# Sycamore Financial Planning, LLC

> Sycamore Financial Planning, LLC is a state-registered investment advisory firm in Durham, NC, registered since 2011, reporting $100 million to $500 million in regulatory assets under management in its Form ADV filing dated April 21, 2026.

- CRD: 159212
- Filed as: SYCAMORE FINANCIAL PLANNING, LLC
- Registration: State-registered investment adviser (status as filed: APPROVED)
- Location: Durham, NC
- Filing period: October 2026
- Form ADV filing dated: April 21, 2026
- Public record (IAPD): https://adviserinfo.sec.gov/firm/summary/159212
- AdvisorCensus page: https://advisorcensus.com/firm/sycamore-financial-planning-llc-durham-nc-159212

## Quick answers

**How is Sycamore Financial Planning, LLC compensated?**
On its Form ADV (Item 5.E, October 2026), Sycamore Financial Planning, LLC reports these compensation arrangements: hourly charges; fixed fees (other than subscription fees).

**Where is Sycamore Financial Planning, LLC located?**
Sycamore Financial Planning, LLC's principal office is in Durham, NC, according to its Form ADV.

**Is Sycamore Financial Planning, LLC registered with the SEC or a state?**
Sycamore Financial Planning, LLC is a state-registered investment advisory firm, registered since 2011. Status as filed: APPROVED. CRD 159212.

**How much does Sycamore Financial Planning, LLC manage?**
Sycamore Financial Planning, LLC reports $104,170,793 in regulatory assets under management in its Form ADV filing dated April 21, 2026 (100% discretionary).

**What types of clients does Sycamore Financial Planning, LLC serve?**
By number of clients on Form ADV Item 5.D: individuals (other than high net worth individuals) (31); high net worth individuals (3).

**Does Sycamore Financial Planning, LLC report any disciplinary disclosures?**
Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's public record on IAPD: https://adviserinfo.sec.gov/firm/summary/159212

## From the Form ADV filing

### Compensation (Item 5.E)
- Hourly charges
- Fixed fees (other than subscription fees)

### Regulatory assets under management (Item 5.F)
- Total: $104,170,793
- Discretionary: $104,170,793
- Non-discretionary: $0

### Clients (Item 5.D)

| Client type | Clients | Assets |
| --- | --- | --- |
| Individuals (other than high net worth individuals) | 31 | $39,869,301 |
| High net worth individuals | 3 | $64,301,492 |

### Advisory services (Item 5.G)
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Selection of other advisers (including private fund managers)
- Educational seminars/workshops

### Firm details
- Registered since: 2011 (14 years)
- Employees: 5 total, 5 performing advisory functions
- Wrap fee program participation: No
- States registered or notice-filed: LA, MA, NC, SC
- Disclosures (Item 11): Reports no disclosure items on Form ADV Item 11.

### Websites listed on Form ADV (Item 1.I)
- sycamorefinancialplanning.com
- yelp.com/biz/sycamore-financial-planning-charlotte
- yelp.com/biz/sycamore-financial-planning-durham
- LinkedIn @sycamore-financial-planning-llc

## Source

Form ADV as filed, October 2026. Values appear as filed. Cite as: AdvisorCensus. Sycamore Financial Planning, LLC (CRD 159212): Form ADV filing data as of October 2026.