{
  "crd_number": 117201,
  "slug": "synergy-asset-management-llc-vancouver-wa-117201",
  "primary_business_name": "SYNERGY ASSET MANAGEMENT, LLC",
  "legal_name": "SYNERGY ASSET MANAGEMENT, LLC",
  "dbas": [],
  "city": "Vancouver",
  "state": "WA",
  "country": "United States",
  "cbsa_code": "38900",
  "metro": {
    "cbsa_code": "38900",
    "common_name": "Portland",
    "msa_name": "Portland-Vancouver-Hillsboro, OR-WA",
    "path": "/advisors/or/portland"
  },
  "registration_type": "sec",
  "registration_status": "Approved",
  "registration_date": "2005-04-08",
  "years_registered": 21,
  "period": "2026-10-01",
  "filing_date": "2026-03-17",
  "carried_forward": false,
  "raum_total": 1299423867.0,
  "raum_discretionary": 1299423867.0,
  "raum_non_discretionary": 0.0,
  "raum_band": "1b_5b",
  "raum_band_label": "$1 billion to $5 billion",
  "total_employees": 14,
  "advisory_employees": 10,
  "client_count_bucket": null,
  "clients_by_type": {
    "individuals": {
      "raum": 341987973.0,
      "count": 944
    },
    "investment_companies": {
      "raum": 21661872.0,
      "count": 2
    },
    "pension_profit_sharing": {
      "raum": 5523908.0,
      "count": 2
    },
    "other_investment_advisers": {
      "raum": 541831597.0,
      "count": 40
    },
    "high_net_worth_individuals": {
      "raum": 368701876.0,
      "count": 209
    },
    "pooled_investment_vehicles": {
      "raum": 19716641.0,
      "count": 1
    }
  },
  "compensation_types": [
    "hourly",
    "percentage_of_aum",
    "performance_based"
  ],
  "advisory_activities": [
    "financial_planning",
    "other",
    "pension_consulting",
    "portfolio_management_individuals",
    "portfolio_management_investment_companies",
    "portfolio_management_pooled_vehicles",
    "selection_of_other_advisers"
  ],
  "wrap_fee_participant": false,
  "disclosure_yes_count": 0,
  "states_registered": [
    "AL",
    "AZ",
    "CA",
    "CO",
    "FL",
    "HI",
    "ID",
    "IL",
    "LA",
    "MD",
    "MI",
    "MT",
    "NC",
    "NH",
    "NJ",
    "NV",
    "NY",
    "OH",
    "OR",
    "PA",
    "TX",
    "VA",
    "WA"
  ],
  "websites": [
    "https://advisorempowerment.com",
    "https://bizfinplan.com",
    "https://businessprotectionplanning.com",
    "https://joemaas.com",
    "https://linkedin.com/company/synergy-asset-management-llc",
    "https://rowanstreet.com",
    "https://samadvisortech.com",
    "https://synergy-am.com",
    "https://synergy-smb.com",
    "https://synergy1031.com",
    "https://synergyadvisortools.com/app/login",
    "https://synergyassetmanagement.com",
    "https://vimeo.com/synergyassetmanagement",
    "https://youtube.com/channel/UCQt0gVz0meic-2VMqdEe8Zw"
  ],
  "iapd_url": "https://adviserinfo.sec.gov/firm/summary/117201",
  "city_as_filed": "VANCOUVER",
  "url": "https://advisorcensus.com/firm/synergy-asset-management-llc-vancouver-wa-117201",
  "display_name": "Synergy Asset Management, LLC",
  "summary": "Synergy Asset Management, LLC is an SEC-registered investment advisory firm in Vancouver, WA, registered since 2005, reporting $1 billion to $5 billion in regulatory assets under management in its Form ADV filing dated March 17, 2026.",
  "citation": "AdvisorCensus. Synergy Asset Management, LLC (CRD 117201): Form ADV filing data as of October 2026.",
  "registration_type_label": "SEC-registered investment adviser",
  "compensation_labels": [
    "A percentage of assets under your management",
    "Hourly charges",
    "Performance-based fees"
  ],
  "advisory_activity_labels": [
    "Financial planning services",
    "Portfolio management for individuals and/or small businesses",
    "Portfolio management for investment companies (and business development companies)",
    "Portfolio management for pooled investment vehicles (other than investment companies)",
    "Pension consulting services",
    "Selection of other advisers (including private fund managers)",
    "Other"
  ],
  "quick_answers": [
    {
      "q": "How is Synergy Asset Management, LLC compensated?",
      "a": "On its Form ADV (Item 5.E, October 2026), Synergy Asset Management, LLC reports these compensation arrangements: a percentage of assets under its management; hourly charges; performance-based fees."
