{
  "crd_number": 326728,
  "slug": "sykon-capital-llc-harrison-ny-326728",
  "primary_business_name": "SYKON CAPITAL LLC",
  "legal_name": "SYKON CAPITAL LLC",
  "dbas": [],
  "city": "Harrison",
  "state": "NY",
  "country": "United States",
  "cbsa_code": "35620",
  "metro": {
    "cbsa_code": "35620",
    "common_name": "New York",
    "msa_name": "New York-Newark-Jersey City, NY-NJ",
    "path": "/advisors/ny/new-york"
  },
  "registration_type": "sec",
  "registration_status": "Approved",
  "registration_date": "2023-05-26",
  "years_registered": 3,
  "period": "2026-10-01",
  "filing_date": "2026-09-14",
  "carried_forward": false,
  "raum_total": 350076877.0,
  "raum_discretionary": 349442974.0,
  "raum_non_discretionary": 633903.0,
  "raum_band": "100m_500m",
  "raum_band_label": "$100 million to $500 million",
  "total_employees": 8,
  "advisory_employees": 6,
  "client_count_bucket": "fewer_than_5_in_some_types",
  "clients_by_type": {
    "charitable": {
      "raum": 5400541.0,
      "count": 4,
      "fewer_than_5": true
    },
    "individuals": {
      "raum": 28436293.0,
      "count": 257
    },
    "insurance_companies": {
      "raum": null,
      "count": null,
      "fewer_than_5": true
    },
    "investment_companies": {
      "raum": 0.0,
      "count": 1
    },
    "high_net_worth_individuals": {
      "raum": 303057348.0,
      "count": 390
    },
    "corporations_other_businesses": {
      "raum": 13182695.0,
      "count": 12
    }
  },
  "compensation_types": [
    "fixed",
    "hourly",
    "percentage_of_aum",
    "subscription"
  ],
  "advisory_activities": [
    "financial_planning",
    "other",
    "portfolio_management_businesses_institutional",
    "portfolio_management_individuals"
  ],
  "wrap_fee_participant": false,
  "disclosure_yes_count": 0,
  "states_registered": [
    "CA",
    "CT",
    "FL",
    "LA",
    "NH",
    "NJ",
    "NY",
    "PA",
    "SC",
    "TX"
  ],
  "websites": [
    "https://facebook.com/people/Sykon-Capital-LLC",
    "https://instagram.com/sykoncap",
    "https://linkedin.com/company/sykon-capital",
    "https://sykoncapital.com",
    "https://twitter.com/sykoncap"
  ],
  "iapd_url": "https://adviserinfo.sec.gov/firm/summary/326728",
  "city_as_filed": "HARRISON",
  "url": "https://advisorcensus.com/firm/sykon-capital-llc-harrison-ny-326728",
  "display_name": "Sykon Capital LLC",
  "summary": "Sykon Capital LLC is an SEC-registered investment advisory firm in Harrison, NY, registered since 2023, reporting $100 million to $500 million in regulatory assets under management in its Form ADV filing dated September 14, 2026.",
  "citation": "AdvisorCensus. Sykon Capital LLC (CRD 326728): Form ADV filing data as of October 2026.",
  "registration_type_label": "SEC-registered investment adviser",
  "compensation_labels": [
    "A percentage of assets under your management",
    "Hourly charges",
    "Subscription fees (for a newsletter or periodical)",
    "Fixed fees (other than subscription fees)"
  ],
  "advisory_activity_labels": [
    "Financial planning services",
    "Portfolio management for individuals and/or small businesses",
    "Portfolio management for businesses (other than small businesses) or institutional clients",
    "Other"
  ],
  "quick_answers": [
    {
      "q": "How is Sykon Capital LLC compensated?",
      "a": "On its Form ADV (Item 5.E, October 2026), Sykon Capital LLC reports these compensation arrangements: a percentage of assets under its management; hourly charges; subscription fees (for a newsletter or periodical); fixed fees (other than subscription fees)."
