{ "crd_number": 160676, "slug": "symphony-technology-group-llc-menlo-park-ca-160676", "primary_business_name": "SYMPHONY TECHNOLOGY GROUP, LLC", "legal_name": "SYMPHONY TECHNOLOGY GROUP, LLC", "dbas": [], "city": "Menlo Park", "state": "CA", "country": "United States", "cbsa_code": "41860", "metro": { "cbsa_code": "41860", "common_name": "San Francisco", "msa_name": "San Francisco-Oakland-Fremont, CA", "path": "/advisors/ca/san-francisco" }, "registration_type": "sec", "registration_status": "Approved", "registration_date": "2012-03-28", "years_registered": 14, "period": "2026-10-01", "filing_date": "2026-09-09", "carried_forward": false, "raum_total": 307319280.0, "raum_discretionary": 307319280.0, "raum_non_discretionary": 0.0, "raum_band": "100m_500m", "raum_band_label": "$100 million to $500 million", "total_employees": 88, "advisory_employees": 88, "client_count_bucket": null, "clients_by_type": { "pooled_investment_vehicles": { "raum": 307319280.0, "count": 7 } }, "compensation_types": [ "percentage_of_aum", "performance_based" ], "advisory_activities": [ "other", "portfolio_management_pooled_vehicles" ], "wrap_fee_participant": false, "disclosure_yes_count": 0, "states_registered": [ "CA", "NY" ], "websites": [ "https://linkedin.com/company/15562", "https://symphonytg.com", "https://x.com/symphonytg" ], "iapd_url": "https://adviserinfo.sec.gov/firm/summary/160676", "city_as_filed": "MENLO PARK", "url": "https://advisorcensus.com/firm/symphony-technology-group-llc-menlo-park-ca-160676", "display_name": "Symphony Technology Group, LLC", "summary": "Symphony Technology Group, LLC is an SEC-registered investment advisory firm in Menlo Park, CA, registered since 2012, reporting $100 million to $500 million in regulatory assets under management in its Form ADV filing dated September 9, 2026.", "citation": "AdvisorCensus. Symphony Technology Group, LLC (CRD 160676): Form ADV filing data as of October 2026.", "registration_type_label": "SEC-registered investment adviser", "compensation_labels": [ "A percentage of assets under your management", "Performance-based fees" ], "advisory_activity_labels": [ "Portfolio management for pooled investment vehicles (other than investment companies)", "Other" ], "quick_answers": [ { "q": "How is Symphony Technology Group, LLC compensated?", "a": "On its Form ADV (Item 5.E, October 2026), Symphony Technology Group, LLC reports these compensation arrangements: a percentage of assets under its management; performance-based fees." }, { "q": "Where is Symphony Technology Group, LLC located?", "a": "Symphony Technology Group, LLC's principal office is in Menlo Park, CA, according to its Form ADV; the October 2026 filing also lists 3 other offices (Schedule D, Section 1.F)." }, { "q": "Is Symphony Technology Group, LLC registered with the SEC or a state?", "a": "Symphony Technology Group, LLC is an SEC-registered investment advisory firm, registered since 2012. Status as filed: Approved. CRD 160676." }, { "q": "How much does Symphony Technology Group, LLC manage?", "a": "Symphony Technology Group, LLC reports $307,319,280 in regulatory assets under management in its Form ADV filing dated September 9, 2026 (100% discretionary)." }, { "q": "How have Symphony Technology Group, LLC's assets and staff changed since 2021?", "a": "In the Form ADV data for Symphony Technology Group, LLC: Regulatory assets under management: $1,259,729,069 in the October 2021 data and $307,319,280 in the October 2026 data, down 76%. Total employees: 33 in October 2021 and 88 in October 2026. Assets under management move with markets as well as with clients coming and going." }, { "q": "What types of clients does Symphony Technology Group, LLC serve?", "a": "By number of clients on Form ADV Item 5.D: pooled investment vehicles (other than investment companies and business development companies) (7)." }, { "q": "Does Symphony Technology Group, LLC report any disciplinary disclosures?", "a": "Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/160676" }, { "q": "What changed in Symphony Technology Group, LLC's recent Form ADV filings?", "a": "In the October 2026 filing data: Added an office in New York, NY. Registered or notice-filed in NY." } ], "filing_history": [ { "period": "2021-10-01", "regulatory_assets_under_management": 1259729069.0, "total_employees": 33, "filing_date": "2021-03-31" }, { "period": "2022-10-01", "regulatory_assets_under_management": 463479144.0, "total_employees": 46, "filing_date": "2022-03-31" }, { "period": "2023-10-01", "regulatory_assets_under_management": 431288855.0, "total_employees": 57, "filing_date": "2023-03-31" }, { "period": "2024-10-01", "regulatory_assets_under_management": 428819718.0, "total_employees": 71, "filing_date": "2024-03-29" }, { "period": "2025-10-01", "regulatory_assets_under_management": 340916830.0, "total_employees": 89, "filing_date": "2025-03-28" }, { "period": "2026-10-01", "regulatory_assets_under_management": 307319280.0, "total_employees": 88, "filing_date": "2026-09-09" } ], "recent_changes": [ { "period": "2026-10-01", "period_label": "October 2026", "notes": [ "Added an office in New York, NY.", "Registered or notice-filed in NY." ] }, { "period": "2026-04-01", "period_label": "April 2026", "notes": [ "Employees performing advisory functions went from 89 to 88.", "Changed its office addresses in London." ] } ], "fees_from_brochure": null, "custodians": [], "custodians_note": null, "markdown_url": "https://advisorcensus.com/firm/symphony-technology-group-llc-menlo-park-ca-160676.md", "clients": [ { "type": "pooled_investment_vehicles", "label": "Pooled investment vehicles (other than investment companies and business development companies)", "count": 7, "fewer_than_5": false, "raum": 307319280.0 } ], "disclosure_line": "Reports no disclosure items on Form ADV Item 11.", "disclosure_items": [], "indexable": true, "suppressed": false, "claimed": false, "enhanced": false, "provided_by_the_firm": null, "source": { "name": "Form ADV", "as_of": "2026-10-01", "iapd_url": "https://adviserinfo.sec.gov/firm/summary/160676", "operator": "BH Monitor Services, LLC", "license": "https://creativecommons.org/licenses/by/4.0/", "credit": "AdvisorCensus (advisorcensus.com), from SEC Form ADV data" } }