{
  "crd_number": 334117,
  "slug": "synergy-capital-fort-collins-co-334117",
  "primary_business_name": "SYNERGY CAPITAL",
  "legal_name": "SYNERGY CAPITAL OF COLORADO LLC",
  "dbas": [],
  "city": "Fort Collins",
  "state": "CO",
  "country": "United States",
  "cbsa_code": "22660",
  "metro": {
    "cbsa_code": "22660",
    "common_name": "Fort Collins",
    "msa_name": "Fort Collins-Loveland, CO",
    "path": "/advisors/co/fort-collins"
  },
  "registration_type": "sec",
  "registration_status": "Approved",
  "registration_date": "2025-02-24",
  "years_registered": 1,
  "period": "2026-10-01",
  "filing_date": "2026-02-26",
  "carried_forward": false,
  "raum_total": 98808607.0,
  "raum_discretionary": 98808607.0,
  "raum_non_discretionary": 0.0,
  "raum_band": "25m_100m",
  "raum_band_label": "$25 million to $100 million",
  "total_employees": 2,
  "advisory_employees": 1,
  "client_count_bucket": "fewer_than_5_in_some_types",
  "clients_by_type": {
    "individuals": {
      "raum": 11316956.0,
      "count": 32
    },
    "state_municipal": {
      "raum": 22814373.0,
      "count": 2,
      "fewer_than_5": true
    },
    "high_net_worth_individuals": {
      "raum": 64677278.0,
      "count": 40
    }
  },
  "compensation_types": [
    "fixed",
    "percentage_of_aum"
  ],
  "advisory_activities": [
    "financial_planning",
    "pension_consulting",
    "portfolio_management_businesses_institutional",
    "portfolio_management_individuals",
    "selection_of_other_advisers"
  ],
  "wrap_fee_participant": false,
  "disclosure_yes_count": 0,
  "states_registered": [
    "CO",
    "NE"
  ],
  "websites": [
    "https://linkedin.com/company/synergy-capital-of-colorado",
    "https://synergy-colorado.com",
    "https://youtube.com/UntappedSynergy.com"
  ],
  "iapd_url": "https://adviserinfo.sec.gov/firm/summary/334117",
  "city_as_filed": "FORT COLLINS",
  "url": "https://advisorcensus.com/firm/synergy-capital-fort-collins-co-334117",
  "display_name": "Synergy Capital",
  "summary": "Synergy Capital is an SEC-registered investment advisory firm in Fort Collins, CO, registered since 2025, reporting $25 million to $100 million in regulatory assets under management in its Form ADV filing dated February 26, 2026.",
  "citation": "AdvisorCensus. Synergy Capital (CRD 334117): Form ADV filing data as of October 2026.",
  "registration_type_label": "SEC-registered investment adviser",
  "compensation_labels": [
    "A percentage of assets under your management",
    "Fixed fees (other than subscription fees)"
  ],
  "advisory_activity_labels": [
    "Financial planning services",
    "Portfolio management for individuals and/or small businesses",
    "Portfolio management for businesses (other than small businesses) or institutional clients",
    "Pension consulting services",
    "Selection of other advisers (including private fund managers)"
  ],
  "quick_answers": [
    {
      "q": "How is Synergy Capital compensated?",
      "a": "On its Form ADV (Item 5.E, October 2026), Synergy Capital reports these compensation arrangements: a percentage of assets under its management; fixed fees (other than subscription fees)."
    },
    {
      "q": "What does Synergy Capital's brochure say about its fees?",
      "a": "Its Form ADV Part 2A brochure dated February 26, 2026 states: Asset-based fee: up to 2% of assets a year (the maximum the brochure states). Fees can differ by service and may be negotiable; the brochure is the complete statement."
    },
    {
      "q": "Where is Synergy Capital located?",
      "a": "Synergy Capital's principal office is in Fort Collins, CO, according to its Form ADV."
    },
    {
      "q": "Is Synergy Capital registered with the SEC or a state?",
      "a": "Synergy Capital is an SEC-registered investment advisory firm, registered since 2025. Status as filed: Approved. CRD 334117."
    },
    {
      "q": "How much does Synergy Capital manage?",
      "a": "Synergy Capital reports $98,808,607 in regulatory assets under management in its Form ADV filing dated February 26, 2026 (100% discretionary)."
    },
    {
      "q": "How have Synergy Capital's assets and staff changed since 2025?",
      "a": "In the Form ADV data for Synergy Capital: Regulatory assets under management: $102,192,028 in the October 2025 data and $98,808,607 in the October 2026 data, down 3%. Total employees: 3 in October 2025 and 2 in October 2026. Assets under management move with markets as well as with clients coming and going."
    },
    {
      "q": "What types of clients does Synergy Capital serve?",
      "a": "By number of clients on Form ADV Item 5.D: high net worth individuals (40); individuals (other than high net worth individuals) (32); state or municipal government entities (including government pension plans) (2)."
