# Sycamore Financial Group

> Sycamore Financial Group is an SEC-registered investment advisory firm in Kokomo, IN, registered since 2004, reporting $500 million to $1 billion in regulatory assets under management in its Form ADV filing dated March 13, 2026.

- CRD: 14143
- Filed as: SYCAMORE FINANCIAL GROUP
- Legal name: Sycamore Financial Group, Inc.
- Registration: SEC-registered investment adviser (status as filed: Approved)
- Location: Kokomo, IN
- Filing period: October 2026
- Form ADV filing dated: March 13, 2026
- SEC record (IAPD): https://adviserinfo.sec.gov/firm/summary/14143
- AdvisorCensus page: https://advisorcensus.com/firm/sycamore-financial-group-kokomo-in-14143

## Quick answers

**How is Sycamore Financial Group compensated?**
On its Form ADV (Item 5.E, October 2026), Sycamore Financial Group reports these compensation arrangements: a percentage of assets under its management. The amounts are in Item 5 of its Form ADV Part 2A brochure.

**Where is Sycamore Financial Group located?**
Sycamore Financial Group's principal office is in Kokomo, IN, according to its Form ADV.

**Is Sycamore Financial Group registered with the SEC or a state?**
Sycamore Financial Group is an SEC-registered investment advisory firm, registered since 2004. Status as filed: Approved. CRD 14143.

**How much does Sycamore Financial Group manage?**
Sycamore Financial Group reports $787,411,448 in regulatory assets under management in its Form ADV filing dated March 13, 2026 (93% discretionary).

**How have Sycamore Financial Group's assets and staff changed since 2021?**
In the Form ADV data for Sycamore Financial Group: Regulatory assets under management: $536,244,000 in the October 2021 data and $787,411,448 in the October 2026 data, up 47%. Total employees: 4 in October 2021 and 4 in October 2026. Assets under management move with markets as well as with clients coming and going.

**What types of clients does Sycamore Financial Group serve?**
By number of clients on Form ADV Item 5.D: individuals (other than high net worth individuals) (950); high net worth individuals (186); charitable organizations (10).

**Does Sycamore Financial Group report any disciplinary disclosures?**
Reports 2 disclosure items on Form ADV Item 11: yes answers to 11.D(2) (another regulator's finding of a violation) and 11.D(5) (another regulator's denial, suspension, or revocation of a registration or license, bar, or restriction). Each question covers the firm and its advisory affiliates, and one event can produce several yes answers. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/14143

**What changed in Sycamore Financial Group's recent Form ADV filings?**
In the April 2026 filing data: Regulatory assets under management went from $681,079,389 to $787,411,448 (+16%).

## From the Form ADV filing

### Compensation (Item 5.E)
- A percentage of assets under your management

### Regulatory assets under management (Item 5.F)
- Total: $787,411,448
- Discretionary: $732,449,845
- Non-discretionary: $54,961,603

### Clients (Item 5.D)

| Client type | Clients | Assets |
| --- | --- | --- |
| Individuals (other than high net worth individuals) | 950 | $199,183,480 |
| High net worth individuals | 186 | $573,250,453 |
| Charitable organizations | 10 | $14,977,515 |

### Advisory services (Item 5.G)
- Financial planning services
- Portfolio management for individuals and/or small businesses

### Firm details
- Registered since: 2004 (22 years)
- Employees: 4 total, 4 performing advisory functions
- Wrap fee program participation: No
- States registered or notice-filed: FL, IL, IN, NE, NY, OH, TX, VA
- Disclosures (Item 11): Reports 2 disclosure items on Form ADV Item 11.

### Item 11 questions answered yes
- 11.D(2): Has another federal regulator, a state regulator, or a foreign financial regulator ever found that the firm or an advisory affiliate was involved in a violation of investment-related regulations or statutes?
- 11.D(5): Has another federal regulator, a state regulator, or a foreign financial regulator ever denied, suspended, or revoked the registration or license of the firm or an advisory affiliate, prevented either by order from associating with an investment-related business, or restricted either one's activity?

Each question covers the firm and its advisory affiliates: its current employees other than clerical staff, its officers, partners, and directors, and anyone who controls the firm or is controlled by it. One event can produce yes answers to several questions. SEC-registered advisers and exempt reporting advisers may leave out events more than ten years old, and may answer 11.A(2) and 11.B(2) for pending charges only. The detail of each yes answer is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/14143

### Websites listed on Form ADV (Item 1.I)
- sycamoreweb.com

## Assets and staff over time

| Data period | Regulatory assets under management | Employees | Filing dated |
| --- | --- | --- | --- |
| October 2021 | $536,244,000 | 4 | June 29, 2021 |
| October 2022 | $582,414,332 | 4 | March 14, 2022 |
| October 2023 | $573,132,761 | 4 | February 23, 2023 |
| October 2024 | $665,628,767 | 4 | June 4, 2024 |
| October 2025 | $681,079,389 | 4 | March 26, 2025 |
| October 2026 | $787,411,448 | 4 | March 13, 2026 |

Regulatory assets under management: $536,244,000 in the October 2021 data and $787,411,448 in the October 2026 data, up 47%.
Total employees: 4 in October 2021 and 4 in October 2026.

## Changes in the filing (last 12 months)

### April 2026
- Regulatory assets under management went from $681,079,389 to $787,411,448 (+16%).

## Source

Form ADV as filed, October 2026. Values appear as filed. Cite as: AdvisorCensus. Sycamore Financial Group (CRD 14143): Form ADV filing data as of October 2026.