    },
    {
      "q": "Where is Synergy Asset Management, LLC located?",
      "a": "Synergy Asset Management, LLC's principal office is in Vancouver, WA, according to its Form ADV; the April 2026 filing also lists 1 other office (Schedule D, Section 1.F)."
    },
    {
      "q": "Is Synergy Asset Management, LLC registered with the SEC or a state?",
      "a": "Synergy Asset Management, LLC is an SEC-registered investment advisory firm, registered since 2005. Status as filed: Approved. CRD 117201."
    },
    {
      "q": "How much does Synergy Asset Management, LLC manage?",
      "a": "Synergy Asset Management, LLC reports $1,299,423,867 in regulatory assets under management in its Form ADV filing dated March 17, 2026 (100% discretionary)."
    },
    {
      "q": "How have Synergy Asset Management, LLC's assets and staff changed since 2021?",
      "a": "In the Form ADV data for Synergy Asset Management, LLC: Regulatory assets under management: $467,728,666 in the October 2021 data and $1,299,423,867 in the October 2026 data, up 178%. Total employees: 8 in October 2021 and 14 in October 2026. Assets under management move with markets as well as with clients coming and going."
    },
    {
      "q": "What types of clients does Synergy Asset Management, LLC serve?",
      "a": "By number of clients on Form ADV Item 5.D: individuals (other than high net worth individuals) (944); high net worth individuals (209); other investment advisers (40)."
    },
    {
      "q": "Which custodians does Synergy Asset Management, LLC use?",
      "a": "Synergy Asset Management, LLC's most recent Form ADV filing (Schedule D, Section 5.K(3)) lists Charles Schwab & Co., Inc. as a custodian holding 10% or more of its separately managed account assets."
    },
    {
      "q": "Does Synergy Asset Management, LLC report any disciplinary disclosures?",
      "a": "Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/117201"
    },
    {
      "q": "Does Synergy Asset Management, LLC state an account minimum?",
      "a": "Its Form ADV Part 2A brochure dated March 17, 2026 says: \"SAM does not require any minimum asset level for advisory services.\""
    },
    {
      "q": "What changed in Synergy Asset Management, LLC's recent Form ADV filings?",
      "a": "In the April 2026 filing data: Employees performing advisory functions went from 9 to 10. Regulatory assets under management went from $1,052,439,630 to $1,299,423,867 (+23%). Added an office in Woodside, NY. No longer lists an office in Payson, AZ. No longer lists an office in Scottsdale, AZ. Registered or notice-filed in AL."
