# Symphony One Capital Management, LLC

> Symphony One Capital Management, LLC is a state-registered investment advisory firm in Dallas, TX, registered since 2024, reporting under $25 million in regulatory assets under management in its Form ADV filing dated July 30, 2026.

- CRD: 329568
- Filed as: SYMPHONY ONE CAPITAL MANAGEMENT, LLC
- Registration: State-registered investment adviser (status as filed: APPROVED)
- Location: Dallas, TX
- Filing period: October 2026
- Form ADV filing dated: July 30, 2026
- Public record (IAPD): https://adviserinfo.sec.gov/firm/summary/329568
- AdvisorCensus page: https://advisorcensus.com/firm/symphony-one-capital-management-llc-dallas-tx-329568

## Quick answers

**How is Symphony One Capital Management, LLC compensated?**
On its Form ADV (Item 5.E, October 2026), Symphony One Capital Management, LLC reports these compensation arrangements: a percentage of assets under its management; fixed fees (other than subscription fees); performance-based fees. The amounts are in Item 5 of its Form ADV Part 2A brochure.

**Where is Symphony One Capital Management, LLC located?**
Symphony One Capital Management, LLC's principal office is in Dallas, TX, according to its Form ADV.

**Is Symphony One Capital Management, LLC registered with the SEC or a state?**
Symphony One Capital Management, LLC is a state-registered investment advisory firm, registered since 2024. Status as filed: APPROVED. CRD 329568.

**How much does Symphony One Capital Management, LLC manage?**
Symphony One Capital Management, LLC reports $13,022,554 in regulatory assets under management in its Form ADV filing dated July 30, 2026 (100% discretionary).

**What types of clients does Symphony One Capital Management, LLC serve?**
By number of clients on Form ADV Item 5.D: high net worth individuals (6); pooled investment vehicles (other than investment companies and business development companies) (2).

**Does Symphony One Capital Management, LLC report any disciplinary disclosures?**
Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's public record on IAPD: https://adviserinfo.sec.gov/firm/summary/329568

## From the Form ADV filing

### Compensation (Item 5.E)
- A percentage of assets under your management
- Fixed fees (other than subscription fees)
- Performance-based fees

### Regulatory assets under management (Item 5.F)
- Total: $13,022,554
- Discretionary: $13,022,554
- Non-discretionary: $0

### Clients (Item 5.D)

| Client type | Clients | Assets |
| --- | --- | --- |
| Individuals (other than high net worth individuals) | 0 | $0 |
| High net worth individuals | 6 | $2,112,840 |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles (other than investment companies and business development companies) | 2 | $10,909,714 |
| Pension and profit sharing plans (but not the plan participants or government pension plans) | 0 | $0 |
| Charitable organizations | 0 | $0 |
| State or municipal government entities (including government pension plans) | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses not listed above | 0 | $0 |

### Advisory services (Item 5.G)
- Portfolio management for individuals and/or small businesses
- Portfolio management for pooled investment vehicles (other than investment companies)
- Portfolio management for businesses (other than small businesses) or institutional clients

### Firm details
- Registered since: 2024 (2 years)
- Employees: 4 total, 3 performing advisory functions
- Wrap fee program participation: No
- States registered or notice-filed: NC, TX
- Disclosures (Item 11): Reports no disclosure items on Form ADV Item 11.

### Websites listed on Form ADV (Item 1.I)
- symphonyonecapital.com
- LinkedIn @symphony-one-capital-management

## Source

Form ADV as filed, October 2026. Values appear as filed. Cite as: AdvisorCensus. Symphony One Capital Management, LLC (CRD 329568): Form ADV filing data as of October 2026.