPD): https://adviserinfo.sec.gov/firm/summary/174970
- AdvisorCensus page: https://advisorcensus.com/firm/t-anton-investment-house-inc-madison-wi-174970

## Quick answers

**How is T. Anton Investment House, Inc. compensated?**
On its Form ADV (Item 5.E, October 2026), T. Anton Investment House, Inc. reports these compensation arrangements: a percentage of assets under its management.

**Where is T. Anton Investment House, Inc. located?**
T. Anton Investment House, Inc.'s principal office is in Madison, WI, according to its Form ADV.

**Is T. Anton Investment House, Inc. registered with the SEC or a state?**
T. Anton Investment House, Inc. is an SEC-registered investment advisory firm, registered since 2017. Status as filed: Approved. CRD 174970.

**How much does T. Anton Investment House, Inc. manage?**
T. Anton Investment House, Inc. reports $366,642,843 in regulatory assets under management in its Form ADV filing dated March 26, 2026 (100% discretionary).

**How have T. Anton Investment House, Inc.'s assets and staff changed since 2021?**
In the Form ADV data for T. Anton Investment House, Inc.: Regulatory assets under management: $216,690,729 in the October 2021 data and $366,642,843 in the October 2026 data, up 69%. Total employees: 5 in October 2021 and 6 in October 2026. Assets under management move with markets as well as with clients coming and going.

**What types of clients does T. Anton Investment House, Inc. serve?**
By number of clients on Form ADV Item 5.D: individuals (other than high net worth individuals) (203); high net worth individuals (125).

**Does T. Anton Investment House, Inc. report any disciplinary disclosures?**
Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/174970

**What changed in T. Anton Investment House, Inc.'s recent Form ADV filings?**
In the April 2026 filing data: Regulatory assets under management went from $331,877,251 to $366,642,843 (+10%).

## From the Form ADV filing

### Compensation (Item 5.E)
- A percentage of assets under your management

### Regulatory assets under management (Item 5.F)
- Total: $366,642,843
- Discretionary: $366,642,843
- Non-discretionary: $0

### Clients (Item 5.D)

| Client type | Clients | Assets |
| --- | --- | --- |
| Individuals (other than high net worth individuals) | 203 | $99,296,119 |
| High net worth individuals | 125 | $267,346,724 |

### Advisory services (Item 5.G)
- Financial planning services
- Portfolio management for individuals and/or small businesses

### Firm details
- Registered since: 2017 (9 years)
- Employees: 6 total, 3 performing advisory functions
- Wrap fee program participation: No
- States registered or notice-filed: AZ, FL, IL, MN, WI
- Disclosures (Item 11): Reports no disclosure items on Form ADV Item 11.

### Websites listed on Form ADV (Item 1.I)
- tantoninvestmenthouse.com
- Facebook @tantoninvestmenthouse
- LinkedIn @tracey-anton-38722117

## Assets and staff over time

| Data period | Regulatory assets under management | Employees | Filing dated |
| --- | --- | --- | --- |
| October 2021 | $216,690,729 | 5 | July 2, 2021 |
| October 2022 | $277,009,514 | 5 | March 30, 2022 |
| October 2023 | $235,079,119 | 5 | March 2, 2023 |
| October 2024 | $274,916,777 | 3 | February 9, 2024 |
| October 2025 | $331,877,251 | 4 | March 12, 2025 |
| October 2026 | $366,642,843 | 6 | March 26, 2026 |

Regulatory assets under management: $216,690,729 in the October 2021 data and $366,642,843 in the October 2026 data, up 69%.
Total employees: 5 in October 2021 and 6 in October 2026.

## Changes in the filing (last 12 months)

### April 2026
- Regulatory assets under management went from $331,877,251 to $366,642,843 (+10%).

### March 2026
- Employees performing advisory functions went from 2 to 3.

### January 2026
- No longer registered or notice-filed in NH.

## Source

Form ADV as filed, October 2026. Values appear as filed. Cite as: AdvisorCensus. T. Anton Investment House, Inc. (CRD 174970): Form ADV filing data as of October 2026.