{
  "crd_number": 14143,
  "slug": "sycamore-financial-group-kokomo-in-14143",
  "primary_business_name": "SYCAMORE FINANCIAL GROUP",
  "legal_name": "SYCAMORE FINANCIAL GROUP, INC.",
  "dbas": [],
  "city": "Kokomo",
  "state": "IN",
  "country": "United States",
  "cbsa_code": "29020",
  "metro": {
    "cbsa_code": "29020",
    "common_name": "Kokomo",
    "msa_name": "Kokomo, IN",
    "path": "/advisors/in/kokomo"
  },
  "registration_type": "sec",
  "registration_status": "Approved",
  "registration_date": "2004-02-27",
  "years_registered": 22,
  "period": "2026-10-01",
  "filing_date": "2026-03-13",
  "carried_forward": false,
  "raum_total": 787411448.0,
  "raum_discretionary": 732449845.0,
  "raum_non_discretionary": 54961603.0,
  "raum_band": "500m_1b",
  "raum_band_label": "$500 million to $1 billion",
  "total_employees": 4,
  "advisory_employees": 4,
  "client_count_bucket": null,
  "clients_by_type": {
    "charitable": {
      "raum": 14977515.0,
      "count": 10
    },
    "individuals": {
      "raum": 199183480.0,
      "count": 950
    },
    "high_net_worth_individuals": {
      "raum": 573250453.0,
      "count": 186
    }
  },
  "compensation_types": [
    "percentage_of_aum"
  ],
  "advisory_activities": [
    "financial_planning",
    "portfolio_management_individuals"
  ],
  "wrap_fee_participant": false,
  "disclosure_yes_count": 2,
  "states_registered": [
    "FL",
    "IL",
    "IN",
    "NE",
    "NY",
    "OH",
    "TX",
    "VA"
  ],
  "websites": [
    "https://sycamoreweb.com"
  ],
  "iapd_url": "https://adviserinfo.sec.gov/firm/summary/14143",
  "disclosure_items": [
    {
      "item": "11.D(2)",
      "question": "Has another federal regulator, a state regulator, or a foreign financial regulator ever found that the firm or an advisory affiliate was involved in a violation of investment-related regulations or statutes?"
    },
    {
      "item": "11.D(5)",
      "question": "Has another federal regulator, a state regulator, or a foreign financial regulator ever denied, suspended, or revoked the registration or license of the firm or an advisory affiliate, prevented either by order from associating with an investment-related business, or restricted either one's activity?"
    }
  ],
  "city_as_filed": "KOKOMO",
  "url": "https://advisorcensus.com/firm/sycamore-financial-group-kokomo-in-14143",
  "display_name": "Sycamore Financial Group",
  "summary": "Sycamore Financial Group is an SEC-registered investment advisory firm in Kokomo, IN, registered since 2004, reporting $500 million to $1 billion in regulatory assets under management in its Form ADV filing dated March 13, 2026.",
  "citation": "AdvisorCensus. Sycamore Financial Group (CRD 14143): Form ADV filing data as of October 2026.",
  "registration_type_label": "SEC-registered investment adviser",
  "compensation_labels": [
    "A percentage of assets under your management"
  ],
  "advisory_activity_labels": [
    "Financial planning services",
    "Portfolio management for individuals and/or small businesses"
  ],
  "quick_answers": [
    {
      "q": "How is Sycamore Financial Group compensated?",
      "a": "On its Form ADV (Item 5.E, October 2026), Sycamore Financial Group reports these compensation arrangements: a percentage of assets under its management. The amounts are in Item 5 of its Form ADV Part 2A brochure."
    },
    {
      "q": "Where is Sycamore Financial Group located?",
      "a": "Sycamore Financial Group's principal office is in Kokomo, IN, according to its Form ADV."
    },
    {
      "q": "Is Sycamore Financial Group registered with the SEC or a state?",
      "a": "Sycamore Financial Group is an SEC-registered investment advisory firm, registered since 2004. Status as filed: Approved. CRD 14143."
