# Sycomore Financial

> Sycomore Financial is a state-registered investment advisory firm, registered since 2017, reporting under $25 million in regulatory assets under management in its Form ADV filing dated February 11, 2026.

- CRD: 287543
- Filed as: SYCOMORE FINANCIAL
- Legal name: Sycomore Financial LLC
- Registration: State-registered investment adviser (status as filed: APPROVED)
- Location: Registered in Indiana
- Filing period: October 2026
- Form ADV filing dated: February 11, 2026
- Public record (IAPD): https://adviserinfo.sec.gov/firm/summary/287543
- AdvisorCensus page: https://advisorcensus.com/firm/sycomore-financial-287543

## Quick answers

**How is Sycomore Financial compensated?**
On its Form ADV (Item 5.E, October 2026), Sycomore Financial reports these compensation arrangements: fixed fees (other than subscription fees).

**Is Sycomore Financial registered with the SEC or a state?**
Sycomore Financial is a state-registered investment advisory firm, registered since 2017. Status as filed: APPROVED. CRD 287543.

**How much does Sycomore Financial manage?**
Sycomore Financial reports $14,135,316 in regulatory assets under management in its Form ADV filing dated February 11, 2026 (0% discretionary).

**What types of clients does Sycomore Financial serve?**
By number of clients on Form ADV Item 5.D: individuals (other than high net worth individuals) (40); high net worth individuals (10).

**Does Sycomore Financial report any disciplinary disclosures?**
Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's public record on IAPD: https://adviserinfo.sec.gov/firm/summary/287543

## From the Form ADV filing

### Compensation (Item 5.E)
- Fixed fees (other than subscription fees)

### Regulatory assets under management (Item 5.F)
- Total: $14,135,316
- Discretionary: $0
- Non-discretionary: $14,135,316

### Clients (Item 5.D)

| Client type | Clients | Assets |
| --- | --- | --- |
| Individuals (other than high net worth individuals) | 40 | $9,706,753 |
| High net worth individuals | 10 | $4,428,563 |

### Advisory services (Item 5.G)
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Selection of other advisers (including private fund managers)

### Firm details
- Registered since: 2017 (9 years)
- Employees: 1 total, 1 performing advisory functions
- Wrap fee program participation: No
- States registered or notice-filed: IN
- Disclosures (Item 11): Reports no disclosure items on Form ADV Item 11.

### Websites listed on Form ADV (Item 1.I)
- sycomorefinancial.com

## Source

Form ADV as filed, October 2026. Values appear as filed. Cite as: AdvisorCensus. Sycomore Financial (CRD 287543): Form ADV filing data as of October 2026.