    },
    {
      "q": "Which custodians does Synergy Capital use?",
      "a": "Synergy Capital's most recent Form ADV filing (Schedule D, Section 5.K(3)) lists Fidelity Brokerage Services LLC as a custodian holding 10% or more of its separately managed account assets."
    },
    {
      "q": "Does Synergy Capital report any disciplinary disclosures?",
      "a": "Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/334117"
    },
    {
      "q": "Does Synergy Capital state an account minimum?",
      "a": "Its Form ADV Part 2A brochure dated February 26, 2026 says: \"Synergy Capital requires an initial minimum portfolio value of $1,000,000 for new investment advisory clients. In limited circumstances, this minimum portfolio value requirement is negotiable.\""
    },
    {
      "q": "What changed in Synergy Capital's recent Form ADV filings?",
      "a": "In the March 2026 filing data: Employees performing advisory functions went from 2 to 1."
    }
  ],
  "filing_history": [
    {
      "period": "2025-10-01",
      "regulatory_assets_under_management": 102192028.0,
      "total_employees": 3,
      "filing_date": "2025-06-16"
    },
    {
      "period": "2026-10-01",
      "regulatory_assets_under_management": 98808607.0,
      "total_employees": 2,
      "filing_date": "2026-02-26"
    }
  ],
  "recent_changes": [
    {
      "period": "2026-03-01",
      "period_label": "March 2026",
      "notes": [
        "Employees performing advisory functions went from 2 to 1."
      ]
    },
    {
      "period": "2026-01-01",
      "period_label": "January 2026",
      "notes": [
        "No longer registered or notice-filed in AZ, MS, TX."
      ]
    }
  ],
  "fees_from_brochure": {
    "source": "Form ADV Part 2A brochure dated February 26, 2026",
    "tiers": [],
    "flat_rate": null,
    "stated_range": null,
    "stated_maximum": "2% of assets a year",
    "account_minimum": "$1,000,000",
    "account_minimum_may_be_waived": true,
    "minimum_annual_fee": null,
    "figures": [
      {
        "label": "Asset-based fee",
        "statements": [
          "Asset-based fee: up to 2% of assets a year (the maximum the brochure states)"
        ],
        "quotes": [
          "We charge a fee as compensation for providing Investment Management services on your account, not to exceed 2.00%.",
          "Fees are based on a percentage of assets under management. Fees are billed quarterly, in advance, based on the market value of the account(s) on the last day of the prior quarter."
        ]
      },
      {
        "label": "Account minimum",
        "statements": [
          "Account minimum: $1,000,000 (the brochure says it may be waived or negotiated)"
        ],
        "quotes": [
          "Synergy Capital requires  an initial minimum portfolio value  of $1,000,000 for new investment advisory clients. In limited circumstances, this minimum portfolio value requirement is negotiable."
        ]
      }
    ],
    "quotes": [
      "We charge a fee as compensation for providing Investment Management services on your account, not to exceed 2.00%.",
      "Fees are based on a percentage of assets under management. Fees are billed quarterly, in advance, based on the market value of the account(s) on the last day of the prior quarter.",
      "Synergy Capital requires  an initial minimum portfolio value  of $1,000,000 for new investment advisory clients. In limited circumstances, this minimum portfolio value requirement is negotiable."
    ],
    "note": "As stated in the firm's brochure; fees can differ by service and may be negotiable."
  },
  "custodians": [
    {
      "name": "Fidelity Brokerage Services LLC",
      "name_as_filed": "FIDELITY BROKERAGE SERVICES LLC",
      "affiliated": false
    }
  ],
  "custodians_note": "Custodians holding 10% or more of the firm's separately managed account assets, as filed on Form ADV (Schedule D, Section 5.K(3)). A custodian holds client assets; it does not endorse or supervise the firm. AdvisorCensus has no relationship with any custodian.",
  "markdown_url": "https://advisorcensus.com/firm/synergy-capital-fort-collins-co-334117.md",
  "clients": [
    {
      "type": "individuals",
      "label": "Individuals (other than high net worth individuals)",
      "count": 32,
      "fewer_than_5": false,
      "raum": 11316956.0
    },
    {
      "type": "high_net_worth_individuals",
      "label": "High net worth individuals",
      "count": 40,
      "fewer_than_5": false,
      "raum": 64677278.0
    },
    {
      "type": "state_municipal",
      "label": "State or municipal government entities (including government pension plans)",
      "count": 2,
      "fewer_than_5": true,
      "raum": 22814373.0
    }
  ],
  "disclosure_line": "Reports no disclosure items on Form ADV Item 11.",
  "disclosure_items": [],
  "indexable": true,
  "suppressed": false,
  "claimed": false,
  "enhanced": false,
  "provided_by_the_firm": null,
  "source": {
    "name": "Form ADV",
    "as_of": "2026-10-01",
    "iapd_url": "https://adviserinfo.sec.gov/firm/summary/334117",
    "operator": "BH Monitor Services, LLC",
    "license": "https://creativecommons.org/licenses/by/4.0/",
    "credit": "AdvisorCensus (advisorcensus.com), from SEC Form ADV data"
  }
}