    },
    {
      "q": "How much does Sycamore Financial Group manage?",
      "a": "Sycamore Financial Group reports $787,411,448 in regulatory assets under management in its Form ADV filing dated March 13, 2026 (93% discretionary)."
    },
    {
      "q": "How have Sycamore Financial Group's assets and staff changed since 2021?",
      "a": "In the Form ADV data for Sycamore Financial Group: Regulatory assets under management: $536,244,000 in the October 2021 data and $787,411,448 in the October 2026 data, up 47%. Total employees: 4 in October 2021 and 4 in October 2026. Assets under management move with markets as well as with clients coming and going."
    },
    {
      "q": "What types of clients does Sycamore Financial Group serve?",
      "a": "By number of clients on Form ADV Item 5.D: individuals (other than high net worth individuals) (950); high net worth individuals (186); charitable organizations (10)."
    },
    {
      "q": "Does Sycamore Financial Group report any disciplinary disclosures?",
      "a": "Reports 2 disclosure items on Form ADV Item 11: yes answers to 11.D(2) (another regulator's finding of a violation) and 11.D(5) (another regulator's denial, suspension, or revocation of a registration or license, bar, or restriction). Each question covers the firm and its advisory affiliates, and one event can produce several yes answers. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/14143"
    },
    {
      "q": "What changed in Sycamore Financial Group's recent Form ADV filings?",
      "a": "In the April 2026 filing data: Regulatory assets under management went from $681,079,389 to $787,411,448 (+16%)."
    }
  ],
  "filing_history": [
    {
      "period": "2021-10-01",
      "regulatory_assets_under_management": 536244000.0,
      "total_employees": 4,
      "filing_date": "2021-06-29"
    },
    {
      "period": "2022-10-01",
      "regulatory_assets_under_management": 582414332.0,
      "total_employees": 4,
      "filing_date": "2022-03-14"
    },
    {
      "period": "2023-10-01",
      "regulatory_assets_under_management": 573132761.0,
      "total_employees": 4,
      "filing_date": "2023-02-23"
    },
    {
      "period": "2024-10-01",
      "regulatory_assets_under_management": 665628767.0,
      "total_employees": 4,
      "filing_date": "2024-06-04"
    },
    {
      "period": "2025-10-01",
      "regulatory_assets_under_management": 681079389.0,
      "total_employees": 4,
      "filing_date": "2025-03-26"
    },
    {
      "period": "2026-10-01",
      "regulatory_assets_under_management": 787411448.0,
      "total_employees": 4,
      "filing_date": "2026-03-13"
    }
  ],
  "recent_changes": [
    {
      "period": "2026-04-01",
      "period_label": "April 2026",
      "notes": [
        "Regulatory assets under management went from $681,079,389 to $787,411,448 (+16%)."
      ]
    }
  ],
  "fees_from_brochure": null,
  "custodians": [],
  "custodians_note": null,
  "markdown_url": "https://advisorcensus.com/firm/sycamore-financial-group-kokomo-in-14143.md",
  "clients": [
    {
      "type": "individuals",
      "label": "Individuals (other than high net worth individuals)",
      "count": 950,
      "fewer_than_5": false,
      "raum": 199183480.0
    },
    {
      "type": "high_net_worth_individuals",
      "label": "High net worth individuals",
      "count": 186,
      "fewer_than_5": false,
      "raum": 573250453.0
    },
    {
      "type": "charitable",
      "label": "Charitable organizations",
      "count": 10,
      "fewer_than_5": false,
      "raum": 14977515.0
    }
  ],
  "disclosure_line": "Reports 2 disclosure items on Form ADV Item 11.",
  "indexable": true,
  "suppressed": false,
  "claimed": false,
  "enhanced": false,
  "provided_by_the_firm": null,
  "source": {
    "name": "Form ADV",
    "as_of": "2026-10-01",
    "iapd_url": "https://adviserinfo.sec.gov/firm/summary/14143",
    "operator": "BH Monitor Services, LLC",
    "license": "https://creativecommons.org/licenses/by/4.0/",
    "credit": "AdvisorCensus (advisorcensus.com), from SEC Form ADV data"
  }
}