# Synergist Wealth Advisors

> Synergist Wealth Advisors is a state-registered investment advisory firm in Carmel, CA, registered since 2003, reporting $25 million to $100 million in regulatory assets under management in its Form ADV filing dated March 26, 2026.

- CRD: 127126
- Filed as: SYNERGIST WEALTH ADVISORS
- Legal name: Synergist Wealth Advisors LLC
- Registration: State-registered investment adviser (status as filed: APPROVED)
- Location: Carmel, CA
- Filing period: October 2026
- Form ADV filing dated: March 26, 2026
- Public record (IAPD): https://adviserinfo.sec.gov/firm/summary/127126
- AdvisorCensus page: https://advisorcensus.com/firm/synergist-wealth-advisors-carmel-ca-127126

## Quick answers

**How is Synergist Wealth Advisors compensated?**
On its Form ADV (Item 5.E, October 2026), Synergist Wealth Advisors reports these compensation arrangements: a percentage of assets under its management; hourly charges; fixed fees (other than subscription fees). The amounts are in Item 5 of its Form ADV Part 2A brochure.

**Where is Synergist Wealth Advisors located?**
Synergist Wealth Advisors' principal office is in Carmel, CA, according to its Form ADV.

**Is Synergist Wealth Advisors registered with the SEC or a state?**
Synergist Wealth Advisors is a state-registered investment advisory firm, registered since 2003. Status as filed: APPROVED. CRD 127126.

**How much does Synergist Wealth Advisors manage?**
Synergist Wealth Advisors reports $37,247,896 in regulatory assets under management in its Form ADV filing dated March 26, 2026 (84% discretionary).

**What types of clients does Synergist Wealth Advisors serve?**
By number of clients on Form ADV Item 5.D: high net worth individuals (15).

**Does Synergist Wealth Advisors report any disciplinary disclosures?**
Reports 1 disclosure item on Form ADV Item 11: yes answers to 11.D(4) (another regulator's order in the past ten years). Each question covers the firm and its advisory affiliates, and one event can produce several yes answers. The detail of any item is on the firm's public record on IAPD: https://adviserinfo.sec.gov/firm/summary/127126

## From the Form ADV filing

### Compensation (Item 5.E)
- A percentage of assets under your management
- Hourly charges
- Fixed fees (other than subscription fees)

### Regulatory assets under management (Item 5.F)
- Total: $37,247,896
- Discretionary: $31,136,822
- Non-discretionary: $6,111,074

### Clients (Item 5.D)

| Client type | Clients | Assets |
| --- | --- | --- |
| High net worth individuals | 15 | $30,088,311 |
| Pension and profit sharing plans (but not the plan participants or government pension plans) | Fewer than 5 | $1,048,511 |
| Other | Fewer than 5 | $6,111,074 |

### Advisory services (Item 5.G)
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses (other than small businesses) or institutional clients
- Selection of other advisers (including private fund managers)
- Educational seminars/workshops
- Other

### Firm details
- Registered since: 2003 (23 years)
- Employees: 1 total, 1 performing advisory functions
- Wrap fee program participation: No
- States registered or notice-filed: CA
- Disclosures (Item 11): Reports 1 disclosure item on Form ADV Item 11.

### Item 11 questions answered yes
- 11.D(4): In the past ten years, has another federal regulator, a state regulator, or a foreign financial regulator entered an order against the firm or an advisory affiliate in connection with investment-related activity?

Each question covers the firm and its advisory affiliates: its current employees other than clerical staff, its officers, partners, and directors, and anyone who controls the firm or is controlled by it. One event can produce yes answers to several questions. SEC-registered advisers and exempt reporting advisers may leave out events more than ten years old, and may answer 11.A(2) and 11.B(2) for pending charges only. The detail of each yes answer is on the firm's public record on IAPD: https://adviserinfo.sec.gov/firm/summary/127126

### Websites listed on Form ADV (Item 1.I)
- synergistwealth.com

## Source

Form ADV as filed, October 2026. Values appear as filed. Cite as: AdvisorCensus. Synergist Wealth Advisors (CRD 127126): Form ADV filing data as of October 2026.