{ "crd_number": 170667, "slug": "symphony-financial-partners-singapore-pte-ltd-singapore-170667", "primary_business_name": "SYMPHONY FINANCIAL PARTNERS (SINGAPORE) PTE. LTD.", "legal_name": "SYMPHONY FINANCIAL PARTNERS (SINGAPORE) PTE. LTD.", "dbas": [], "city": "Singapore", "state": null, "country": "Singapore", "cbsa_code": null, "metro": null, "registration_type": "sec", "registration_status": "Approved", "registration_date": "2015-08-21", "years_registered": 11, "period": "2026-10-01", "filing_date": "2026-03-30", "carried_forward": false, "raum_total": 1282011243.0, "raum_discretionary": 1282011243.0, "raum_non_discretionary": 0.0, "raum_band": "1b_5b", "raum_band_label": "$1 billion to $5 billion", "total_employees": 17, "advisory_employees": 8, "client_count_bucket": "fewer_than_5_in_some_types", "clients_by_type": { "other": { "raum": 93775769.0, "count": null, "description": "ENDOWMENT", "fewer_than_5": true }, "pension_profit_sharing": { "raum": 193686271.0, "count": null, "fewer_than_5": true }, "pooled_investment_vehicles": { "raum": 927746548.0, "count": 6 }, "corporations_other_businesses": { "raum": 66802655.0, "count": null, "fewer_than_5": true } }, "compensation_types": [ "percentage_of_aum", "performance_based" ], "advisory_activities": [ "portfolio_management_businesses_institutional", "portfolio_management_pooled_vehicles" ], "wrap_fee_participant": false, "disclosure_yes_count": 0, "states_registered": [], "websites": [ "https://crunchbase.com/organization/symphony-financial-partners", "https://facebook.com/SymphonyFinancialPartners", "https://linkedin.com/company/symphony-financial-partners", "https://symphony-fp.com.sg", "https://x.com/SymphonyFinanc1" ], "iapd_url": "https://adviserinfo.sec.gov/firm/summary/170667", "city_as_filed": "SINGAPORE", "url": "https://advisorcensus.com/firm/symphony-financial-partners-singapore-pte-ltd-singapore-170667", "display_name": "Symphony Financial Partners (Singapore) Pte. Ltd.", "summary": "Symphony Financial Partners (Singapore) Pte. Ltd. is an SEC-registered investment advisory firm in Singapore, Singapore, registered since 2015, reporting $1 billion to $5 billion in regulatory assets under management in its Form ADV filing dated March 30, 2026.", "citation": "AdvisorCensus. Symphony Financial Partners (Singapore) Pte. Ltd. (CRD 170667): Form ADV filing data as of October 2026.", "registration_type_label": "SEC-registered investment adviser", "compensation_labels": [ "A percentage of assets under your management", "Performance-based fees" ], "advisory_activity_labels": [ "Portfolio management for pooled investment vehicles (other than investment companies)", "Portfolio management for businesses (other than small businesses) or institutional clients" ], "quick_answers": [ { "q": "How is Symphony Financial Partners (Singapore) Pte. Ltd. compensated?", "a": "On its Form ADV (Item 5.E, October 2026), Symphony Financial Partners (Singapore) Pte. Ltd. reports these compensation arrangements: a percentage of assets under its management; performance-based fees. The amounts are in Item 5 of its Form ADV Part 2A brochure." }, { "q": "Where is Symphony Financial Partners (Singapore) Pte. Ltd. located?", "a": "Symphony Financial Partners (Singapore) Pte. Ltd.'s principal office is in Singapore, Singapore, according to its Form ADV." }, { "q": "Is Symphony Financial Partners (Singapore) Pte. Ltd. registered with the SEC or a state?", "a": "Symphony Financial Partners (Singapore) Pte. Ltd. is an SEC-registered investment advisory firm, registered since 2015. Status as filed: Approved. CRD 170667." }, { "q": "How much does Symphony Financial Partners (Singapore) Pte. Ltd. manage?", "a": "Symphony Financial Partners (Singapore) Pte. Ltd. reports $1,282,011,243 in regulatory assets under management in its Form ADV filing dated March 30, 2026 (100% discretionary)." }, { "q": "How have Symphony Financial Partners (Singapore) Pte. Ltd.'s assets and staff changed since 2021?", "a": "In the Form ADV data for Symphony Financial Partners (Singapore) Pte. Ltd.: Regulatory assets under management: $1,305,370,254 in the October 2021 data and $1,282,011,243 in the October 2026 data, down 2%. Total employees: 13 in October 2021 and 17 in October 2026. Assets under management move with markets as well as with clients coming and going." }, { "q": "What types of clients does Symphony Financial Partners (Singapore) Pte. Ltd. serve?", "a": "By number of clients on Form ADV Item 5.D: pooled investment vehicles (other than investment companies and business development companies) (6)." }, { "q": "Which custodians does Symphony Financial Partners (Singapore) Pte. Ltd. use?", "a": "Symphony Financial Partners (Singapore) Pte. Ltd.'s most recent Form ADV filing (Schedule D, Section 5.K(3)) lists JP Morgan Chase N.A., Royal Bank of Canada and The Bank of New York Mellon as custodians holding 10% or more of its separately managed account assets." }, { "q": "Does Symphony Financial Partners (Singapore) Pte. Ltd. report any disciplinary disclosures?", "a": "Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/170667" }, { "q": "What changed in Symphony Financial Partners (Singapore) Pte. Ltd.'s recent Form ADV filings?", "a": "In the April 2026 filing data: Employees performing advisory functions went from 7 to 8." } ], "filing_history": [ { "period": "2021-10-01", "regulatory_assets_under_management": 1305370254.0, "total_employees": 13, "filing_date": "2021-03-30" }, { "period": "2022-10-01", "regulatory_assets_under_management": 1632096682.0, "total_employees": 13, "filing_date": "2022-03-30" }, { "period": "2023-10-01", "regulatory_assets_under_management": 1096479217.0, "total_employees": 15, "filing_date": "2023-03-30" }, { "period": "2024-10-01", "regulatory_assets_under_management": 1238002701.0, "total_employees": 15, "filing_date": "2024-03-27" }, { "period": "2025-10-01", "regulatory_assets_under_management": 1345472834.0, "total_employees": 16, "filing_date": "2025-03-26" }, { "period": "2026-10-01", "regulatory_assets_under_management": 1282011243.0, "total_employees": 17, "filing_date": "2026-03-30" } ], "recent_changes": [ { "period": "2026-04-01", "period_label": "April 2026", "notes": [ "Employees performing advisory functions went from 7 to 8." ] } ], "fees_from_brochure": null, "custodians": [ { "name": "JP Morgan Chase N.A.", "name_as_filed": "JP MORGAN CHASE N.A.", "affiliated": false }, { "name": "Royal Bank of Canada", "name_as_filed": "ROYAL BANK OF CANADA", "affiliated": false }, { "name": "The Bank of New York Mellon", "name_as_filed": "THE BANK OF NEW YORK MELLON", "affiliated": false } ], "custodians_note": "Custodians holding 10% or more of the firm's separately managed account assets, as filed on Form ADV (Schedule D, Section 5.K(3)). A custodian holds client assets; it does not endorse or supervise the firm. AdvisorCensus has no relationship with any custodian.", "markdown_url": "https://advisorcensus.com/firm/symphony-financial-partners-singapore-pte-ltd-singapore-170667.md", "clients": [ { "type": "pooled_investment_vehicles", "label": "Pooled investment vehicles (other than investment companies and business development companies)", "count": 6, "fewer_than_5": false, "raum": 927746548.0 }, { "type": "pension_profit_sharing", "label": "Pension and profit sharing plans (but not the plan participants or government pension plans)", "count": null, "fewer_than_5": true, "raum": 193686271.0 }, { "type": "corporations_other_businesses", "label": "Corporations or other businesses not listed above", "count": null, "fewer_than_5": true, "raum": 66802655.0 }, { "type": "other", "label": "Other", "count": null, "fewer_than_5": true, "raum": 93775769.0 } ], "disclosure_line": "Reports no disclosure items on Form ADV Item 11.", "disclosure_items": [], "indexable": true, "suppressed": false, "claimed": false, "enhanced": false, "provided_by_the_firm": null, "source": { "name": "Form ADV", "as_of": "2026-10-01", "iapd_url": "https://adviserinfo.sec.gov/firm/summary/170667", "operator": "BH Monitor Services, LLC", "license": "https://creativecommons.org/licenses/by/4.0/", "credit": "AdvisorCensus (advisorcensus.com), from SEC Form ADV data" } }