{
  "crd_number": 46035,
  "slug": "synergy-investment-group-llc-kannapolis-nc-46035",
  "primary_business_name": "SYNERGY INVESTMENT GROUP, LLC",
  "legal_name": "SYNERGY INVESTMENT GROUP, LLC",
  "dbas": [],
  "city": "Kannapolis",
  "state": "NC",
  "country": "United States",
  "cbsa_code": "16740",
  "metro": {
    "cbsa_code": "16740",
    "common_name": "Charlotte",
    "msa_name": "Charlotte-Concord-Gastonia, NC-SC",
    "path": "/advisors/nc/charlotte"
  },
  "registration_type": "state",
  "registration_status": "APPROVED",
  "registration_date": "2012-07-01",
  "years_registered": 14,
  "period": "2026-10-01",
  "filing_date": "2026-09-15",
  "carried_forward": false,
  "raum_total": 53339610.0,
  "raum_discretionary": 53339610.0,
  "raum_non_discretionary": 0.0,
  "raum_band": "25m_100m",
  "raum_band_label": "$25 million to $100 million",
  "total_employees": 5,
  "advisory_employees": 3,
  "client_count_bucket": null,
  "clients_by_type": {
    "individuals": {
      "raum": 44092042.0,
      "count": 199
    },
    "high_net_worth_individuals": {
      "raum": 9247568.0,
      "count": 6
    }
  },
  "compensation_types": [
    "commissions",
    "fixed",
    "hourly",
    "percentage_of_aum"
  ],
  "advisory_activities": [
    "financial_planning",
    "portfolio_management_individuals"
  ],
  "wrap_fee_participant": false,
  "disclosure_yes_count": 2,
  "states_registered": [
    "NC",
    "PA"
  ],
  "websites": [
    "https://arribainvests.com",
    "https://linkedin.com/in/kenneth-a-eirkson-chfc-219a692b"
  ],
  "iapd_url": "https://adviserinfo.sec.gov/firm/summary/46035",
  "disclosure_items": [
    {
      "item": "11.E(2)",
      "question": "Has a self-regulatory organization or a commodities exchange ever found that the firm or an advisory affiliate was involved in a violation of its rules, other than a minor rule violation under a plan the SEC approved?"
    },
    {
      "item": "11.E(4)",
      "question": "Has a self-regulatory organization or a commodities exchange ever disciplined the firm or an advisory affiliate by expelling or suspending it from membership, barring or suspending it from association with other members, or otherwise restricting its activities?"
    }
  ],
  "city_as_filed": "KANNAPOLIS",
  "url": "https://advisorcensus.com/firm/synergy-investment-group-llc-kannapolis-nc-46035",
  "display_name": "Synergy Investment Group, LLC",
  "summary": "Synergy Investment Group, LLC is a state-registered investment advisory firm in Kannapolis, NC, registered since 2012, reporting $25 million to $100 million in regulatory assets under management in its Form ADV filing dated September 15, 2026.",
  "citation": "AdvisorCensus. Synergy Investment Group, LLC (CRD 46035): Form ADV filing data as of October 2026.",
  "registration_type_label": "State-registered investment adviser",
  "compensation_labels": [
    "A percentage of assets under your management",
    "Hourly charges",
    "Fixed fees (other than subscription fees)",
    "Commissions"
  ],
  "advisory_activity_labels": [
    "Financial planning services",
    "Portfolio management for individuals and/or small businesses"
  ],
  "quick_answers": [
    {
      "q": "How is Synergy Investment Group, LLC compensated?",
      "a": "On its Form ADV (Item 5.E, October 2026), Synergy Investment Group, LLC reports these compensation arrangements: a percentage of assets under its management; hourly charges; fixed fees (other than subscription fees); commissions. The amounts are in Item 5 of its Form ADV Part 2A brochure."
    },
    {
      "q": "Where is Synergy Investment Group, LLC located?",
      "a": "Synergy Investment Group, LLC's principal office is in Kannapolis, NC, according to its Form ADV."
    },
    {
      "q": "Is Synergy Investment Group, LLC registered with the SEC or a state?",
      "a": "Synergy Investment Group, LLC is a state-registered investment advisory firm, registered since 2012. Status as filed: APPROVED. CRD 46035."
    },
    {
      "q": "How much does Synergy Investment Group, LLC manage?",
      "a": "Synergy Investment Group, LLC reports $53,339,610 in regulatory assets under management in its Form ADV filing dated September 15, 2026 (100% discretionary)."
    },
    {
      "q": "What types of clients does Synergy Investment Group, LLC serve?",
      "a": "By number of clients on Form ADV Item 5.D: individuals (other than high net worth individuals) (199); high net worth individuals (6)."
    },
    {
      "q": "Does Synergy Investment Group, LLC report any disciplinary disclosures?",
      "a": "Reports 2 disclosure items on Form ADV Item 11: yes answers to 11.E(2) (self-regulatory organization's finding of a rule violation) and 11.E(4) (self-regulatory organization's expulsion, suspension, bar, or restriction). Each question covers the firm and its advisory affiliates, and one event can produce several yes answers. The detail of any item is on the firm's public record on IAPD: https://adviserinfo.sec.gov/firm/summary/46035"
    }
  ],
  "filing_history": [],
  "recent_changes": [],
  "fees_from_brochure": null,
  "custodians": [],
  "custodians_note": null,
  "markdown_url": "https://advisorcensus.com/firm/synergy-investment-group-llc-kannapolis-nc-46035.md",
  "clients": [
    {
      "type": "individuals",
      "label": "Individuals (other than high net worth individuals)",
      "count": 199,
      "fewer_than_5": false,
      "raum": 44092042.0
    },
    {
      "type": "high_net_worth_individuals",
      "label": "High net worth individuals",
      "count": 6,
      "fewer_than_5": false,
      "raum": 9247568.0
    }
  ],
  "disclosure_line": "Reports 2 disclosure items on Form ADV Item 11.",
  "indexable": true,
  "suppressed": false,
  "claimed": false,
  "enhanced": false,
  "provided_by_the_firm": null,
  "source": {
    "name": "Form ADV",
    "as_of": "2026-10-01",
    "iapd_url": "https://adviserinfo.sec.gov/firm/summary/46035",
    "operator": "BH Monitor Services, LLC",
    "license": "https://creativecommons.org/licenses/by/4.0/",
    "credit": "AdvisorCensus (advisorcensus.com), from SEC Form ADV data"
  }
}