    },
    {
      "q": "What does Sykon Capital LLC's brochure say about its fees?",
      "a": "Its Form ADV Part 2A brochure dated July 17, 2026 states: Asset-based fee: up to 1.6% of assets a year (the maximum the brochure states). Fees can differ by service and may be negotiable; the brochure is the complete statement."
    },
    {
      "q": "Where is Sykon Capital LLC located?",
      "a": "Sykon Capital LLC's principal office is in Harrison, NY, according to its Form ADV; the October 2026 filing also lists 1 other office (Schedule D, Section 1.F)."
    },
    {
      "q": "Is Sykon Capital LLC registered with the SEC or a state?",
      "a": "Sykon Capital LLC is an SEC-registered investment advisory firm, registered since 2023. Status as filed: Approved. CRD 326728."
    },
    {
      "q": "How much does Sykon Capital LLC manage?",
      "a": "Sykon Capital LLC reports $350,076,877 in regulatory assets under management in its Form ADV filing dated September 14, 2026 (100% discretionary)."
    },
    {
      "q": "How have Sykon Capital LLC's assets and staff changed since 2023?",
      "a": "In the Form ADV data for Sykon Capital LLC: Regulatory assets under management: $277,470,348 in the October 2023 data and $350,076,877 in the October 2026 data, up 26%. Total employees: 5 in October 2023 and 8 in October 2026. Assets under management move with markets as well as with clients coming and going."
    },
    {
      "q": "What types of clients does Sykon Capital LLC serve?",
      "a": "By number of clients on Form ADV Item 5.D: high net worth individuals (390); individuals (other than high net worth individuals) (257); corporations or other businesses not listed above (12)."
    },
    {
      "q": "Which custodians does Sykon Capital LLC use?",
      "a": "Sykon Capital LLC's most recent Form ADV filing (Schedule D, Section 5.K(3)) lists Charles Schwab & Co., Inc. as a custodian holding 10% or more of its separately managed account assets."
    },
    {
      "q": "Does Sykon Capital LLC report any disciplinary disclosures?",
      "a": "Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/326728"
    },
    {
      "q": "Does Sykon Capital LLC state an account minimum?",
      "a": "Its Form ADV Part 2A brochure dated July 17, 2026 says: \"Our Firm does not have a minimum account value to engage our services. SYKON Capital reserves the right to accept clients on a case-by-case basis.\" \"The Firm does not impose a stated minimum annual fee or minimum portfolio value for starting and maintaining an investment management relationship.\""
    },
    {
      "q": "What changed in Sykon Capital LLC's recent Form ADV filings?",
      "a": "In the October 2026 filing data: Registered or notice-filed in LA, NH."
    }
  ],
  "filing_history": [
    {
      "period": "2023-10-01",
      "regulatory_assets_under_management": 277470348.0,
      "total_employees": 5,
      "filing_date": "2023-10-03"
    },
    {
      "period": "2024-10-01",
      "regulatory_assets_under_management": 292927012.0,
      "total_employees": 6,
      "filing_date": "2024-09-12"
    },
    {
      "period": "2025-10-01",
      "regulatory_assets_under_management": 330448939.0,
      "total_employees": 6,
      "filing_date": "2025-05-19"
    },
    {
      "period": "2026-10-01",
      "regulatory_assets_under_management": 350076877.0,
      "total_employees": 8,
      "filing_date": "2026-09-14"
    }
  ],
  "recent_changes": [
    {
      "period": "2026-10-01",
      "period_label": "October 2026",
      "notes": [
        "Registered or notice-filed in LA, NH."
      ]
    },
    {
      "period": "2026-08-01",
      "period_label": "August 2026",
      "notes": [
        "Changed its office addresses in Jupiter, FL.",
        "Updated its list of owners and control persons (Schedule A)."
      ]
    },
    {
      "period": "2026-07-01",
      "period_label": "July 2026",
      "notes": [
        "Updated its list of owners and control persons (Schedule A)."
      ]
    },
    {
      "period": "2026-05-01",
      "period_label": "May 2026",
      "notes": [
        "Registered or notice-filed in SC."
      ]
    },
    {
      "period": "2026-04-01",
      "period_label": "April 2026",
      "notes": [
        "Employees performing advisory functions went from 4 to 6.",
        "Updated its list of owners and control persons (Schedule A)."
