# Sygnus Capital SL Limited

> Sygnus Capital SL Limited is an SEC-registered investment advisory firm in Castries, Saint Lucia, registered since 2025, reporting $25 million to $100 million in regulatory assets under management in its Form ADV filing dated March 26, 2026.

- CRD: 333426
- Filed as: SYGNUS CAPITAL SL LIMITED
- Registration: SEC-registered investment adviser (status as filed: Approved)
- Location: Castries, Saint Lucia
- Filing period: October 2026
- Form ADV filing dated: March 26, 2026
- SEC record (IAPD): https://adviserinfo.sec.gov/firm/summary/333426
- AdvisorCensus page: https://advisorcensus.com/firm/sygnus-capital-sl-limited-castries-333426

## Quick answers

**How is Sygnus Capital SL Limited compensated?**
On its Form ADV (Item 5.E, October 2026), Sygnus Capital SL Limited reports these compensation arrangements: a percentage of assets under its management.

**How much does Sygnus Capital SL Limited charge?**
Its Form ADV Part 2A brochure dated March 26, 2026 states: Asset-based fee: 0.25% of assets a year. Fees can differ by service and may be negotiable; the brochure is the complete statement.

**Where is Sygnus Capital SL Limited located?**
Sygnus Capital SL Limited's principal office is in Castries, Saint Lucia, according to its Form ADV.

**Is Sygnus Capital SL Limited registered with the SEC or a state?**
Sygnus Capital SL Limited is an SEC-registered investment advisory firm, registered since 2025. Status as filed: Approved. CRD 333426.

**How much does Sygnus Capital SL Limited manage?**
Sygnus Capital SL Limited reports $67,000,000 in regulatory assets under management in its Form ADV filing dated March 26, 2026 (100% discretionary).

**How have Sygnus Capital SL Limited's assets and staff changed since 2025?**
In the Form ADV data for Sygnus Capital SL Limited: Regulatory assets under management: $0 in the October 2025 data and $67,000,000 in the October 2026 data. Total employees: 3 in October 2025 and 3 in October 2026. Assets under management move with markets as well as with clients coming and going.

**What types of clients does Sygnus Capital SL Limited serve?**
By number of clients on Form ADV Item 5.D: pooled investment vehicles (other than investment companies and business development companies) (6).

**Does Sygnus Capital SL Limited report any disciplinary disclosures?**
Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/333426

**What changed in Sygnus Capital SL Limited's recent Form ADV filings?**
In the April 2026 filing data: Regulatory assets under management went from $0 to $67,000,000. Updated its list of owners and control persons (Schedule A).

## From the Form ADV filing

### Compensation (Item 5.E)
- A percentage of assets under your management

### Fees and minimums (Form ADV Part 2A brochure dated March 26, 2026)

- Asset-based fee: 0.25% of assets a year

> The Funds pay the Adviser a management fee of 0.25% per annum based on the value of the Fund Investor’s capital commitment or invested capital (the “Asset Manager Fee”).

As stated in the firm's brochure. Fees can differ by service and may be negotiable.

### Regulatory assets under management (Item 5.F)
- Total: $67,000,000
- Discretionary: $67,000,000
- Non-discretionary: $0

### Clients (Item 5.D)

| Client type | Clients | Assets |
| --- | --- | --- |
| Individuals (other than high net worth individuals) | 0 | $0 |
| High net worth individuals | 0 | $0 |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles (other than investment companies and business development companies) | 6 | $67,000,000 |
| Pension and profit sharing plans (but not the plan participants or government pension plans) | 0 | $0 |
| Charitable organizations | 0 | $0 |
| State or municipal government entities (including government pension plans) | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses not listed above | 0 | $0 |
| Other | 0 | $0 |

### Advisory services (Item 5.G)
- Portfolio management for pooled investment vehicles (other than investment companies)

### Firm details
- Registered since: 2025 (1 year)
- Employees: 3 total, 2 performing advisory functions
- Wrap fee program participation: No
- Disclosures (Item 11): Reports no disclosure items on Form ADV Item 11.

## Assets and staff over time

| Data period | Regulatory assets under management | Employees | Filing dated |
| --- | --- | --- | --- |
| October 2025 | $0 | 3 | March 19, 2025 |
| October 2026 | $67,000,000 | 3 | March 26, 2026 |

Regulatory assets under management: $0 in the October 2025 data and $67,000,000 in the October 2026 data.
Total employees: 3 in October 2025 and 3 in October 2026.

## Changes in the filing (last 12 months)

### April 2026
- Regulatory assets under management went from $0 to $67,000,000.
- Updated its list of owners and control persons (Schedule A).

## Source

Form ADV as filed, October 2026. Values appear as filed. Cite as: AdvisorCensus. Sygnus Capital SL Limited (CRD 333426): Form ADV filing data as of October 2026.
