# Sykon Capital LLC

> Sykon Capital LLC is an SEC-registered investment advisory firm in Harrison, NY, registered since 2023, reporting $100 million to $500 million in regulatory assets under management in its Form ADV filing dated September 14, 2026.

- CRD: 326728
- Filed as: SYKON CAPITAL LLC
- Registration: SEC-registered investment adviser (status as filed: Approved)
- Location: Harrison, NY
- Filing period: October 2026
- Form ADV filing dated: September 14, 2026
- SEC record (IAPD): https://adviserinfo.sec.gov/firm/summary/326728
- AdvisorCensus page: https://advisorcensus.com/firm/sykon-capital-llc-harrison-ny-326728

## Quick answers

**How is Sykon Capital LLC compensated?**
On its Form ADV (Item 5.E, October 2026), Sykon Capital LLC reports these compensation arrangements: a percentage of assets under its management; hourly charges; subscription fees (for a newsletter or periodical); fixed fees (other than subscription fees).

**What does Sykon Capital LLC's brochure say about its fees?**
Its Form ADV Part 2A brochure dated July 17, 2026 states: Asset-based fee: up to 1.6% of assets a year (the maximum the brochure states). Fees can differ by service and may be negotiable; the brochure is the complete statement.

**Where is Sykon Capital LLC located?**
Sykon Capital LLC's principal office is in Harrison, NY, according to its Form ADV; the October 2026 filing also lists 1 other office (Schedule D, Section 1.F).

**Is Sykon Capital LLC registered with the SEC or a state?**
Sykon Capital LLC is an SEC-registered investment advisory firm, registered since 2023. Status as filed: Approved. CRD 326728.

**How much does Sykon Capital LLC manage?**
Sykon Capital LLC reports $350,076,877 in regulatory assets under management in its Form ADV filing dated September 14, 2026 (100% discretionary).

**How have Sykon Capital LLC's assets and staff changed since 2023?**
In the Form ADV data for Sykon Capital LLC: Regulatory assets under management: $277,470,348 in the October 2023 data and $350,076,877 in the October 2026 data, up 26%. Total employees: 5 in October 2023 and 8 in October 2026. Assets under management move with markets as well as with clients coming and going.

**What types of clients does Sykon Capital LLC serve?**
By number of clients on Form ADV Item 5.D: high net worth individuals (390); individuals (other than high net worth individuals) (257); corporations or other businesses not listed above (12).

**Which custodians does Sykon Capital LLC use?**
Sykon Capital LLC's most recent Form ADV filing (Schedule D, Section 5.K(3)) lists Charles Schwab & Co., Inc. as a custodian holding 10% or more of its separately managed account assets.

**Does Sykon Capital LLC report any disciplinary disclosures?**
Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/326728

**Does Sykon Capital LLC state an account minimum?**
Its Form ADV Part 2A brochure dated July 17, 2026 says: "Our Firm does not have a minimum account value to engage our services. SYKON Capital reserves the right to accept clients on a case-by-case basis." "The Firm does not impose a stated minimum annual fee or minimum portfolio value for starting and maintaining an investment management relationship."

**What changed in Sykon Capital LLC's recent Form ADV filings?**
In the October 2026 filing data: Registered or notice-filed in LA, NH.

## From the Form ADV filing

### Compensation (Item 5.E)
- A percentage of assets under your management
- Hourly charges
- Subscription fees (for a newsletter or periodical)
- Fixed fees (other than subscription fees)

### Fees and minimums (Form ADV Part 2A brochure dated July 17, 2026)

- Asset-based fee: up to 1.6% of assets a year (the maximum the brochure states)

> Our Firm offers investment management services for an annual fee based on the amount of assets under management. Our maximum annual fee is 1.60% and we do not impose a minimum account size

- Account minimum: None

> Our Firm does not have a minimum account value to engage our services. SYKON Capital reserves the right to accept clients on a case-by-case basis.

> The Firm does not impose a stated minimum annual fee or minimum portfolio value for starting and maintaining an investment management relationship.

As stated in the firm's brochure. Fees can differ by service and may be negotiable.

### Custodians (Schedule D, Section 5.K(3))
- Charles Schwab & Co., Inc.

Custodians holding 10% or more of the firm's separately managed account assets, as filed on Form ADV (Schedule D, Section 5.K(3)). A custodian holds client assets; it does not endorse or supervise the firm. AdvisorCensus has no relationship with any custodian.

### Regulatory assets under management (Item 5.F)
- Total: $350,076,877
- Discretionary: $349,442,974
- Non-discretionary: $633,903

### Clients (Item 5.D)

| Client type | Clients | Assets |
| --- | --- | --- |
| Individuals (other than high net worth individuals) | 257 | $28,436,293 |
| High net worth individuals | 390 | $303,057,348 |
| Investment companies | 1 | $0 |
| Charitable organizations | 4 | $5,400,541 |
| Insurance companies | Fewer than 5 | Not reported |
| Corporations or other businesses not listed above | 12 | $13,182,695 |

### Advisory services (Item 5.G)
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses (other than small businesses) or institutional clients
- Other

### Firm details
- Registered since: 2023 (3 years)
- Employees: 8 total, 6 performing advisory functions
- Wrap fee program participation: No
- States registered or notice-filed: CA, CT, FL, LA, NH, NJ, NY, PA, SC, TX
- Disclosures (Item 11): Reports no disclosure items on Form ADV Item 11.

### Other offices (Schedule D, Section 1.F), as of the October 2026 filing
- Jupiter, FL

### Websites listed on Form ADV (Item 1.I)
- sykoncapital.com
- Facebook @Sykon-Capital-LLC
- Instagram @sykoncap
- LinkedIn @sykon-capital
- X @sykoncap

## Assets and staff over time

| Data period | Regulatory assets under management | Employees | Filing dated |
| --- | --- | --- | --- |
| October 2023 | $277,470,348 | 5 | October 3, 2023 |
| October 2024 | $292,927,012 | 6 | September 12, 2024 |
| October 2025 | $330,448,939 | 6 | May 19, 2025 |
| October 2026 | $350,076,877 | 8 | September 14, 2026 |

Regulatory assets under management: $277,470,348 in the October 2023 data and $350,076,877 in the October 2026 data, up 26%.
Total employees: 5 in October 2023 and 8 in October 2026.

## Changes in the filing (last 12 months)

### October 2026
- Registered or notice-filed in LA, NH.

### August 2026
- Changed its office addresses in Jupiter, FL.
- Updated its list of owners and control persons (Schedule A).

### July 2026
- Updated its list of owners and control persons (Schedule A).

### May 2026
- Registered or notice-filed in SC.

### April 2026
- Employees performing advisory functions went from 4 to 6.
- Updated its list of owners and control persons (Schedule A).

### December 2025
- Employees performing advisory functions went from 5 to 4.

## Source

Form ADV as filed, October 2026. Values appear as filed. Cite as: AdvisorCensus. Sykon Capital LLC (CRD 326728): Form ADV filing data as of October 2026.