    }
  ],
  "filing_history": [
    {
      "period": "2021-10-01",
      "regulatory_assets_under_management": 467728666.0,
      "total_employees": 8,
      "filing_date": "2021-09-09"
    },
    {
      "period": "2022-10-01",
      "regulatory_assets_under_management": 488586218.0,
      "total_employees": 8,
      "filing_date": "2022-03-28"
    },
    {
      "period": "2023-10-01",
      "regulatory_assets_under_management": 678188644.0,
      "total_employees": 11,
      "filing_date": "2023-08-03"
    },
    {
      "period": "2024-10-01",
      "regulatory_assets_under_management": 823706675.0,
      "total_employees": 13,
      "filing_date": "2024-07-01"
    },
    {
      "period": "2025-10-01",
      "regulatory_assets_under_management": 1052439630.0,
      "total_employees": 13,
      "filing_date": "2025-03-17"
    },
    {
      "period": "2026-10-01",
      "regulatory_assets_under_management": 1299423867.0,
      "total_employees": 14,
      "filing_date": "2026-03-17"
    }
  ],
  "recent_changes": [
    {
      "period": "2026-04-01",
      "period_label": "April 2026",
      "notes": [
        "Employees performing advisory functions went from 9 to 10.",
        "Regulatory assets under management went from $1,052,439,630 to $1,299,423,867 (+23%).",
        "Added an office in Woodside, NY.",
        "No longer lists an office in Payson, AZ.",
        "No longer lists an office in Scottsdale, AZ.",
        "Registered or notice-filed in AL."
      ]
    }
  ],
  "fees_from_brochure": {
    "source": "Form ADV Part 2A brochure dated March 17, 2026",
    "tiers": [],
    "flat_rate": null,
    "stated_range": null,
    "stated_maximum": null,
    "account_minimum": "None",
    "account_minimum_may_be_waived": false,
    "minimum_annual_fee": null,
    "figures": [
      {
        "label": "Account minimum",
        "statements": [
          "Account minimum: None"
        ],
        "quotes": [
          "SAM does not require any minimum asset level for advisory services."
        ]
      }
    ],
    "quotes": [
      "SAM does not require any minimum asset level for advisory services."
    ],
    "note": "As stated in the firm's brochure; fees can differ by service and may be negotiable."
  },
  "custodians": [
    {
      "name": "Charles Schwab & Co., Inc.",
      "name_as_filed": "CHARLES SCHWAB & CO., INC.",
      "affiliated": false
    }
  ],
  "custodians_note": "Custodians holding 10% or more of the firm's separately managed account assets, as filed on Form ADV (Schedule D, Section 5.K(3)). A custodian holds client assets; it does not endorse or supervise the firm. AdvisorCensus has no relationship with any custodian.",
  "markdown_url": "https://advisorcensus.com/firm/synergy-asset-management-llc-vancouver-wa-117201.md",
  "clients": [
    {
      "type": "individuals",
      "label": "Individuals (other than high net worth individuals)",
      "count": 944,
      "fewer_than_5": false,
      "raum": 341987973.0
    },
    {
      "type": "high_net_worth_individuals",
      "label": "High net worth individuals",
      "count": 209,
      "fewer_than_5": false,
      "raum": 368701876.0
    },
    {
      "type": "investment_companies",
      "label": "Investment companies",
      "count": 2,
      "fewer_than_5": false,
      "raum": 21661872.0
    },
    {
      "type": "pooled_investment_vehicles",
      "label": "Pooled investment vehicles (other than investment companies and business development companies)",
      "count": 1,
      "fewer_than_5": false,
      "raum": 19716641.0
    },
    {
      "type": "pension_profit_sharing",
      "label": "Pension and profit sharing plans (but not the plan participants or government pension plans)",
      "count": 2,
      "fewer_than_5": false,
      "raum": 5523908.0
    },
    {
      "type": "other_investment_advisers",
      "label": "Other investment advisers",
      "count": 40,
      "fewer_than_5": false,
      "raum": 541831597.0
    }
  ],
  "disclosure_line": "Reports no disclosure items on Form ADV Item 11.",
  "disclosure_items": [],
  "indexable": true,
  "suppressed": false,
  "claimed": false,
  "enhanced": false,
  "provided_by_the_firm": null,
  "source": {
    "name": "Form ADV",
    "as_of": "2026-10-01",
    "iapd_url": "https://adviserinfo.sec.gov/firm/summary/117201",
    "operator": "BH Monitor Services, LLC",
    "license": "https://creativecommons.org/licenses/by/4.0/",
    "credit": "AdvisorCensus (advisorcensus.com), from SEC Form ADV data"
  }
}