{ "crd_number": 297693, "slug": "systematic-alpha-investments-llc-princeton-nj-297693", "primary_business_name": "SYSTEMATIC ALPHA INVESTMENTS, LLC", "legal_name": "SYSTEMATIC ALPHA INVESTMENTS, LLC", "dbas": [], "city": "Princeton", "state": "NJ", "country": "United States", "cbsa_code": "45940", "metro": { "cbsa_code": "45940", "common_name": "Trenton", "msa_name": "Trenton-Princeton, NJ", "path": "/advisors/nj/trenton" }, "registration_type": "sec", "registration_status": "Approved", "registration_date": "2018-07-31", "years_registered": 8, "period": "2026-10-01", "filing_date": "2026-03-23", "carried_forward": false, "raum_total": 3485822068.0, "raum_discretionary": 3485822068.0, "raum_non_discretionary": 0.0, "raum_band": "1b_5b", "raum_band_label": "$1 billion to $5 billion", "total_employees": 1, "advisory_employees": 1, "client_count_bucket": "fewer_than_5_in_some_types", "clients_by_type": { "high_net_worth_individuals": { "raum": 3485822068.0, "count": 2, "fewer_than_5": true } }, "compensation_types": [ "fixed", "percentage_of_aum" ], "advisory_activities": [ "portfolio_management_individuals" ], "wrap_fee_participant": false, "disclosure_yes_count": 0, "states_registered": [ "NJ" ], "websites": [], "iapd_url": "https://adviserinfo.sec.gov/firm/summary/297693", "city_as_filed": "PRINCETON", "url": "https://advisorcensus.com/firm/systematic-alpha-investments-llc-princeton-nj-297693", "display_name": "Systematic Alpha Investments, LLC", "summary": "Systematic Alpha Investments, LLC is an SEC-registered investment advisory firm in Princeton, NJ, registered since 2018, reporting $1 billion to $5 billion in regulatory assets under management in its Form ADV filing dated March 23, 2026.", "citation": "AdvisorCensus. Systematic Alpha Investments, LLC (CRD 297693): Form ADV filing data as of October 2026.", "registration_type_label": "SEC-registered investment adviser", "compensation_labels": [ "A percentage of assets under your management", "Fixed fees (other than subscription fees)" ], "advisory_activity_labels": [ "Portfolio management for individuals and/or small businesses" ], "quick_answers": [ { "q": "How is Systematic Alpha Investments, LLC compensated?", "a": "On its Form ADV (Item 5.E, October 2026), Systematic Alpha Investments, LLC reports these compensation arrangements: a percentage of assets under its management; fixed fees (other than subscription fees). The amounts are in Item 5 of its Form ADV Part 2A brochure." }, { "q": "Where is Systematic Alpha Investments, LLC located?", "a": "Systematic Alpha Investments, LLC's principal office is in Princeton, NJ, according to its Form ADV." }, { "q": "Is Systematic Alpha Investments, LLC registered with the SEC or a state?", "a": "Systematic Alpha Investments, LLC is an SEC-registered investment advisory firm, registered since 2018. Status as filed: Approved. CRD 297693." }, { "q": "How much does Systematic Alpha Investments, LLC manage?", "a": "Systematic Alpha Investments, LLC reports $3,485,822,068 in regulatory assets under management in its Form ADV filing dated March 23, 2026 (100% discretionary)." }, { "q": "How have Systematic Alpha Investments, LLC's assets and staff changed since 2021?", "a": "In the Form ADV data for Systematic Alpha Investments, LLC: Regulatory assets under management: $980,000,000 in the October 2021 data and $3,485,822,068 in the October 2026 data, up 256%. Total employees: 1 in October 2021 and 1 in October 2026. Assets under management move with markets as well as with clients coming and going." }, { "q": "What types of clients does Systematic Alpha Investments, LLC serve?", "a": "By number of clients on Form ADV Item 5.D: high net worth individuals (2)." }, { "q": "Which custodians does Systematic Alpha Investments, LLC use?", "a": "Systematic Alpha Investments, LLC's most recent Form ADV filing (Schedule D, Section 5.K(3)) lists BofA Securities, Inc., Citigroup Global Markets Inc. and Northern Trust Securities, Inc. as custodians holding 10% or more of its separately managed account assets." }, { "q": "Does Systematic Alpha Investments, LLC report any disciplinary disclosures?", "a": "Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/297693" }, { "q": "What changed in Systematic Alpha Investments, LLC's recent Form ADV filings?", "a": "In the April 2026 filing data: Regulatory assets under management went from $2,714,546,926 to $3,485,822,068 (+28%)." } ], "filing_history": [ { "period": "2021-10-01", "regulatory_assets_under_management": 980000000.0, "total_employees": 1, "filing_date": "2021-03-02" }, { "period": "2022-10-01", "regulatory_assets_under_management": 1750000000.0, "total_employees": 1, "filing_date": "2022-03-26" }, { "period": "2023-10-01", "regulatory_assets_under_management": 1973270000.0, "total_employees": 1, "filing_date": "2023-03-21" }, { "period": "2024-10-01", "regulatory_assets_under_management": 2283200000.0, "total_employees": 1, "filing_date": "2024-03-12" }, { "period": "2025-10-01", "regulatory_assets_under_management": 2714546926.0, "total_employees": 1, "filing_date": "2025-03-25" }, { "period": "2026-10-01", "regulatory_assets_under_management": 3485822068.0, "total_employees": 1, "filing_date": "2026-03-23" } ], "recent_changes": [ { "period": "2026-04-01", "period_label": "April 2026", "notes": [ "Regulatory assets under management went from $2,714,546,926 to $3,485,822,068 (+28%)." ] } ], "fees_from_brochure": null, "custodians": [ { "name": "BofA Securities, Inc.", "name_as_filed": "BOFA SECURITIES, INC.", "affiliated": false }, { "name": "Citigroup Global Markets Inc.", "name_as_filed": "CITIGROUP GLOBAL MARKETS INC.", "affiliated": false }, { "name": "Northern Trust Securities, Inc.", "name_as_filed": "NORTHERN TRUST SECURITIES, INC.", "affiliated": false } ], "custodians_note": "Custodians holding 10% or more of the firm's separately managed account assets, as filed on Form ADV (Schedule D, Section 5.K(3)). A custodian holds client assets; it does not endorse or supervise the firm. AdvisorCensus has no relationship with any custodian.", "markdown_url": "https://advisorcensus.com/firm/systematic-alpha-investments-llc-princeton-nj-297693.md", "clients": [ { "type": "high_net_worth_individuals", "label": "High net worth individuals", "count": 2, "fewer_than_5": true, "raum": 3485822068.0 } ], "disclosure_line": "Reports no disclosure items on Form ADV Item 11.", "disclosure_items": [], "indexable": true, "suppressed": false, "claimed": false, "enhanced": false, "provided_by_the_firm": null, "source": { "name": "Form ADV", "as_of": "2026-10-01", "iapd_url": "https://adviserinfo.sec.gov/firm/summary/297693", "operator": "BH Monitor Services, LLC", "license": "https://creativecommons.org/licenses/by/4.0/", "credit": "AdvisorCensus (advisorcensus.com), from SEC Form ADV data" } }