# T&T Capital Management

> T&T Capital Management is an SEC-registered investment advisory firm, registered since 2024, reporting $100 million to $500 million in regulatory assets under management in its Form ADV filing dated August 3, 2026.

- CRD: 158407
- Filed as: T&T CAPITAL MANAGEMENT
- Legal name: TT Capital Management LLC
- Also doing business as: TRAVIS, TIMOTHY PHILIP
- Registration: SEC-registered investment adviser (status as filed: Approved)
- Filing period: October 2026
- Form ADV filing dated: August 3, 2026
- SEC record (IAPD): https://adviserinfo.sec.gov/firm/summary/158407
- AdvisorCensus page: https://advisorcensus.com/firm/t-and-t-capital-management-158407

## Quick answers

**How is T&T Capital Management compensated?**
On its Form ADV (Item 5.E, October 2026), T&T Capital Management reports these compensation arrangements: a percentage of assets under its management; other.

**Is T&T Capital Management registered with the SEC or a state?**
T&T Capital Management is an SEC-registered investment advisory firm, registered since 2024. Status as filed: Approved. CRD 158407.

**How much does T&T Capital Management manage?**
T&T Capital Management reports $189,834,639 in regulatory assets under management in its Form ADV filing dated August 3, 2026 (100% discretionary).

**How have T&T Capital Management's assets and staff changed since 2024?**
In the Form ADV data for T&T Capital Management: Regulatory assets under management: $131,375,075 in the October 2024 data and $189,834,639 in the October 2026 data, up 44%. Total employees: 6 in October 2024 and 6 in October 2026. Assets under management move with markets as well as with clients coming and going.

**What types of clients does T&T Capital Management serve?**
By number of clients on Form ADV Item 5.D: individuals (other than high net worth individuals) (266); high net worth individuals (30).

**Which custodians does T&T Capital Management use?**
T&T Capital Management's most recent Form ADV filing (Schedule D, Section 5.K(3)) lists Charles Schwab & Co., Inc. as a custodian holding 10% or more of its separately managed account assets.

**Does T&T Capital Management report any disciplinary disclosures?**
Reports 4 disclosure items on Form ADV Item 11: yes answers to 11.D(2) (another regulator's finding of a violation), 11.D(4) (another regulator's order in the past ten years), 11.E(2) (self-regulatory organization's finding of a rule violation), and 11.E(4) (self-regulatory organization's expulsion, suspension, bar, or restriction). Each question covers the firm and its advisory affiliates, and one event can produce several yes answers. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/158407

**What changed in T&T Capital Management's recent Form ADV filings?**
In the March 2026 filing data: Regulatory assets under management went from $163,239,813 to $189,834,639 (+16%).

## From the Form ADV filing

### Compensation (Item 5.E)
- A percentage of assets under your management
- Other

### Custodians (Schedule D, Section 5.K(3))
- Charles Schwab & Co., Inc.

Custodians holding 10% or more of the firm's separately managed account assets, as filed on Form ADV (Schedule D, Section 5.K(3)). A custodian holds client assets; it does not endorse or supervise the firm. AdvisorCensus has no relationship with any custodian.

### Regulatory assets under management (Item 5.F)
- Total: $189,834,639
- Discretionary: $189,834,639
- Non-discretionary: $0

### Clients (Item 5.D)

| Client type | Clients | Assets |
| --- | --- | --- |
| Individuals (other than high net worth individuals) | 266 | $55,004,745 |
| High net worth individuals | 30 | $57,197,570 |
| Other investment advisers | Fewer than 5 | $77,302,290 |
| Corporations or other businesses not listed above | Fewer than 5 | $330,034 |

### Advisory services (Item 5.G)
- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses (other than small businesses) or institutional clients
- Publication of periodicals or newsletters
- Other

### Firm details
- Registered since: 2024 (2 years)
- Employees: 6 total, 4 performing advisory functions
- Wrap fee program participation: No
- States registered or notice-filed: AZ, CA, FL, GA, IL, MO, NY, OR, PA, SC, TN, TX, VA, WA
- Disclosures (Item 11): Reports 4 disclosure items on Form ADV Item 11.

### Item 11 questions answered yes
- 11.D(2): Has another federal regulator, a state regulator, or a foreign financial regulator ever found that the firm or an advisory affiliate was involved in a violation of investment-related regulations or statutes?
- 11.D(4): In the past ten years, has another federal regulator, a state regulator, or a foreign financial regulator entered an order against the firm or an advisory affiliate in connection with investment-related activity?
- 11.E(2): Has a self-regulatory organization or a commodities exchange ever found that the firm or an advisory affiliate was involved in a violation of its rules, other than a minor rule violation under a plan the SEC approved?
- 11.E(4): Has a self-regulatory organization or a commodities exchange ever disciplined the firm or an advisory affiliate by expelling or suspending it from membership, barring or suspending it from association with other members, or otherwise restricting its activities?

Each question covers the firm and its advisory affiliates: its current employees other than clerical staff, its officers, partners, and directors, and anyone who controls the firm or is controlled by it. One event can produce yes answers to several questions. SEC-registered advisers and exempt reporting advisers may leave out events more than ten years old, and may answer 11.A(2) and 11.B(2) for pending charges only. The detail of each yes answer is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/158407

### Other offices (Schedule D, Section 1.F), as of the September 2026 filing
- Coto de Caza, CA

### Websites listed on Form ADV (Item 1.I)
- seekingalpha.com/author/tim-travis
- ttcapitalonline.com
- ttvalueinvesting.com
- ttvaluetalk.com
- Facebook @ttcapitalmanagement
- LinkedIn @t-t-capital-management
- YouTube @timtravisvalueinvesting

## Assets and staff over time

| Data period | Regulatory assets under management | Employees | Filing dated |
| --- | --- | --- | --- |
| October 2024 | $131,375,075 | 6 | June 24, 2024 |
| October 2025 | $163,239,813 | 6 | May 15, 2025 |
| October 2026 | $189,834,639 | 6 | August 3, 2026 |

Regulatory assets under management: $131,375,075 in the October 2024 data and $189,834,639 in the October 2026 data, up 44%.
Total employees: 6 in October 2024 and 6 in October 2026.

## Changes in the filing (last 12 months)

### March 2026
- Regulatory assets under management went from $163,239,813 to $189,834,639 (+16%).

## Source

Form ADV as filed, October 2026. Values appear as filed. Cite as: AdvisorCensus. T&T Capital Management (CRD 158407): Form ADV filing data as of October 2026.