{ "crd_number": 151948, "slug": "syntax-research-inc-boca-raton-fl-151948", "primary_business_name": "SYNTAX RESEARCH, INC.", "legal_name": "SYNTAX RESEARCH, INC.", "dbas": [], "city": "Boca Raton", "state": "FL", "country": "United States", "cbsa_code": "33100", "metro": { "cbsa_code": "33100", "common_name": "Miami", "msa_name": "Miami-Fort Lauderdale-West Palm Beach, FL", "path": "/advisors/fl/miami" }, "registration_type": "sec", "registration_status": "Approved", "registration_date": "2012-07-18", "years_registered": 14, "period": "2026-10-01", "filing_date": "2026-03-16", "carried_forward": false, "raum_total": 202934734.0, "raum_discretionary": 202798258.0, "raum_non_discretionary": 136476.0, "raum_band": "100m_500m", "raum_band_label": "$100 million to $500 million", "total_employees": 2, "advisory_employees": 2, "client_count_bucket": "fewer_than_5_in_some_types", "clients_by_type": { "charitable": { "raum": 11223390.0, "count": 1, "fewer_than_5": true }, "individuals": { "raum": 23573862.0, "count": 64 }, "high_net_worth_individuals": { "raum": 168137482.0, "count": 43 } }, "compensation_types": [ "fixed", "hourly", "percentage_of_aum" ], "advisory_activities": [ "portfolio_management_individuals", "portfolio_management_pooled_vehicles" ], "wrap_fee_participant": false, "disclosure_yes_count": 0, "states_registered": [ "FL", "NJ", "NY" ], "websites": [ "https://syntaxresearch.com" ], "iapd_url": "https://adviserinfo.sec.gov/firm/summary/151948", "city_as_filed": "BOCA RATON", "url": "https://advisorcensus.com/firm/syntax-research-inc-boca-raton-fl-151948", "display_name": "Syntax Research, Inc.", "summary": "Syntax Research, Inc. is an SEC-registered investment advisory firm in Boca Raton, FL, registered since 2012, reporting $100 million to $500 million in regulatory assets under management in its Form ADV filing dated March 16, 2026.", "citation": "AdvisorCensus. Syntax Research, Inc. (CRD 151948): Form ADV filing data as of October 2026.", "registration_type_label": "SEC-registered investment adviser", "compensation_labels": [ "A percentage of assets under your management", "Hourly charges", "Fixed fees (other than subscription fees)" ], "advisory_activity_labels": [ "Portfolio management for individuals and/or small businesses", "Portfolio management for pooled investment vehicles (other than investment companies)" ], "quick_answers": [ { "q": "How is Syntax Research, Inc. compensated?", "a": "On its Form ADV (Item 5.E, October 2026), Syntax Research, Inc. reports these compensation arrangements: a percentage of assets under its management; hourly charges; fixed fees (other than subscription fees)." }, { "q": "Where is Syntax Research, Inc. located?", "a": "Syntax Research, Inc.'s principal office is in Boca Raton, FL, according to its Form ADV." }, { "q": "Is Syntax Research, Inc. registered with the SEC or a state?", "a": "Syntax Research, Inc. is an SEC-registered investment advisory firm, registered since 2012. Status as filed: Approved. CRD 151948." }, { "q": "How much does Syntax Research, Inc. manage?", "a": "Syntax Research, Inc. reports $202,934,734 in regulatory assets under management in its Form ADV filing dated March 16, 2026 (100% discretionary)." }, { "q": "How have Syntax Research, Inc.'s assets and staff changed since 2021?", "a": "In the Form ADV data for Syntax Research, Inc.: Regulatory assets under management: $165,570,273 in the October 2021 data and $202,934,734 in the October 2026 data, up 23%. Total employees: 2 in October 2021 and 2 in October 2026. Assets under management move with markets as well as with clients coming and going." }, { "q": "What types of clients does Syntax Research, Inc. serve?", "a": "By number of clients on Form ADV Item 5.D: individuals (other than high net worth individuals) (64); high net worth individuals (43); charitable organizations (1)." }, { "q": "Does Syntax Research, Inc. report any disciplinary disclosures?", "a": "Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/151948" } ], "filing_history": [ { "period": "2021-10-01", "regulatory_assets_under_management": 165570273.0, "total_employees": 2, "filing_date": "2021-03-31" }, { "period": "2022-10-01", "regulatory_assets_under_management": 192438248.0, "total_employees": 2, "filing_date": "2022-03-30" }, { "period": "2023-10-01", "regulatory_assets_under_management": 156408590.0, "total_employees": 2, "filing_date": "2023-03-24" }, { "period": "2024-10-01", "regulatory_assets_under_management": 177802626.0, "total_employees": 2, "filing_date": "2024-03-20" }, { "period": "2025-10-01", "regulatory_assets_under_management": 196609435.0, "total_employees": 2, "filing_date": "2025-02-04" }, { "period": "2026-10-01", "regulatory_assets_under_management": 202934734.0, "total_employees": 2, "filing_date": "2026-03-16" } ], "recent_changes": [], "fees_from_brochure": null, "custodians": [], "custodians_note": null, "markdown_url": "https://advisorcensus.com/firm/syntax-research-inc-boca-raton-fl-151948.md", "clients": [ { "type": "individuals", "label": "Individuals (other than high net worth individuals)", "count": 64, "fewer_than_5": false, "raum": 23573862.0 }, { "type": "high_net_worth_individuals", "label": "High net worth individuals", "count": 43, "fewer_than_5": false, "raum": 168137482.0 }, { "type": "charitable", "label": "Charitable organizations", "count": 1, "fewer_than_5": true, "raum": 11223390.0 } ], "disclosure_line": "Reports no disclosure items on Form ADV Item 11.", "disclosure_items": [], "indexable": true, "suppressed": false, "claimed": false, "enhanced": false, "provided_by_the_firm": null, "source": { "name": "Form ADV", "as_of": "2026-10-01", "iapd_url": "https://adviserinfo.sec.gov/firm/summary/151948", "operator": "BH Monitor Services, LLC", "license": "https://creativecommons.org/licenses/by/4.0/", "credit": "AdvisorCensus (advisorcensus.com), from SEC Form ADV data" } }