      ]
    },
    {
      "period": "2025-12-01",
      "period_label": "December 2025",
      "notes": [
        "Employees performing advisory functions went from 5 to 4."
      ]
    }
  ],
  "fees_from_brochure": {
    "source": "Form ADV Part 2A brochure dated July 17, 2026",
    "tiers": [],
    "flat_rate": null,
    "stated_range": null,
    "stated_maximum": "1.6% of assets a year",
    "account_minimum": "None",
    "account_minimum_may_be_waived": false,
    "minimum_annual_fee": null,
    "figures": [
      {
        "label": "Asset-based fee",
        "statements": [
          "Asset-based fee: up to 1.6% of assets a year (the maximum the brochure states)"
        ],
        "quotes": [
          "Our Firm offers investment management services for an annual fee based on the amount of assets under management. Our maximum annual fee is 1.60% and we do not impose a minimum account size"
        ]
      },
      {
        "label": "Account minimum",
        "statements": [
          "Account minimum: None"
        ],
        "quotes": [
          "Our Firm does not have a minimum account value to engage our services. SYKON Capital reserves the right to accept clients on a case-by-case basis.",
          "The Firm does not impose a stated minimum annual fee or minimum portfolio value for starting and maintaining an investment management relationship."
        ]
      }
    ],
    "quotes": [
      "Our Firm offers investment management services for an annual fee based on the amount of assets under management. Our maximum annual fee is 1.60% and we do not impose a minimum account size",
      "Our Firm does not have a minimum account value to engage our services. SYKON Capital reserves the right to accept clients on a case-by-case basis.",
      "The Firm does not impose a stated minimum annual fee or minimum portfolio value for starting and maintaining an investment management relationship."
    ],
    "note": "As stated in the firm's brochure; fees can differ by service and may be negotiable."
  },
  "custodians": [
    {
      "name": "Charles Schwab & Co., Inc.",
      "name_as_filed": "CHARLES SCHWAB & CO., INC.",
      "affiliated": false
    }
  ],
  "custodians_note": "Custodians holding 10% or more of the firm's separately managed account assets, as filed on Form ADV (Schedule D, Section 5.K(3)). A custodian holds client assets; it does not endorse or supervise the firm. AdvisorCensus has no relationship with any custodian.",
  "markdown_url": "https://advisorcensus.com/firm/sykon-capital-llc-harrison-ny-326728.md",
  "clients": [
    {
      "type": "individuals",
      "label": "Individuals (other than high net worth individuals)",
      "count": 257,
      "fewer_than_5": false,
      "raum": 28436293.0
    },
    {
      "type": "high_net_worth_individuals",
      "label": "High net worth individuals",
      "count": 390,
      "fewer_than_5": false,
      "raum": 303057348.0
    },
    {
      "type": "investment_companies",
      "label": "Investment companies",
      "count": 1,
      "fewer_than_5": false,
      "raum": 0.0
    },
    {
      "type": "charitable",
      "label": "Charitable organizations",
      "count": 4,
      "fewer_than_5": true,
      "raum": 5400541.0
    },
    {
      "type": "insurance_companies",
      "label": "Insurance companies",
      "count": null,
      "fewer_than_5": true,
      "raum": null
    },
    {
      "type": "corporations_other_businesses",
      "label": "Corporations or other businesses not listed above",
      "count": 12,
      "fewer_than_5": false,
      "raum": 13182695.0
    }
  ],
  "disclosure_line": "Reports no disclosure items on Form ADV Item 11.",
  "disclosure_items": [],
  "indexable": true,
  "suppressed": false,
  "claimed": false,
  "enhanced": false,
  "provided_by_the_firm": null,
  "source": {
    "name": "Form ADV",
    "as_of": "2026-10-01",
    "iapd_url": "https://adviserinfo.sec.gov/firm/summary/326728",
    "operator": "BH Monitor Services, LLC",
    "license": "https://creativecommons.org/licenses/by/4.0/",
    "credit": "AdvisorCensus (advisorcensus.com), from SEC Form ADV data"
  }
}