{ "crd_number": 336338, "slug": "sykon-asset-management-llc-harrison-ny-336338", "primary_business_name": "SYKON ASSET MANAGEMENT LLC", "legal_name": "SYKON ASSET MANAGEMENT LLC", "dbas": [], "city": "Harrison", "state": "NY", "country": "United States", "cbsa_code": "35620", "metro": { "cbsa_code": "35620", "common_name": "New York", "msa_name": "New York-Newark-Jersey City, NY-NJ", "path": "/advisors/ny/new-york" }, "registration_type": "sec", "registration_status": "Approved", "registration_date": "2025-05-20", "years_registered": 1, "period": "2026-10-01", "filing_date": "2026-07-21", "carried_forward": false, "raum_total": 0.0, "raum_discretionary": 0.0, "raum_non_discretionary": 0.0, "raum_band": "under_25m", "raum_band_label": "Under $25 million", "total_employees": 2, "advisory_employees": 2, "client_count_bucket": null, "clients_by_type": { "investment_companies": { "raum": 0.0, "count": 1 } }, "compensation_types": [ "percentage_of_aum" ], "advisory_activities": [ "portfolio_management_investment_companies" ], "wrap_fee_participant": false, "disclosure_yes_count": 0, "states_registered": [ "NY" ], "websites": [], "iapd_url": "https://adviserinfo.sec.gov/firm/summary/336338", "city_as_filed": "HARRISON", "url": "https://advisorcensus.com/firm/sykon-asset-management-llc-harrison-ny-336338", "display_name": "Sykon Asset Management LLC", "summary": "Sykon Asset Management LLC is an SEC-registered investment advisory firm in Harrison, NY, registered since 2025, reporting under $25 million in regulatory assets under management in its Form ADV filing dated July 21, 2026.", "citation": "AdvisorCensus. Sykon Asset Management LLC (CRD 336338): Form ADV filing data as of October 2026.", "registration_type_label": "SEC-registered investment adviser", "compensation_labels": [ "A percentage of assets under your management" ], "advisory_activity_labels": [ "Portfolio management for investment companies (and business development companies)" ], "quick_answers": [ { "q": "How is Sykon Asset Management LLC compensated?", "a": "On its Form ADV (Item 5.E, October 2026), Sykon Asset Management LLC reports these compensation arrangements: a percentage of assets under its management." }, { "q": "How much does Sykon Asset Management LLC charge?", "a": "Its Form ADV Part 2A brochure dated July 21, 2026 states: Asset-based fee: up to 1% of assets a year (the maximum the brochure states). Fees can differ by service and may be negotiable; the brochure is the complete statement." }, { "q": "Where is Sykon Asset Management LLC located?", "a": "Sykon Asset Management LLC's principal office is in Harrison, NY, according to its Form ADV." }, { "q": "Is Sykon Asset Management LLC registered with the SEC or a state?", "a": "Sykon Asset Management LLC is an SEC-registered investment advisory firm, registered since 2025. Status as filed: Approved. CRD 336338." }, { "q": "How much does Sykon Asset Management LLC manage?", "a": "Sykon Asset Management LLC reports $0 in regulatory assets under management in its Form ADV filing dated July 21, 2026." }, { "q": "How have Sykon Asset Management LLC's assets and staff changed since 2025?", "a": "In the Form ADV data for Sykon Asset Management LLC: Regulatory assets under management: $0 in the October 2025 data and $0 in the October 2026 data. Total employees: 4 in October 2025 and 2 in October 2026. Assets under management move with markets as well as with clients coming and going." }, { "q": "What types of clients does Sykon Asset Management LLC serve?", "a": "By number of clients on Form ADV Item 5.D: investment companies (1)." }, { "q": "Does Sykon Asset Management LLC report any disciplinary disclosures?", "a": "Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/336338" }, { "q": "Does Sykon Asset Management LLC state an account minimum?", "a": "Its Form ADV Part 2A brochure dated July 21, 2026 says: \"The Firm does not impose a stated minimum annual fee or minimum portfolio value for starting and maintaining an investment management relationship.\"" }, { "q": "What changed in Sykon Asset Management LLC's recent Form ADV filings?", "a": "In the July 2026 filing data: Updated its list of owners and control persons (Schedule A)." } ], "filing_history": [ { "period": "2025-10-01", "regulatory_assets_under_management": 0.0, "total_employees": 4, "filing_date": "2025-07-03" }, { "period": "2026-10-01", "regulatory_assets_under_management": 0.0, "total_employees": 2, "filing_date": "2026-07-21" } ], "recent_changes": [ { "period": "2026-07-01", "period_label": "July 2026", "notes": [ "Updated its list of owners and control persons (Schedule A)." ] }, { "period": "2026-04-01", "period_label": "April 2026", "notes": [ "Employees performing advisory functions went from 3 to 2.", "Updated its list of owners and control persons (Schedule A)." ] } ], "fees_from_brochure": { "source": "Form ADV Part 2A brochure dated July 21, 2026", "provided_by_the_firm": false, "tiers": [], "flat_rate": null, "stated_range": null, "stated_maximum": "1% of assets a year", "account_minimum": "None", "account_minimum_may_be_waived": false, "minimum_annual_fee": "None", "planning_fees": [], "figures": [ { "label": "Asset-based fee", "statements": [ "Asset-based fee: up to 1% of assets a year (the maximum the brochure states)" ], "quotes": [ "Our annual fee ranges up to 1% annually and is assessed and/or charged monthly in advance, based on the value at the end of the previous period." ] }, { "label": "Account minimum", "statements": [ "Account minimum: None" ], "quotes": [ "The Firm does not impose a stated minimum annual fee or minimum portfolio value for starting and maintaining an investment management relationship." ] }, { "label": "Minimum annual fee", "statements": [ "Minimum annual fee: None" ], "quotes": [ "The Firm does not impose a stated minimum annual fee or minimum portfolio value for starting and maintaining an investment management relationship." ] } ], "values": { "tiers": [], "range_pct": null, "max_pct": 1.0, "account_minimum": 0.0, "minimum_annual_fee": 0.0, "planning": [] }, "quotes": [ "Our annual fee ranges up to 1% annually and is assessed and/or charged monthly in advance, based on the value at the end of the previous period.", "The Firm does not impose a stated minimum annual fee or minimum portfolio value for starting and maintaining an investment management relationship.", "The Firm does not impose a stated minimum annual fee or minimum portfolio value for starting and maintaining an investment management relationship." ], "note": "As stated in the firm's brochure; fees can differ by service and may be negotiable." }, "custodians": [], "custodians_note": null, "markdown_url": "https://advisorcensus.com/firm/sykon-asset-management-llc-harrison-ny-336338.md", "clients": [ { "type": "investment_companies", "label": "Investment companies", "count": 1, "fewer_than_5": false, "raum": 0.0 } ], "disclosure_line": "Reports no disclosure items on Form ADV Item 11.", "disclosure_items": [], "indexable": true, "suppressed": false, "claimed": false, "enhanced": false, "provided_by_the_firm": null, "source": { "name": "Form ADV", "as_of": "2026-10-01", "iapd_url": "https://adviserinfo.sec.gov/firm/summary/336338", "operator": "BH Monitor Services, LLC", "license": "https://creativecommons.org/licenses/by/4.0/", "credit": "AdvisorCensus (advisorcensus.com), from SEC Form ADV data" } }