{
  "crd_number": 127126,
  "slug": "synergist-wealth-advisors-carmel-ca-127126",
  "primary_business_name": "SYNERGIST WEALTH ADVISORS",
  "legal_name": "SYNERGIST WEALTH ADVISORS LLC",
  "dbas": [],
  "city": "Carmel",
  "state": "CA",
  "country": "United States",
  "cbsa_code": "41500",
  "metro": {
    "cbsa_code": "41500",
    "common_name": "Salinas",
    "msa_name": "Salinas, CA",
    "path": "/advisors/ca/salinas"
  },
  "registration_type": "state",
  "registration_status": "APPROVED",
  "registration_date": "2003-06-23",
  "years_registered": 23,
  "period": "2026-10-01",
  "filing_date": "2026-03-26",
  "carried_forward": false,
  "raum_total": 37247896.0,
  "raum_discretionary": 31136822.0,
  "raum_non_discretionary": 6111074.0,
  "raum_band": "25m_100m",
  "raum_band_label": "$25 million to $100 million",
  "total_employees": 1,
  "advisory_employees": 1,
  "client_count_bucket": "fewer_than_5_in_some_types",
  "clients_by_type": {
    "other": {
      "raum": 6111074.0,
      "count": null,
      "description": "TRUSTS",
      "fewer_than_5": true
    },
    "pension_profit_sharing": {
      "raum": 1048511.0,
      "count": null,
      "fewer_than_5": true
    },
    "high_net_worth_individuals": {
      "raum": 30088311.0,
      "count": 15
    }
  },
  "compensation_types": [
    "fixed",
    "hourly",
    "percentage_of_aum"
  ],
  "advisory_activities": [
    "educational_seminars",
    "financial_planning",
    "other",
    "portfolio_management_businesses_institutional",
    "portfolio_management_individuals",
    "selection_of_other_advisers"
  ],
  "wrap_fee_participant": false,
  "disclosure_yes_count": 1,
  "states_registered": [
    "CA"
  ],
  "websites": [
    "https://synergistwealth.com"
  ],
  "iapd_url": "https://adviserinfo.sec.gov/firm/summary/127126",
  "disclosure_items": [
    {
      "item": "11.D(4)",
      "question": "In the past ten years, has another federal regulator, a state regulator, or a foreign financial regulator entered an order against the firm or an advisory affiliate in connection with investment-related activity?"
    }
  ],
  "city_as_filed": "CARMEL",
  "url": "https://advisorcensus.com/firm/synergist-wealth-advisors-carmel-ca-127126",
  "display_name": "Synergist Wealth Advisors",
  "summary": "Synergist Wealth Advisors is a state-registered investment advisory firm in Carmel, CA, registered since 2003, reporting $25 million to $100 million in regulatory assets under management in its Form ADV filing dated March 26, 2026.",
  "citation": "AdvisorCensus. Synergist Wealth Advisors (CRD 127126): Form ADV filing data as of October 2026.",
  "registration_type_label": "State-registered investment adviser",
  "compensation_labels": [
    "A percentage of assets under your management",
    "Hourly charges",
    "Fixed fees (other than subscription fees)"
  ],
  "advisory_activity_labels": [
    "Financial planning services",
    "Portfolio management for individuals and/or small businesses",
    "Portfolio management for businesses (other than small businesses) or institutional clients",
    "Selection of other advisers (including private fund managers)",
    "Educational seminars/workshops",
    "Other"
  ],
  "quick_answers": [
    {
      "q": "How is Synergist Wealth Advisors compensated?",
      "a": "On its Form ADV (Item 5.E, October 2026), Synergist Wealth Advisors reports these compensation arrangements: a percentage of assets under its management; hourly charges; fixed fees (other than subscription fees)."
    },
    {
      "q": "Where is Synergist Wealth Advisors located?",
      "a": "Synergist Wealth Advisors' principal office is in Carmel, CA, according to its Form ADV."
    },
    {
      "q": "Is Synergist Wealth Advisors registered with the SEC or a state?",
      "a": "Synergist Wealth Advisors is a state-registered investment advisory firm, registered since 2003. Status as filed: APPROVED. CRD 127126."
    },
    {
      "q": "How much does Synergist Wealth Advisors manage?",
      "a": "Synergist Wealth Advisors reports $37,247,896 in regulatory assets under management in its Form ADV filing dated March 26, 2026 (84% discretionary)."
    },
    {
      "q": "What types of clients does Synergist Wealth Advisors serve?",
      "a": "By number of clients on Form ADV Item 5.D: high net worth individuals (15)."
    },
    {
      "q": "Does Synergist Wealth Advisors report any disciplinary disclosures?",
      "a": "Reports 1 disclosure item on Form ADV Item 11: yes answers to 11.D(4) (another regulator's order in the past ten years). Each question covers the firm and its advisory affiliates, and one event can produce several yes answers. The detail of any item is on the firm's public record on IAPD: https://adviserinfo.sec.gov/firm/summary/127126"
    }
  ],
  "filing_history": [],
  "recent_changes": [],
  "fees_from_brochure": null,
  "custodians": [],
  "custodians_note": null,
  "markdown_url": "https://advisorcensus.com/firm/synergist-wealth-advisors-carmel-ca-127126.md",
  "clients": [
    {
      "type": "high_net_worth_individuals",
      "label": "High net worth individuals",
      "count": 15,
      "fewer_than_5": false,
      "raum": 30088311.0
    },
    {
      "type": "pension_profit_sharing",
      "label": "Pension and profit sharing plans (but not the plan participants or government pension plans)",
      "count": null,
      "fewer_than_5": true,
      "raum": 1048511.0
    },
    {
      "type": "other",
      "label": "Other",
      "count": null,
      "fewer_than_5": true,
      "raum": 6111074.0
    }
  ],
  "disclosure_line": "Reports 1 disclosure item on Form ADV Item 11.",
  "indexable": true,
  "suppressed": false,
  "claimed": false,
  "enhanced": false,
  "provided_by_the_firm": null,
  "source": {
    "name": "Form ADV",
    "as_of": "2026-10-01",
    "iapd_url": "https://adviserinfo.sec.gov/firm/summary/127126",
    "operator": "BH Monitor Services, LLC",
    "license": "https://creativecommons.org/licenses/by/4.0/",
    "credit": "AdvisorCensus (advisorcensus.com), from SEC Form ADV data"
  }
}